SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2023 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Carlone, Thomas |
|
M |
AMJ337 |
Rep |
2022-06-06 |
|
| 2 |
Cha, Louis Min 車珉 |
|
M |
ANE739 |
Rep |
2022-04-19 |
2025-06-27 |
| 3 |
Chan, Ching Han (SFC:BGU411) 陳靜嫻 |
|
|
BGU411 |
Rep |
2016-01-12 |
|
| 4 |
Chan, Samuel Sek Wei 陳惜偉 |
|
M |
BOZ713 |
Rep |
2021-04-28 |
2024-02-27 |
| 5 |
Chau, Chi Han 周智嫻 |
|
F |
BHP540 |
Rep |
2022-11-23 |
|
| 6 |
Chen, Yanjie 陳燕杰 |
|
|
BPE440 |
Rep |
2019-11-28 |
2023-12-06 |
| 7 |
Cheon, Gene Young |
|
M |
BRA929 |
Rep |
2021-04-26 |
2023-12-29 |
| 8 |
Colebatch, Michael John |
|
M |
BFB230 |
Rep |
2022-02-08 |
|
| 9 |
Fu, Xiamin 符夏旻 |
|
|
BPM070 |
Rep |
2021-06-28 |
2023-11-01 |
| 10 |
Fujimoto, Junichi (SFC:BTT887) |
|
|
BTT887 |
Rep |
2023-05-29 |
|
| 11 |
Fukuo, Yoshihiro 福王良博 |
|
M |
BTS960 |
Rep |
2023-05-29 |
|
| 12 |
Hara, Takayuki |
|
M |
BUD273 |
Rep |
2023-09-20 |
|
| 13 |
He, Haotian (SFC:BFN673) 何昊天 |
|
|
BFN673 |
Rep |
2021-07-07 |
2025-06-20 |
| 14 |
Ho, Hiu Kwan 何曉筠 |
|
|
BDC539 |
Rep |
2014-08-18 |
|
| 15 |
Hong, Yancheng (SFC:AVS886) 洪研程 |
|
|
AVS886 |
Rep |
2021-03-09 |
2025-02-26 |
| 16 |
Huang, Chung-Yu |
|
|
BDN266 |
Rep |
2022-02-28 |
|
| 17 |
Huang, Xinzhe 黃昕哲 |
|
|
BOP111 |
Rep |
2023-03-09 |
|
| 18 |
Iu, Janice Ho Yee 姚皓儀 |
|
F |
AZL145 |
RO |
2022-06-07 |
2024-07-05 |
| 19 |
Kaetsu, Yuri 嘉悅友理 |
|
M |
BFS890 |
Rep |
2020-03-09 |
|
| 20 |
Karanovic, Vladimir (SFC:BOB372) |
|
|
BOB372 |
Rep |
2019-01-24 |
|
| 21 |
Kato, Mayumi 加藤真由美 |
|
|
AFK707 |
Rep |
2012-07-18 |
|
| 22 |
Katsura, Ryosuke 桂竜輔 |
|
|
BAB713 |
Rep |
2020-03-16 |
|
| 23 |
Ke, Tak Lai 紀德禮 |
|
|
AXP786 |
Rep |
2018-11-02 |
2024-12-20 |
| 24 |
Kinjo, Tomonori 金城知德 |
|
|
BSR247 |
Rep |
2022-06-17 |
2024-06-03 |
| 25 |
Ko, Hee Jae 高希在 |
|
|
BQW670 |
Rep |
2021-04-09 |
2025-01-14 |
| 26 |
Ko, Megumi 顧恵實 |
|
F |
BTV590 |
Rep |
2023-06-09 |
|
| 27 |
Kobayashi, Kaya 周宛嬋 |
|
|
BOZ241 |
Rep |
2020-08-31 |
|
| 28 |
Lai, Chi Ian 黎芷昕 |
|
|
BNO157 |
Rep |
2021-06-17 |
|
| 29 |
Lam, Ka Wun Gary 林家垣 |
|
M |
BDH211 |
Rep |
2021-02-19 |
|
| 30 |
Leung, Yuen Yi Kim 梁苑怡 |
|
|
BSQ712 |
Rep |
2022-06-09 |
|
| 31 |
Li, Libby Sze Nga 李詩雅 |
|
F |
BET711 |
Rep |
2022-05-25 |
2025-02-19 |
| 32 |
Man, Wai (SFC:BTV589) 文慧 |
|
|
BTV589 |
Rep |
2023-06-15 |
2024-04-04 |
| 33 |
Mao, Yiyi 毛禕禕 |
|
|
BNY155 |
Rep |
2018-12-31 |
|
| 34 |
Masuda, Takeshi (SFC:BSG548) 增田武志 |
|
M |
BSG548 |
RO |
2022-04-28 |
2025-02-27 |
| 35 |
Miyamoto, Go |
|
|
BIN850 |
Rep |
2023-10-19 |
|
| 36 |
Naka, Kazuhito 那珂和人 |
|
|
BDC123 |
Rep |
2020-08-14 |
|
| 37 |
Oda, Hirofumi |
|
M |
BUF309 |
Rep |
2023-10-16 |
|
| 38 |
Ohashi, Yoichi 大橋洋一 |
|
|
BTW788 |
Rep |
2023-07-20 |
2023-11-03 |
| 39 |
Oyama, Ryo 大山亮 |
|
|
BTR172 |
Rep |
2023-04-24 |
2023-11-05 |
| 40 |
Peng, Yujing 彭育婧 |
|
|
BSX423 |
Rep |
2022-09-05 |
2025-05-30 |
| 41 |
Pong, David Juyoung |
|
M |
APW579 |
RO |
2022-04-29 |
2023-11-01 |
| 42 |
Quinnell, Simon James David |
|
M |
BUB205 |
Rep |
2023-08-29 |
|
| 43 |
Sampson, Machiko |
|
|
AJI380 |
RO |
2018-10-11 |
|
| 44 |
Sato, Hiromi (SFC:ANS087) 佐藤弘美 |
|
|
ANS087 |
RO |
2020-05-21 |
2024-06-14 |
| 45 |
Sato, Iori 佐藤伊織 |
|
|
BTU085 |
Rep |
2023-05-29 |
2023-12-05 |
| 46 |
Sato, Masahiko (SFC:AVM642) |
|
|
AVM642 |
Rep |
2023-10-16 |
|
| 47 |
Shimamoto, Arisa 嶌本有紗 |
|
|
BGM560 |
Rep |
2015-11-16 |
2025-03-13 |
| 48 |
Song, Rong (SFC:BRD832) 宋嵘 |
|
|
BRD832 |
RO |
2021-06-08 |
|
| 49 |
Spitty, Luke Robert Soltesz |
|
M |
BUC567 |
Rep |
2023-09-06 |
|
| 50 |
Suzuki, Hiromasa (SFC:BTR784) 鈴木宏昌 |
|
M |
BTR784 |
Rep |
2023-05-15 |
2024-06-03 |
| 51 |
Tang, Le Geng |
|
|
BSU071 |
Rep |
2022-08-08 |
|
| 52 |
Tong, Leo 唐震宇 |
|
M |
BBU281 |
RO |
2021-01-27 |
2023-11-01 |
| 53 |
Torii, Hiroshi (SFC:BUG049) |
|
M |
BUG049 |
Rep |
2023-10-24 |
|
| 54 |
Tsujii, Jun |
|
|
BSS177 |
Rep |
2022-07-19 |
2024-01-19 |
| 55 |
Wang, Lei (SFC:BPW175) 王磊 |
|
|
BPW175 |
Rep |
2022-07-14 |
2023-11-01 |
| 56 |
Wong, Kwan Ting 黃君婷 |
|
|
BEM202 |
Rep |
2014-11-17 |
2024-06-03 |
| 57 |
Wong, Tsz Wa (SFC:BRV322) 黃梓華 |
|
|
BRV322 |
Rep |
2021-11-15 |
|
| 58 |
Yang, Huai Wei 楊懷瑋 |
|
|
BRF223 |
Rep |
2021-07-19 |
2023-11-01 |
| 59 |
Yang, Lujia (SFC:BBU233) 楊路加 |
|
|
BBU233 |
Rep |
2021-02-17 |
2024-03-11 |
| 60 |
Yue, Tony Ho Tung 余浩東 |
|
M |
ALU744 |
RO |
2022-10-10 |
|
| 61 |
Zhao, Geoffrey Li 趙力 |
|
M |
AXP175 |
RO |
2021-07-19 |
|
| 62 |
Zhao, Pengliang 趙鵬亮 |
|
|
BSP505 |
Rep |
2022-05-26 |
|
| 63 |
Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 |
|
|
BAB338 |
Rep |
2012-09-17 |
2024-06-03 |
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