Shangding International Asset Management Company Limited 上鼎國際資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Tong, Dik Ka 湯狄嘉			AYY919	RO	2020-01-15	2025-01-17
2	Tong, Kin Yip 湯建業			BLH252	RO	2023-09-25	2025-06-27

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