Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2023 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Aggarwal, Mayur |
|
|
APM135 |
RO |
2019-11-19 |
|
| 2 |
An, Jun Wye 安峻位 |
|
|
BDA023 |
Rep |
2014-03-25 |
|
| 3 |
Chan, Shuet Ying 陳雪凝 |
|
|
AEP711 |
Rep |
2022-08-02 |
2025-07-29 |
| 4 |
Cheung, Yuen Ting (SFC:BSU052) 張婉婷 |
|
|
BSU052 |
Rep |
2022-08-02 |
|
| 5 |
Chiang, Pei Yun 蔣佩芸 |
|
|
ARF128 |
RO |
2017-05-17 |
2025-09-01 |
| 6 |
Hsieh, Fu Jen 謝輔仁 |
|
|
BHX649 |
Rep |
2016-08-02 |
|
| 7 |
Huang, Chin Lun 黃敬倫 |
|
|
BLO104 |
Rep |
2017-11-24 |
|
| 8 |
Jones, Rebecca Dawn (SFC:BTC657) 林若欣 |
|
F |
BTC657 |
Rep |
2022-10-26 |
2025-01-28 |
| 9 |
Kim, Doyoung (SFC:BIH684) |
|
|
BIH684 |
Rep |
2019-07-24 |
|
| 10 |
Koh, Lee Shin 高立迅 |
|
|
AXP374 |
RO |
2022-12-15 |
|
| 11 |
Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 |
|
M |
BEI452 |
Rep |
2014-11-07 |
|
| 12 |
Lau, Man Kay 劉文祈 |
|
|
BSU050 |
Rep |
2022-08-02 |
|
| 13 |
Lee, Kenneth (SFC:BGW789) |
|
M |
BGW789 |
Rep |
2022-04-01 |
2025-04-16 |
| 14 |
Li, Zhaochen 李昭宸 |
|
|
BRW043 |
Rep |
2021-11-29 |
2023-07-26 |
| 15 |
Lin, Jung Fang 林榕芳 |
|
|
BFA781 |
Rep |
2015-03-09 |
|
| 16 |
Liu, Andrea Hai En 廖凯恩 |
|
F |
BTL342 |
Rep |
2023-03-15 |
|
| 17 |
Ottery, Gavin John |
|
M |
ALS347 |
Rep |
2015-03-11 |
|
| 18 |
Qu, Wenchan 曲文禪 |
|
|
BNC099 |
Rep |
2021-07-27 |
|
| 19 |
Ratliff, David Talmadge |
|
M |
AHG576 |
RO |
2022-05-11 |
2024-09-03 |
| 20 |
Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 |
|
|
AUJ706 |
Rep |
2010-12-13 |
|
| 21 |
Suen, Pik Wang 孫碧泓 |
|
|
AVG406 |
Rep |
2017-03-01 |
|
| 22 |
Sun, Jianfeng (SFC:BSU051) 孫劍峰 |
|
|
BSU051 |
Rep |
2022-08-02 |
|
| 23 |
Wan, Mandy Man Yi 尹敏兒 |
|
F |
BBQ502 |
RO |
2017-05-17 |
|
| 24 |
Wan, Maojia 萬茂佳 |
|
|
BSU048 |
Rep |
2022-08-02 |
|
| 25 |
Yau, Zenia Wing Sze 尤詠詩 |
|
|
BSU054 |
Rep |
2022-08-02 |
|
| 26 |
Zamora, Aezel Ann Beltran |
|
F |
BRR079 |
RO |
2022-11-02 |
|
| 27 |
Zhou, Huaisong 周懷松 |
|
|
BOQ931 |
Rep |
2020-09-08 |
|
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