HC Securities (HK) Limited 海川證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	SFC ID	Role	From	Until
1	Lui, Yu Kau 呂譽鏐			AQN586	RO	2021-12-21	2023-12-10
2	So, Kin (SFC:AID232) 蘇健			AID232	RO	2021-12-21	2023-11-19

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