Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2022 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Aggarwal, Mayur |
|
|
APM135 |
RO |
2019-11-19 |
|
| 2 |
An, Jun Wye 安峻位 |
|
|
BDA023 |
Rep |
2014-03-25 |
|
| 3 |
Cheung, Amanda Nga Wun 張雅媛 |
|
F |
BNP733 |
Rep |
2021-12-07 |
2023-02-24 |
| 4 |
Chiang, Pei Yun 蔣佩芸 |
|
|
ARF128 |
RO |
2017-05-17 |
2025-09-01 |
| 5 |
Hsieh, Fu Jen 謝輔仁 |
|
|
BHX649 |
Rep |
2016-08-02 |
|
| 6 |
Huang, Chin Lun 黃敬倫 |
|
|
BLO104 |
Rep |
2017-11-24 |
|
| 7 |
Kim, Doyoung (SFC:BIH684) |
|
|
BIH684 |
Rep |
2019-07-24 |
|
| 8 |
Koo, George Chen Yu 顧震宇 |
|
M |
ABU687 |
RO |
2015-03-18 |
2023-03-24 |
| 9 |
Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 |
|
M |
BEI452 |
Rep |
2014-11-07 |
|
| 10 |
Lee, Kenneth (SFC:BGW789) |
|
M |
BGW789 |
Rep |
2022-04-01 |
2025-04-16 |
| 11 |
Li, Zhaochen 李昭宸 |
|
|
BRW043 |
Rep |
2021-11-29 |
2023-07-26 |
| 12 |
Lin, Jung Fang 林榕芳 |
|
|
BFA781 |
Rep |
2015-03-09 |
|
| 13 |
Liu, Tze Fung Ryan 廖梓楓 |
|
|
BMJ698 |
Rep |
2018-02-21 |
2023-03-10 |
| 14 |
Luo, Peng (SFC:AUJ707) 羅鵬 |
|
|
AUJ707 |
Rep |
2021-03-31 |
2023-03-22 |
| 15 |
Ottery, Gavin John |
|
M |
ALS347 |
Rep |
2015-03-11 |
|
| 16 |
Qu, Wenchan 曲文禪 |
|
|
BNC099 |
Rep |
2021-07-27 |
|
| 17 |
Ratliff, David Talmadge |
|
M |
AHG576 |
RO |
2022-05-11 |
2024-09-03 |
| 18 |
Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 |
|
|
AUJ706 |
Rep |
2010-12-13 |
|
| 19 |
Suen, Pik Wang 孫碧泓 |
|
|
AVG406 |
Rep |
2017-03-01 |
|
| 20 |
Wan, Mandy Man Yi 尹敏兒 |
|
F |
BBQ502 |
RO |
2017-05-17 |
|
| 21 |
Wong, Timothy Ting Fung 王庭峰 |
|
M |
BGS895 |
Rep |
2015-12-22 |
2023-03-03 |
| 22 |
Zamora, Aezel Ann Beltran |
|
F |
BRR079 |
Rep |
2021-09-14 |
2022-11-02 |
| 23 |
Zhou, Huaisong 周懷松 |
|
|
BOQ931 |
Rep |
2020-09-08 |
|
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy
Back to top
