Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2021 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Aggarwal, Mayur |
|
|
APM135 |
RO |
2019-11-19 |
|
| 2 |
An, Jun Wye 安峻位 |
|
|
BDA023 |
Rep |
2014-03-25 |
|
| 3 |
Cheung, Gregory Chi-Ho 蔣自浩 |
|
M |
BGP371 |
Rep |
2015-11-30 |
2021-09-30 |
| 4 |
Chiang, Pei Yun 蔣佩芸 |
|
|
ARF128 |
RO |
2017-05-17 |
2025-09-01 |
| 5 |
Choong, Ignatius Wooi Kean |
60 |
M |
ADT736 |
RO |
2013-03-15 |
2022-03-31 |
| 6 |
Hsieh, Fu Jen 謝輔仁 |
|
|
BHX649 |
Rep |
2016-08-02 |
|
| 7 |
Huang, Chin Lun 黃敬倫 |
|
|
BLO104 |
Rep |
2017-11-24 |
|
| 8 |
Huang, Kangli 黃康力 |
|
|
BOK655 |
Rep |
2019-06-05 |
2021-06-02 |
| 9 |
Kim, Doyoung (SFC:BIH684) |
|
|
BIH684 |
Rep |
2019-07-24 |
|
| 10 |
Koo, George Chen Yu 顧震宇 |
|
M |
ABU687 |
RO |
2015-03-18 |
2023-03-24 |
| 11 |
Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 |
|
M |
BEI452 |
Rep |
2014-11-07 |
|
| 12 |
Lai, Ming Wai (SFC:BIV244) 黎銘煒 |
|
|
BIV244 |
Rep |
2020-05-15 |
2022-03-31 |
| 13 |
Lau, David Kwok Hei 劉國熙 |
|
M |
AVN397 |
RO |
2021-02-17 |
2022-05-12 |
| 14 |
Liao, Maggie Mei Qi |
|
F |
BLC896 |
Rep |
2018-01-25 |
2021-05-31 |
| 15 |
Lin, Jung Fang 林榕芳 |
|
|
BFA781 |
Rep |
2015-03-09 |
|
| 16 |
Lin, Xiao Xiao 林瀟瀟 |
|
|
BER963 |
Rep |
2016-03-14 |
2022-03-31 |
| 17 |
Liu, Tze Fung Ryan 廖梓楓 |
|
|
BMJ698 |
Rep |
2018-02-21 |
2023-03-10 |
| 18 |
Luo, Peng (SFC:AUJ707) 羅鵬 |
|
|
AUJ707 |
Rep |
2021-03-31 |
2023-03-22 |
| 19 |
Ottery, Gavin John |
|
M |
ALS347 |
Rep |
2015-03-11 |
|
| 20 |
Oumary, Sophia Isabelle |
|
F |
BJA027 |
Rep |
2017-02-03 |
2022-05-10 |
| 21 |
Peters, Ludger (SFC:AYR589) |
|
M |
AYR589 |
RO |
2019-09-04 |
2021-11-01 |
| 22 |
Phoon, Priscilla Yilin 潘藝琳 |
|
F |
AWW476 |
Rep |
2016-03-14 |
2021-08-11 |
| 23 |
Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 |
|
|
AUJ706 |
Rep |
2010-12-13 |
|
| 24 |
Shi, Ran (SFC:BFT925) 施冉 |
|
|
BFT925 |
RO |
2018-02-26 |
2021-09-01 |
| 25 |
Suen, Pik Wang 孫碧泓 |
|
|
AVG406 |
Rep |
2017-03-01 |
|
| 26 |
Wan, Mandy Man Yi 尹敏兒 |
|
F |
BBQ502 |
RO |
2017-05-17 |
|
| 27 |
Wong, Timothy Ting Fung 王庭峰 |
|
M |
BGS895 |
Rep |
2015-12-22 |
2023-03-03 |
| 28 |
Yung, Kathryn Ka Sing 榮嘉信 |
47 |
F |
BGZ327 |
RO |
2020-03-31 |
2022-03-31 |
| 29 |
Zhou, Huaisong 周懷松 |
|
|
BOQ931 |
Rep |
2020-09-08 |
|
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy
Back to top
