Brookfield Advisors (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Hall, Jeremy George		M	ATD521	RO	2017-05-15	2023-07-07
2	Mercier, Stuart		M	BDH940	RO	2017-05-22	2024-04-01
3	Suh, Won Bin 徐源斌			BDH938	Rep	2018-02-05	2021-05-01
4	Tam, Chun Chiu 譚焌釗			BBB754	RO	2021-01-06	2022-08-31
5	Thassim, Niel (1973)	48	M	AOG997	RO	2017-01-04	2024-07-22

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