ROUNDHOUSE PARTNERS LTD 宏進資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Chan, Hei Wai 陳喜偉			AXE875	RO	2019-04-02	2020-04-13
2	Ng, Jeffrey Ka Fai 吳家輝		M	AIR483	RO	2020-03-11	2022-04-30
3	Ng, Lu Yan 吳露恩			AYG297	RO	2019-04-02	2019-12-10

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