GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Yiu Fai 區耀輝 | AFJ091 | Rep | 2011-06-07 | 2014-07-01 | ||
| 2 | Cai, Xiaoye 蔡曉曄 | AXT532 | Rep | 2011-08-03 | 2013-10-06 | ||
| 3 | Chao, Ruo Han 趙若涵 | AXC175 | Rep | 2014-01-15 | 2017-09-17 | ||
| 4 | Chen, Yijin (SFC:APD345) 陳義進 | APD345 | Rep | 2007-06-25 | 2010-09-30 | ||
| 5 | Chen, Yijing (SFC:AXS848) 陳毅菁 | AXS848 | Rep | 2017-07-25 | 2021-03-12 | ||
| 6 | Cheung, Charles Lai Yan 張禮仁 | M | AAV372 | RO | 2011-03-08 | ||
| 7 | Cheung, Chun Kin 張俊堅 | AYA531 | Rep | 2017-06-26 | |||
| 8 | Cheung, Kam Hong (SFC:BOX063) 張淦康 | BOX063 | Rep | 2019-10-09 | 2019-11-26 | ||
| 9 | Chiu, Simon Siu Hung 趙少洪 | M | ALW291 | Rep | 2016-04-08 | 2016-05-20 | |
| RO | 2016-05-20 | 2023-12-31 | |||||
| 10 | Dai, Baiquan 戴柏泉 | BNW181 | Rep | 2018-12-05 | 2019-07-16 | ||
| Rep | 2019-08-15 | ||||||
| 11 | Gan, Tian (SFC:AMI240) 甘添 | AMI240 | Rep | 2005-08-03 | 2008-02-01 | ||
| 12 | Guo, Rui (SFC:BDA213) 郭睿 | BDA213 | Rep | 2016-04-14 | 2024-08-30 | ||
| 13 | He, Siyang 賀司洋 | BGE017 | Rep | 2018-08-15 | 2020-07-17 | ||
| 14 | Hong, Mei 洪梅 | BAM634 | Rep | 2012-11-23 | 2020-04-20 | ||
| 15 | Huang, Qijun (SFC:ANR779) 黃奇俊 | ANR779 | Rep | 2006-07-26 | 2010-03-12 | ||
| 16 | Hung, Kwok Chuen 熊國全 | APW348 | Rep | 2014-06-11 | |||
| 17 | Jiang, Jinzhi (SFC:AIX656) 蔣錦志 | AIX656 | Rep | 2005-01-10 | 2005-05-27 | ||
| 18 | Jiang, Wanning 江皖宁 | BMH757 | Rep | 2018-02-13 | 2019-07-16 | ||
| 19 | Kan, Pinky Lai Ping 簡麗萍 | AKY991 | Rep | 2004-11-11 | 2006-11-11 | ||
| 20 | Kwong, Janet Sau King 江秀琼 | F | AMR826 | Rep | 2016-04-26 | 2019-02-28 | |
| 21 | Lai, Billy Yee Piu 黎以標 | AMV035 | Rep | 2018-10-10 | |||
| 22 | Lam, Ying (SFC:ANL982) 林迎 | ANL982 | Rep | 2006-07-03 | 2009-02-26 | ||
| 23 | Lau, Ho To 劉浩濤 | AQD647 | Rep | 2008-01-18 | 2008-11-14 | ||
| 24 | Lau, Tat Shing 劉達誠 | ANG468 | Rep | 2014-11-19 | 2017-04-28 | ||
| 25 | Law, Chi Pang 羅志鵬 | AOV816 | Rep | 2007-05-03 | 2011-05-07 | ||
| Rep | 2011-10-17 | 2014-05-02 | |||||
| 26 | Lee, Wing Yan (SFC:APH871) 李泳欣 | APH871 | Rep | 2007-07-27 | 2011-05-07 | ||
| 27 | Li, Guangjie 李光杰 | 51 | M | AHH526 | Rep | 2006-03-08 | 2018-07-06 |
| 28 | Li, Xiaowei (SFC:BCC071) 李晓蔚 | BCC071 | Rep | 2013-10-17 | 2020-11-13 | ||
| 29 | Li, Xun (SFC:BOI538) 李尋 | BOI538 | Rep | 2019-05-03 | 2023-08-20 | ||
| 30 | Li, Yunchang 李云昌 | BLF179 | Rep | 2017-11-22 | 2020-07-16 | ||
| 31 | Li, Zhao (SFC:AYB049) 李招 | AYB049 | Rep | 2011-09-12 | 2013-07-29 | ||
| 32 | Ling, Ka Kin 凌嘉鍵 | AOM643 | Rep | 2013-05-07 | 2017-04-28 | ||
| 33 | Liu, Shuk Hin 廖淑軒 | AUW342 | Rep | 2017-06-16 | 2024-11-13 | ||
| 34 | Liu, Xiaotao (SFC:AXI167) 劉曉韜 | AXI167 | Rep | 2011-05-27 | 2013-05-01 | ||
| 35 | Long, Xiaobo 龍小波 | 53 | M | ANX204 | Rep | 2006-09-04 | 2006-09-27 |
| 36 | Lu, Lu (SFC:AKX339) 呂露 | AKX339 | Rep | 2006-07-10 | |||
| 37 | Lu, Shengxi 盧聖喜 | AJD685 | Rep | 2003-10-22 | 2004-03-11 | ||
| Rep | 2006-09-04 | 2006-09-27 | |||||
| 38 | Lui, David 雷昌年 | M | ABJ630 | Rep | 2007-05-04 | 2011-04-16 | |
| 39 | Luk, Chun Kin 陸晉建 | ALF377 | Rep | 2011-12-12 | 2012-09-24 | ||
| 40 | Luo, Zhongyan 羅忠雁 | BEZ255 | Rep | 2015-02-11 | 2017-06-12 | ||
| 41 | Lyu, Qi 呂奇 | BMI920 | Rep | 2018-02-20 | 2019-02-02 | ||
| 42 | Ma, Kai (SFC:ANU813) 馬凱 | ANU813 | Rep | 2013-11-11 | 2015-12-23 | ||
| RO | 2015-12-23 | 2020-09-23 | |||||
| 43 | Mai, Siwei 麥斯韋 | AUJ127 | Rep | 2011-06-01 | 2011-10-19 | ||
| 44 | Mak, Chak Hung 麥澤鴻 | AAC295 | Rep | 2006-05-11 | 2006-06-05 | ||
| RO | 2006-06-05 | 2008-11-14 | |||||
| 45 | Man, Chi Ho (SFC:AQO169) 文志豪 | AQO169 | Rep | 2010-12-31 | 2013-10-13 | ||
| 46 | Man, Judith Chi Tak 文智德 | F | AEJ364 | Rep | 2003-10-27 | 2003-12-12 | |
| 47 | Ming, Liang (1981) 明亮 | 38 | F | AQS482 | Rep | 2008-05-21 | 2017-12-06 |
| 48 | Mok, Wai Man Derek (SFC:AMC666) 莫偉民 | M | AMC666 | Rep | 2008-01-22 | 2010-12-15 | |
| 49 | Nan, Nan (SFC:AXG319) 南楠 | AXG319 | Rep | 2016-05-27 | 2018-09-01 | ||
| 50 | Ng, King Kwong 吳景光 | APS297 | Rep | 2012-10-24 | 2014-11-11 | ||
| 51 | Ng, Kwong Kei 吳廣基 | APW215 | Rep | 2008-02-01 | 2008-12-16 | ||
| 52 | Poon, Kai Chung 潘繼宗 | ADV914 | Rep | 2017-03-03 | 2017-08-16 | ||
| RO | 2017-08-16 | 2020-11-30 | |||||
| 53 | Qi, Haiying (SFC:BFB179) 祁海英 | BFB179 | Rep | 2016-11-15 | 2017-03-31 | ||
| RO | 2017-03-31 | ||||||
| 54 | Ren, Qiang (SFC:BOJ521) 任強 | BOJ521 | Rep | 2019-05-22 | 2021-08-01 | ||
| 55 | San To, Hok Kwan 申屠學軍 | M | AID493 | Rep | 2003-10-23 | ||
| RO | 2003-10-23 | 2006-03-07 | |||||
| 56 | Shum, Christ Chi Kau 岑智球 | ACO429 | Rep | 2010-05-03 | |||
| 57 | Sun, Yumeng (SFC:BME539) 孫雨朦 | BME539 | Rep | 2018-02-06 | 2025-03-26 | ||
| 58 | Sung, On Na 宋安娜 | AXI168 | Rep | 2011-05-27 | 2020-08-10 | ||
| 59 | Sze, Yuk Man 施旭雯 | AQE308 | Rep | 2008-01-28 | 2010-05-03 | ||
| 60 | Tang, Davina Tak-wai 鄧德慧 | F | ACZ857 | Rep | 2006-12-27 | 2010-04-24 | |
| 61 | Tong, Ka Lai 唐嘉麗 | ARR530 | Rep | 2014-08-29 | 2016-06-12 | ||
| 62 | Tong, Leung Kwing 唐良炯 | AIL180 | Rep | 2010-06-09 | 2012-03-08 | ||
| 63 | Tsang, Chun Kit (SFC:AGI780) 曾駿傑 | AGI780 | Rep | 2019-08-27 | 2019-11-21 | ||
| RO | 2019-11-21 | 2025-03-08 | |||||
| 64 | Tsang, Kwok Yuk 曾國鈺 | 48 | ADJ392 | Rep | 2018-04-23 | 2020-10-31 | |
| 65 | Wang, Zhongyu (SFC:BNC995) 王鐘煜 | BNC995 | Rep | 2019-06-10 | 2020-09-09 | ||
| 66 | Weng, Fang 翁放 | BLP777 | Rep | 2018-09-28 | 2020-04-20 | ||
| 67 | Weng, Xiyun 翁錫贇 | AYS791 | Rep | 2012-01-03 | 2013-11-25 | ||
| 68 | Wong, Chung Mun 黃仲文 | 61 | M | AAA153 | RO | 2018-09-05 | 2023-05-24 |
| 69 | Woo, Peter 吳培魏 | M | ACY383 | Rep | 2008-11-25 | 2009-04-01 | |
| 70 | Wu, Kaiping (SFC:AKR460) 吳凱平 | AKR460 | Rep | 2004-07-26 | 2005-01-26 | ||
| 71 | Wu, Yang (SFC:ATX173) 吳泱 | ATX173 | Rep | 2010-01-19 | 2010-04-01 | ||
| 72 | Xie, Liuyi 謝柳毅 | ANX203 | Rep | 2006-09-04 | 2006-09-27 | ||
| 73 | Xu, Lei (SFC:BJU776) | BJU776 | Rep | 2017-06-30 | 2017-11-16 | ||
| RO | 2017-11-16 | 2019-08-06 | |||||
| 74 | Xu, Shiyang 徐詩阳 | BGQ334 | Rep | 2015-12-07 | 2019-09-26 | ||
| 75 | Yang, Bohan (SFC:AWH555) 楊博函 | AWH555 | Rep | 2013-10-09 | 2014-02-24 | ||
| 76 | Yau, Stephen Wai Kuen 邱偉權 | M | ANA244 | Rep | 2013-12-19 | 2014-01-27 | |
| 77 | Ye, Yingcong (SFC:ARW530) 叶英聰 | ARW530 | Rep | 2016-05-25 | 2018-06-25 | ||
| 78 | Yeung, Pui Yan 楊佩恩 | AVE023 | Rep | 2018-12-20 | 2024-09-04 | ||
| 79 | Yim, Fung 閻峰 | 56 | M | AFP741 | RO | 2020-11-16 | |
| 80 | Yuan, Junping 袁軍平 | ALS806 | Rep | 2005-07-28 | 2008-09-30 | ||
| RO | 2008-09-30 | 2017-09-04 | |||||
| 81 | Yuen, Pui Sze 袁佩詩 | AMV359 | Rep | 2006-05-23 | 2021-09-27 | ||
| 82 | Zhao, Danyang (SFC:AJF586) 趙丹陽 | AJF586 | Rep | 2003-12-24 | 2005-01-05 | ||
| 83 | Zheng, Xiaofen 鄭晓芬 | BJK477 | Rep | 2017-04-25 | 2018-11-15 | ||
| 84 | Zhu, Qizhi (SFC:AHI943) 朱奇志 | AHI943 | Rep | 2005-04-20 | 2008-06-12 | ||
| RO | 2008-06-12 | 2009-06-01 | |||||
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