Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aggarwal, Srishti Pravin | BLL297 | Rep | 2017-11-09 | 2023-11-06 | ||
| 2 | Alexander, Laurence (SFC:BNL492) | M | BNL492 | Rep | 2018-08-24 | ||
| 3 | Amin, Biren Navnit | BNL370 | Rep | 2018-08-27 | 2021-03-31 | ||
| 4 | Ansari, Saira Abul | BOF645 | Rep | 2019-03-25 | 2022-06-03 | ||
| 5 | Azuma, Yoshihiro | M | APL620 | Rep | 2011-10-31 | 2022-07-04 | |
| 6 | Basu, Bhaskar Narayan | M | AOQ964 | Rep | 2016-06-23 | ||
| 7 | Bond, Phillip Matthew | M | AWZ057 | Rep | 2018-11-16 | 2021-12-07 | |
| 8 | Braibant, Marc Louis Paul Daniel | M | ACI903 | Rep | 2019-08-09 | 2023-08-10 | |
| 9 | Brewster, Trevor | M | BIJ685 | Rep | 2016-11-03 | 2020-06-30 | |
| 10 | Brinkman, Michael Samuel | M | BMV816 | Rep | 2018-06-04 | ||
| 11 | Burke, James Thompson | M | AWZ262 | Rep | 2011-03-14 | 2020-03-14 | |
| 12 | Cahill, John Michael | M | BCI273 | RO | 2019-03-01 | 2021-03-26 | |
| 13 | Cereda Parini, Flavio Romano Achille | BDD072 | Rep | 2019-03-01 | 2023-10-01 | ||
| 14 | Chan, Hoi Chun (SFC:BNC181) 陳凱俊 | BNC181 | Rep | 2018-06-19 | |||
| 15 | Chan, Kam Pui 陳錦培 | AVF495 | RO | 2019-02-20 | 2024-10-07 | ||
| 16 | Chan, Kenneth Kwok Ho 陳國豪 | M | ADT909 | Rep | 2011-08-04 | 2023-06-30 | |
| 17 | Chan, Thomas Chin Tao 陳展濤 | M | AQQ120 | Rep | 2013-11-04 | 2023-04-17 | |
| 18 | Chau, Tak-Hei Timothy 周德熙 | BIR376 | Rep | 2016-12-20 | 2021-07-22 | ||
| 19 | Cheung, Hiu Tan (SFC:AVL364) 張曉丹 | AVL364 | Rep | 2018-01-02 | |||
| 20 | Chiu, Shui Kei 趙萃琦 | AOH254 | Rep | 2017-08-24 | 2023-03-30 | ||
| 21 | Chok, Ivy Ngai Wai 卓艾維 | F | ADZ897 | Rep | 2010-12-14 | 2022-06-10 | |
| 22 | Chong, Thomas Yiu Hung 莊耀鴻 | M | AOR789 | Rep | 2019-07-16 | ||
| 23 | Chong, Wai Ho 莊偉豪 | BKB680 | Rep | 2019-03-04 | 2020-07-14 | ||
| 24 | Chou, Jackson Chi Cheng 周居正 | M | AGW057 | RO | 2018-05-23 | 2022-06-13 | |
| 25 | Chu, Brian (SFC:BJI350) 朱梓銘 | M | BJI350 | Rep | 2017-04-07 | ||
| 26 | Chung, Wing Ho 鍾永豪 | AXV634 | RO | 2018-07-27 | |||
| 27 | Cielinski, Mark Alan | M | AHC364 | Rep | 2013-04-02 | 2025-05-28 | |
| 28 | Darby, Sean | M | AFD144 | RO | 2011-12-08 | 2023-03-23 | |
| 29 | Davis, Charles Cullom | M | BMU960 | Rep | 2018-05-07 | 2024-06-28 | |
| 30 | Denhoy, Rajbir Singh | M | BOK488 | Rep | 2019-06-05 | 2021-02-23 | |
| 31 | Di Fucci, John Stephen | M | BOG204 | Rep | 2019-03-29 | 2019-10-01 | |
| 32 | Dickerson, Joseph Eric (SFC:BOG047) | M | BOG047 | Rep | 2019-03-27 | ||
| 33 | Docherty, Paul David | M | BCL837 | Rep | 2018-12-18 | 2022-02-28 | |
| 34 | Dwyer, Brendan Patrick | M | AWZ263 | Rep | 2011-03-14 | 2020-10-30 | |
| 35 | Eastburg, Brent Douglas | M | BGI926 | Rep | 2015-10-14 | 2022-07-29 | |
| 36 | Emerson, Kathleen Ann | F | AEH820 | Rep | 2016-02-01 | ||
| 37 | Erpici, Luca | AZQ373 | Rep | 2012-06-08 | |||
| 38 | Evans, Christopher Patrick | M | BDC359 | Rep | 2014-03-10 | 2025-05-15 | |
| 39 | Feng, Yangyang (SFC:BOM713) 馮揚揚 | BOM713 | Rep | 2019-06-25 | 2021-06-18 | ||
| 40 | Frommer, Maya Elizabeth | F | AYS877 | Rep | 2019-01-02 | ||
| 41 | Fukuhara, Sho | BHD569 | Rep | 2016-03-17 | |||
| 42 | Gammel, Jason Dean | M | BJT634 | Rep | 2017-07-04 | 2020-09-25 | |
| 43 | Gan, Lin (SFC:BGH325) 干霖 | BGH325 | Rep | 2018-04-16 | 2021-01-15 | ||
| 44 | Gao, Zhi (SFC:BFY249) 高致 | BFY249 | Rep | 2016-12-01 | 2022-08-12 | ||
| 45 | Goodell Iii, John Boyden | M | BMQ747 | Rep | 2018-04-09 | 2023-04-24 | |
| 46 | Gordon, Glen (SFC:AWT838) | M | AWT838 | Rep | 2018-06-19 | ||
| 47 | Gordon, Thomas Lee Jr. | M | ADJ268 | Rep | 2016-01-27 | 2020-03-31 | |
| 48 | Goyal, Atul | APF163 | Rep | 2013-06-21 | |||
| 49 | Griffiths, Oliver Charles | M | AWZ055 | RO | 2018-08-03 | ||
| 50 | Grzinic, James Robert | M | BOR034 | Rep | 2019-07-31 | ||
| 51 | Guest, Oliver Benjamin (SFC:BNP459) | M | BNP459 | Rep | 2018-09-27 | 2021-08-31 | |
| 52 | Guha, Krishna Jyoti | ALF245 | Rep | 2014-06-09 | 2022-11-13 | ||
| 53 | Ha, Ron Hiu Lam 夏曉嵐 | APA395 | Rep | 2014-02-17 | 2021-11-11 | ||
| 54 | Hao, Chen (SFC:BGB965) 郝辰 | BGB965 | Rep | 2019-05-06 | |||
| 55 | He, Zhengwei 何崢煒 | AWQ292 | Rep | 2013-09-04 | 2021-04-30 | ||
| 56 | Hecht, John Douglas | M | BOO434 | Rep | 2019-07-05 | ||
| 57 | Hitchens, Paul Brian Pym | M | AWX518 | Rep | 2019-02-25 | ||
| 58 | Houchois, Philippe Jean | M | AZK752 | Rep | 2019-02-22 | ||
| 59 | Howden, Mark Edward | M | BMT253 | Rep | 2018-04-20 | ||
| 60 | Hsieh, Meng-Han 謝孟翰 | AXG899 | Rep | 2011-05-12 | 2024-05-31 | ||
| 61 | Hutchins, Jeff Daniel | M | ASY640 | RO | 2018-09-06 | ||
| 62 | Huxley, Richard Stuart | M | BIR819 | Rep | 2019-07-15 | ||
| 63 | Ingram, Bruce Richard | M | BBP717 | RO | 2014-05-13 | 2020-01-17 | |
| 64 | Ishii, Seigo (SFC:BJL789) | BJL789 | Rep | 2017-05-04 | |||
| 65 | Jasani, Nilesh Surendra Rai | M | AFJ460 | Rep | 2011-10-28 | 2021-08-18 | |
| 66 | Jones, Stuart Matthew Kevin | M | AOY788 | RO | 2018-08-22 | 2022-07-11 | |
| 67 | Jung, Perry | M | BNG766 | RO | 2018-10-19 | 2021-02-04 | |
| 68 | Kale, Shrikant Baburao | AWL660 | Rep | 2019-05-20 | |||
| 69 | Karfa, Nilanjan | BBD023 | Rep | 2013-04-12 | 2020-03-16 | ||
| 70 | Katz, David Brian | M | BOD520 | Rep | 2019-02-25 | ||
| 71 | Kedia, Mahesh Kumar | M | ANZ660 | Rep | 2019-05-20 | ||
| 72 | Khan, Zuhair (SFC:AEF592) | AEF592 | Rep | 2016-07-15 | 2019-09-06 | ||
| 73 | Kim, Ivy Kang | F | AUQ300 | Rep | 2016-03-18 | 2019-11-14 | |
| 74 | Kim, Matthew Sae In | M | BMV896 | Rep | 2018-06-04 | ||
| 75 | Kim, Seongjae | BOC107 | Rep | 2019-02-08 | 2022-09-02 | ||
| 76 | Kito, Keijiro | BFA603 | Rep | 2016-09-05 | |||
| 77 | Konik, Randal Joseph | M | BOC881 | Rep | 2019-02-18 | ||
| 78 | Kunimasa, Tadahiro | BCL781 | Rep | 2013-12-11 | 2020-12-02 | ||
| 79 | Kwok, Chun Nga 郭駿雅 | BIA127 | Rep | 2018-06-25 | 2022-08-11 | ||
| 80 | Lafemina, Christopher Michael | M | BMN894 | Rep | 2018-03-22 | ||
| 81 | Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 | AFE658 | Rep | 2018-02-06 | |||
| 82 | Lam, Chloe Tak Yee 林德宜 | F | BOR194 | Rep | 2019-08-06 | 2022-05-13 | |
| 83 | Lau, Joanne Yan-Wah 劉恩華 | F | AZI786 | Rep | 2015-12-01 | 2021-07-19 | |
| 84 | Lau, Kai Chung (SFC:BFW668) 劉啟宗 | BFW668 | Rep | 2019-03-04 | 2019-10-03 | ||
| 85 | Lawrence, Daniel Leonard (SFC:BBK391) | M | BBK391 | Rep | 2013-06-17 | 2025-06-16 | |
| 86 | Lear, Mark Andrew | M | BNG613 | Rep | 2018-07-19 | 2019-11-08 | |
| 87 | Lee, Andrew Kam Wing 李錦榮 | M | AGN699 | Rep | 2016-07-18 | 2024-09-24 | |
| 88 | Lee, Brendan (SFC:AXD882) | M | AXD882 | Rep | 2018-05-28 | 2020-05-22 | |
| 89 | Lee, Clarence Tien Hoe | M | BJV269 | Rep | 2017-07-10 | ||
| 90 | Lee, Edison Yu Sang 李裕生 | ADI291 | Rep | 2016-11-09 | |||
| 91 | Lee, Shiryu James | M | BNH482 | Rep | 2018-07-30 | ||
| 92 | Leiter, Jesse Ryan | M | BEE819 | Rep | 2018-07-30 | 2024-04-25 | |
| 93 | Lim, Krystal Kian Peng 林健平 | F | BOK902 | Rep | 2019-06-05 | ||
| 94 | Lin, Chenyueya 林陳悅亞 | BOS821 | Rep | 2019-08-27 | 2022-02-25 | ||
| 95 | Lin, Chin-Yu 林錦裕 | BJC342 | Rep | 2018-10-25 | 2020-09-30 | ||
| 96 | Lipacis, Mark John | M | BDW927 | Rep | 2014-07-29 | 2023-12-15 | |
| 97 | Lo, Theodore Tse Hsin | M | BJI608 | Rep | 2017-04-12 | 2025-03-07 | |
| 98 | Lohchab, Varun | BLE441 | Rep | 2017-10-12 | 2019-12-20 | ||
| 99 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2019-05-27 | |||
| 100 | Masumizu, Hitoshi | AXF810 | RO | 2015-03-02 | 2024-12-16 | ||
| 101 | McKinnon, David (SFC:BGL787) | M | BGL787 | RO | 2018-08-24 | ||
| 102 | Miyasako, Mitsuko | BJP668 | Rep | 2017-06-22 | 2023-12-08 | ||
| 103 | Miyazaki, Akiko 宮崎明子 | F | BGI883 | Rep | 2018-04-20 | 2022-09-16 | |
| 104 | Mizutani, Tatsuya | BNR524 | Rep | 2018-10-16 | 2023-05-26 | ||
| 105 | Moffatt, Matthew George | M | BHV149 | Rep | 2016-08-01 | 2020-07-20 | |
| 106 | Nahar, Piyush | BBL066 | Rep | 2013-06-21 | 2020-07-31 | ||
| 107 | Nakanishi, Takaki | M | BAU421 | Rep | 2013-12-06 | 2023-08-31 | |
| 108 | Nakanomyo, Masahiro | BHL552 | Rep | 2016-06-10 | |||
| 109 | Ng, Wing Tai 吳永泰 | AUZ073 | Rep | 2018-05-11 | 2020-03-05 | ||
| 110 | Nguyen, Thanh Cao | ADQ686 | Rep | 2016-03-01 | 2021-05-17 | ||
| 111 | Nie, Rentong 聶仁桐 | BHX802 | Rep | 2016-08-01 | 2025-07-17 | ||
| 112 | Noguchi, Kei | BEI658 | Rep | 2014-10-15 | 2020-12-15 | ||
| 113 | Noke, Freddy | ANA934 | RO | 2018-08-08 | 2021-12-02 | ||
| 114 | O'Boyle, Gerald Keith | M | AEI662 | Rep | 2015-01-07 | 2022-06-30 | |
| 115 | O'Brien, Sean Emmet (SFC:BMN653) | M | BMN653 | Rep | 2018-03-20 | 2020-10-16 | |
| 116 | O'Mara, Conor John | M | AOV704 | Rep | 2011-06-29 | ||
| 117 | Okuno, Hiroshi | M | AJF365 | Rep | 2011-08-26 | 2020-12-02 | |
| 118 | Ong, Hui Hsia | BDX732 | Rep | 2014-08-04 | 2025-07-03 | ||
| 119 | Parekh, Alok | BBH963 | Rep | 2018-02-22 | |||
| 120 | Parekh, Tejas Prakash | M | BMV491 | Rep | 2018-05-07 | 2020-11-16 | |
| 121 | Park, Hongseok | BFJ084 | Rep | 2015-04-30 | |||
| 122 | Park, Sung Wan 朴性玩 | ADQ242 | Rep | 2012-07-16 | 2024-09-30 | ||
| 123 | Peramunetilleke, Desamanya C. | ALY370 | RO | 2019-07-16 | |||
| 124 | Pham, Thanh Ha | AYY900 | Rep | 2012-02-10 | |||
| 125 | Poerwanto, Sharon Christine | F | ARD330 | Rep | 2018-05-07 | 2023-08-31 | |
| 126 | Poon, Ada Ho Yan 潘可欣 | F | AFQ511 | Rep | 2011-04-29 | ||
| 127 | Putterill, Adam Thomas James | M | ABG123 | Rep | 2011-02-01 | 2025-05-08 | |
| 128 | Qiu, Xiaowen 邱曉文 | AOT974 | RO | 2011-12-16 | |||
| 129 | Quadros, Lavina Saira | AYM833 | Rep | 2011-11-24 | |||
| 130 | Quinn, Nicholas Francis | M | BNU897 | Rep | 2018-11-16 | 2024-09-13 | |
| 131 | Rah, Sangdae | BBD963 | Rep | 2016-09-22 | |||
| 132 | Sakamoto, Gosuke | BBQ740 | Rep | 2018-11-29 | |||
| 133 | Salgaonkar, Sonali | BNT029 | Rep | 2018-10-31 | |||
| 134 | Sanghavi, Parin Prafulkumar | BMV610 | Rep | 2018-05-02 | 2020-11-17 | ||
| 135 | Sato, Hiroko | BDJ024 | Rep | 2014-04-29 | |||
| 136 | Sen, Arya | BAF500 | Rep | 2012-09-24 | 2020-05-18 | ||
| 137 | Sheng, Wei-Ting 盛薇庭 | AJL418 | Rep | 2017-12-20 | 2020-07-16 | ||
| 138 | Shi, Dingding 石玎玎 | BOS485 | Rep | 2019-08-27 | |||
| 139 | Silvey, Christopher James | M | BIG126 | Rep | 2016-09-23 | 2021-09-01 | |
| 140 | Sinha, Somshankar | APH048 | Rep | 2017-07-07 | 2020-02-29 | ||
| 141 | Sufianti | BGX788 | Rep | 2019-06-06 | 2020-11-30 | ||
| 142 | Sullivan, Thomas Sean | M | BMH515 | Rep | 2018-02-09 | 2022-07-12 | |
| 143 | Suresh, Rahul (SFC:BMQ749) | BMQ749 | Rep | 2018-04-09 | 2024-09-24 | ||
| 144 | Takeuchi, Shinnosuke | M | BIG692 | Rep | 2016-10-06 | 2023-09-20 | |
| 145 | Tan, James Ye-Hui | M | AZY483 | Rep | 2015-03-25 | 2021-01-26 | |
| 146 | Tan, Shern Puay | BMX677 | Rep | 2018-05-25 | 2023-04-19 | ||
| 147 | Tang, Wing Lun (SFC:BKU866) 鄧詠倫 | BKU866 | Rep | 2017-09-25 | 2021-10-08 | ||
| 148 | Thakrar, Rohan | BGI923 | Rep | 2015-10-14 | 2022-05-19 | ||
| 149 | Thill, Brent John | M | BEW121 | Rep | 2018-10-25 | ||
| 150 | Thorne, Giles Devenish (SFC:BNS459) | M | BNS459 | Rep | 2018-10-25 | ||
| 151 | Tiam-Lee, Rainier Jared Ayroso | BIC143 | Rep | 2018-01-11 | |||
| 152 | To, William Chak Yan 陶澤恩 | M | AVJ725 | Rep | 2014-10-28 | ||
| 153 | Tong, Hoi Kit Jeffrey 湯凱傑 | M | ASH721 | Rep | 2019-05-15 | 2024-09-27 | |
| 154 | Toshniwal, Harshit | BNC364 | Rep | 2018-06-20 | 2020-03-13 | ||
| 155 | Tsai, Chia-Hung 蔡家宏 | BBC936 | Rep | 2013-04-15 | |||
| 156 | Turner, Alexandra Louise (SFC:BGM618) | F | BGM618 | Rep | 2018-09-04 | 2023-10-01 | |
| 157 | Van Gulik, Robert Ken | M | ASU202 | Rep | 2018-12-20 | ||
| 158 | Vane-Tempest, James Alexander Stewart | M | BFU216 | Rep | 2015-07-14 | ||
| 159 | Walker, Richard (SFC:AWY708) | M | AWY708 | Rep | 2011-03-09 | 2023-11-20 | |
| 160 | Wallis, Shane Bernard | M | ANR608 | Rep | 2016-09-15 | 2021-11-11 | |
| 161 | Wang, Chengzhuo 王成卓 | BED812 | Rep | 2018-02-05 | |||
| 162 | Wang, Meng-Heng 汪孟衡 | AXZ495 | Rep | 2015-07-15 | 2025-07-31 | ||
| 163 | Wang, Nanqian 王楠倩 | BJU630 | Rep | 2017-06-27 | 2021-05-13 | ||
| 164 | Wang, Xiaobin (SFC:ARG381) 王小賓 | ARG381 | Rep | 2018-12-12 | 2024-07-17 | ||
| 165 | Welford, Peter James | M | BOM089 | Rep | 2019-06-20 | 2025-04-15 | |
| 166 | Wissink, Stephanie Schiller | F | BNR485 | Rep | 2018-10-15 | 2022-10-24 | |
| 167 | Woo, Jimmy Cheung Yee 吳祥貽 | M | ADI032 | Rep | 2018-10-08 | 2025-05-15 | |
| 168 | Wood, Christopher James Russell | 62 | M | ADU465 | Rep | 2019-05-27 | |
| 169 | Wu, Chao (SFC:BEJ892) 吴超 | BEJ892 | Rep | 2016-12-05 | 2020-02-07 | ||
| 170 | Wu, Jun (SFC:BDP927) | BDP927 | RO | 2019-04-04 | |||
| 171 | Wu, Kit Ling 胡潔玲 | AZC825 | Rep | 2019-05-15 | |||
| 172 | Wynne, Timothy Lloyd | M | BDV598 | Rep | 2014-07-21 | 2025-04-14 | |
| 173 | Xiao, Zongheng 肖宗恒 | BLS682 | Rep | 2017-12-14 | 2019-12-04 | ||
| 174 | Yamakawa, Asako 山川亜沙子 | BFE367 | Rep | 2018-08-09 | 2023-06-16 | ||
| 175 | Yang, Xiaoqin (SFC:BGX202) 楊瀟欽 | BGX202 | Rep | 2018-07-09 | 2023-05-19 | ||
| 176 | Yee, Michael Jonathan | M | BNQ737 | Rep | 2018-10-09 | 2025-08-21 | |
| 177 | Yeo, Rainna Xue Yin | BAV485 | Rep | 2013-02-05 | 2025-07-02 | ||
| 178 | Young, James Kenneth Freeman Scott | M | ANG579 | Rep | 2011-01-13 | ||
| 179 | Yu, Lei (SFC:APF652) | APF652 | RO | 2016-03-21 | 2019-11-29 | ||
| 180 | Yuan, Zhongyu 袁忠瑜 | BIQ601 | Rep | 2016-12-15 | 2019-12-04 | ||
| 181 | Yuen, Hang Ngai 袁恆毅 | ARS103 | Rep | 2019-05-20 | 2021-01-31 | ||
| 182 | Yuen, Ho Man 袁浩文 | AME504 | Rep | 2018-12-03 | |||
| 183 | Zhou, Junye 周俊燁 | BNN653 | Rep | 2018-09-10 | 2020-03-05 | ||
| 184 | Zhu, Judy 朱美祺 | F | BJO607 | Rep | 2017-06-01 | 2021-12-02 |
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