AS CAPITAL LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Horowitz, Barry Alan		M	AWC497	RO	2019-06-10	2023-03-31
2	Siu, Ruby Pui Kay 蕭珮琪		F	AGW561	RO	2019-06-10	2019-09-30

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