Grand Cartel Securities Company Limited 宏大證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Chen, Hong (SFC:AQX058) 陳宏			AQX058	RO	2018-06-22	2020-11-25
2	Duan, Jie (SFC:BNV485) 段洁			BNV485	Rep	2019-02-27	2019-10-31
3	He, Cheng (SFC:BMH301) 何誠			BMH301	Rep	2019-04-17	2020-03-10
4	Yeung, Eric Lap Kei 楊立基		M	AAH810	RO		2019-12-31
5	Yuen, Man Kwan 袁文君			AQP732	RO	2014-05-27	2019-12-31

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