STATE STREET GLOBAL ADVISORS ASIA LIMITED 道富環球投資管理亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aham, Brad Aaron | M | AID160 | Rep | 2011-12-16 | ||
| 2 | Alvi, Azim Abbas | AQS179 | Rep | 2008-07-31 | 2009-01-23 | ||
| 3 | Amatt, James William | M | ARN424 | Rep | 2008-09-01 | 2009-02-28 | |
| 4 | Anderson, Kevin David | M | BBT978 | Rep | 2013-08-27 | 2013-10-31 | |
| RO | 2013-10-31 | ||||||
| 5 | Arculli, Bonnie 夏瞳 | F | AVA760 | Rep | 2010-05-18 | 2010-08-01 | |
| 6 | Au, Irene Nga Yu 區雅如 | F | AOK850 | Rep | 2009-06-24 | 2012-10-01 | |
| 7 | Au, Wilson Wai Kwan 歐維鈞 | M | ATY188 | Rep | 2009-11-17 | 2013-07-17 | |
| 8 | Barlow, Michele Anne | F | AJE675 | Rep | 2018-05-29 | 2022-08-30 | |
| 9 | Bi, Hongyan 畢宏燕 | BFG519 | Rep | 2015-04-23 | 2018-01-31 | ||
| 10 | Brindle, Karen Alyssa | F | AFA003 | Rep | 2006-08-31 | 2007-04-18 | |
| 11 | Cai, Yu (SFC:AUW213) 蔡玉 | AUW213 | Rep | 2018-04-27 | 2020-01-21 | ||
| 12 | Casey, Ciaran Patrick | M | AIH599 | Rep | 2007-07-30 | ||
| 13 | Chai, David Kwun | M | ANR467 | Rep | 2006-09-28 | 2007-07-12 | |
| RO | 2007-07-12 | 2017-06-02 | |||||
| 14 | Chan, Chun Man (SFC:AGJ907) 陳俊文 | AGJ907 | Rep | 2012-04-30 | 2020-04-08 | ||
| 15 | Chan, Julia Wai Nga 陳慧雅 | F | AMU107 | Rep | 2018-08-30 | 2019-02-18 | |
| 16 | Chan, Kerry Yu 陳愉 | M | AXK793 | Rep | 2011-06-15 | 2014-06-30 | |
| 17 | Chan, Sindy Sin Nei 陳仙妮 | F | ASC731 | Rep | 2008-12-23 | 2013-05-08 | |
| 18 | Chan, Tak Mo 陳德武 | BIZ898 | Rep | 2018-01-25 | |||
| 19 | Cheng, Amy Chao Ling | F | AQE478 | Rep | 2008-01-28 | 2008-07-09 | |
| 20 | Cheng, Conrad Kam Wah 鄭錦華 | M | ACT428 | Rep | 2008-05-19 | 2009-07-09 | |
| 21 | Cheng, Xing (SFC:ASE477) 程星 | ASE477 | Rep | 2018-01-02 | 2022-06-16 | ||
| 22 | Cheung, Christopher Pui Hei 鍾培熙 | M | AWJ345 | Rep | 2010-11-26 | 2011-03-19 | |
| Rep | 2012-05-21 | 2015-08-18 | |||||
| 23 | Cheung, Elaine Yee Yan 張懿恩 | F | AVV775 | Rep | 2010-09-07 | 2016-03-16 | |
| 24 | Cheung, Hon Wing 張漢榮 | AEI346 | Rep | 2005-07-15 | |||
| RO | 2005-07-15 | 2017-07-12 | |||||
| 25 | Cheung, Koon Wai 張冠偉 | APF297 | Rep | 2007-08-13 | 2008-07-10 | ||
| 26 | Cheung, Tsz Wang 張子宏 | ARI651 | Rep | 2008-08-26 | 2018-06-12 | ||
| 27 | Cheung, Wai Fai 張偉輝 | AFD181 | Rep | 2016-09-26 | |||
| RO | 2016-09-26 | ||||||
| 28 | Chin, Lai Heng 陳麗卿 | AEN537 | Rep | 2006-05-03 | |||
| RO | 2006-05-03 | 2009-02-26 | |||||
| 29 | Chin, Man Yi 錢敏怡 | AMR267 | Rep | 2005-12-29 | 2010-05-07 | ||
| Rep | 2013-09-27 | 2016-09-30 | |||||
| 30 | Choi, Eric Kam Piu 蔡錦標 | M | AEZ302 | Rep | 2007-03-14 | ||
| 31 | Chow, William Wai Chiu 曹偉超 | M | AKY161 | Rep | 2004-09-06 | 2008-04-01 | |
| 32 | Chu, Victor Wai Tak 褚偉德 | M | ARK830 | Rep | 2016-09-09 | 2020-11-09 | |
| 33 | Constantoulakis, Andreas | BIH709 | Rep | 2016-10-03 | 2016-10-06 | ||
| 34 | Crafter, Lochiel Cameron | M | APB224 | RO | 2007-08-01 | 2008-04-24 | |
| RO | 2011-02-22 | 2014-09-04 | |||||
| 35 | Derbaudrenghien, Valery Guy Leon | M | AVT246 | Rep | 2019-01-21 | 2020-10-09 | |
| 36 | Driscoll, Kelly Quinn | ASD519 | RO | 2009-01-29 | 2011-12-19 | ||
| 37 | Duhamel, Vincent 杜漢文 | 55 | M | AEI344 | RO | 2005-08-23 | |
| 38 | Engel, Olivia Jane | F | BIL522 | Rep | 2016-10-28 | 2016-11-04 | |
| Rep | 2017-06-26 | 2017-06-30 | |||||
| 39 | Farley, Daniel Patrick | M | BJR810 | Rep | 2017-06-21 | 2017-06-29 | |
| 40 | Feledy, Zoltan | ASX909 | Rep | 2009-05-11 | 2011-04-16 | ||
| 41 | Fung, Agnes Men Chee 馮敏姿 | F | ASK675 | Rep | 2009-03-06 | 2009-04-24 | |
| 42 | Fung, Ching Yin (SFC:AON772) 馮正彥 | AON772 | Rep | 2008-07-28 | 2016-06-24 | ||
| 43 | Fung, Ha Yung 馮夏融 | BJR433 | Rep | 2018-07-23 | 2018-11-17 | ||
| 44 | Fung, Yuen Tsun 馮苑蓁 | AWU399 | Rep | 2013-06-14 | 2016-05-26 | ||
| 45 | Gillies, Janet Lynn | F | AAI498 | Rep | 2007-04-27 | ||
| 46 | Glavin, Barry John | M | BMH808 | Rep | 2018-02-26 | 2018-03-02 | |
| 47 | Guha, Sanjib | BHT498 | Rep | 2016-07-06 | 2018-02-28 | ||
| 48 | Guo, Yue Yi 郭玥儀 | AMJ937 | Rep | 2007-10-22 | 2012-02-22 | ||
| 49 | Han, Ji Ho | BDF287 | Rep | 2018-07-23 | 2019-06-14 | ||
| 50 | Heinel, Lori Miller | F | BOA168 | Rep | 2019-01-22 | 2019-01-25 | |
| 51 | Henze, Frank | M | AWQ625 | Rep | 2011-01-17 | 2012-04-10 | |
| RO | 2012-04-10 | 2014-06-03 | |||||
| 52 | Ho, Ka Ho (SFC:BDW690) 何嘉豪 | BDW690 | Rep | 2014-07-30 | 2015-12-22 | ||
| 53 | Ho, Pui Kwan (SFC:AFQ896) 何佩筠 | AFQ896 | Rep | 2006-04-03 | 2013-07-19 | ||
| 54 | Hong, In Sook | ARA221 | Rep | 2008-06-30 | 2010-01-06 | ||
| 55 | Huang, Huihui 黃徽徽 | AZH514 | Rep | 2012-04-12 | 2012-09-21 | ||
| 56 | Hui, Hoi Pan 許海濱 | AIQ973 | Rep | 2003-04-28 | 2006-04-18 | ||
| Rep | 2015-02-04 | 2017-09-08 | |||||
| RO | 2017-09-08 | ||||||
| 57 | Hung, Lee 洪莉 | AQM688 | Rep | 2017-02-28 | |||
| 58 | Ip, Michelle Man Ling 葉張敏玲 | F | ANM983 | Rep | 2006-08-09 | 2018-06-05 | |
| 59 | Karunakaran, Kishore Lakshman | BJT495 | Rep | 2017-06-26 | 2017-06-30 | ||
| Rep | 2018-11-20 | 2018-11-20 | |||||
| 60 | Kinney, Brian Arthur | M | BGH332 | Rep | 2015-09-30 | 2015-10-03 | |
| 61 | Kwok, Charles Cheong Ping 郭昌平 | M | ACJ620 | Rep | 2016-07-13 | 2019-01-21 | |
| 62 | Kwok, Stanley Wai Leung 郭偉良 | 44 | M | AFT305 | Rep | 2003-05-23 | 2009-06-16 |
| 63 | Kwok, Yuen Wan Edwin 郭元運 | BHK679 | Rep | 2016-05-03 | 2016-07-01 | ||
| 64 | Kwong, Shuk Ngan 鄺淑顏 | AGO996 | Rep | 2012-06-11 | 2015-06-20 | ||
| 65 | Lau, Chi Leung (SFC:APH032) 劉志良 | APH032 | Rep | 2016-07-06 | |||
| 66 | Lee, Teong Gee 李忠義 | ACU300 | Rep | 2005-05-06 | |||
| 67 | Leggett, Thomas James | M | BMY085 | Rep | 2018-06-15 | 2018-07-13 | |
| 68 | Lepine, Julien Paul Manuel | M | BCE036 | Rep | 2013-10-28 | 2017-02-07 | |
| 69 | Leung, Ka Wai (SFC:AOK606) 梁家瑋 | AOK606 | Rep | 2017-05-22 | 2021-01-11 | ||
| 70 | Leung, Pui Fun 梁佩芬 | ANW501 | Rep | 2012-01-13 | 2018-09-14 | ||
| 71 | Li, Hong (SFC:AXI268) 李虹 | AXI268 | Rep | 2011-05-31 | 2011-10-06 | ||
| 72 | Li, Kelvin Kai Wing 李啟穎 | M | AAV689 | Rep | 2005-09-12 | 2006-03-13 | |
| Rep | 2006-06-30 | 2008-11-06 | |||||
| 73 | Li, Raymond Wing Sang 李穎生 | M | AQW909 | Rep | 2012-04-03 | 2013-01-15 | |
| 74 | Li, Ting (SFC:AOX306) 李婷 | 46 | F | AOX306 | Rep | 2007-07-04 | 2010-07-05 |
| RO | 2010-07-05 | 2015-07-28 | |||||
| 75 | Li, Yan Yan (SFC:AHT423) 李茵茵 | 54 | F | AHT423 | RO | 2006-02-14 | 2007-03-30 |
| 76 | Li, Yuan (SFC:AUN720) 李瑗 | AUN720 | Rep | 2011-11-18 | 2016-04-08 | ||
| 77 | Liao, Yee Ching 廖義禎 | BBQ743 | Rep | 2013-07-30 | 2015-09-02 | ||
| 78 | Lin, Bing (SFC:ALF643) 林兵 | 47 | M | ALF643 | Rep | 2004-11-12 | 2005-09-28 |
| 79 | Lin, Saisai 林賽賽 | BMO984 | Rep | 2018-03-15 | |||
| 80 | Lo, Ka Ying (SFC:AVK938) 羅嘉盈 | AVK938 | Rep | 2018-10-09 | 2022-09-15 | ||
| 81 | Lo, Pui Man (SFC:AJD641) 勞珮雯 | AJD641 | Rep | 2007-12-07 | 2009-09-01 | ||
| 82 | Luo, Di (SFC:BHH206) 羅迪 | BHH206 | Rep | 2016-04-11 | 2017-07-28 | ||
| 83 | Man, Derek Tak-lai 文德禮 | M | AWY306 | Rep | 2011-03-08 | 2016-06-24 | |
| 84 | Mantle, Stephen Warren | M | ABN072 | Rep | 2015-03-09 | ||
| RO | 2015-03-09 | 2016-07-14 | |||||
| 85 | Maronilla, Ramon Gregory Jr. Fong | M | ALE992 | Rep | 2005-10-06 | 2010-12-07 | |
| 86 | McGreal, Nicola Joy | F | BJR426 | Rep | 2017-06-07 | 2022-07-29 | |
| 87 | McMahon, Ronan (SFC:AYA354) | M | AYA354 | Rep | 2011-09-12 | 2018-08-30 | |
| 88 | Mesnard-Sense, Jean-Francois Rene Philippe Marie | M | BME253 | Rep | 2018-01-29 | 2023-04-28 | |
| 89 | Ng, Betty Ka Pik 吳家碧 | F | AAJ686 | Rep | 2018-10-18 | 2019-10-21 | |
| 90 | Ng, Kheng Siang | AWH494 | Rep | 2010-11-25 | 2010-12-01 | ||
| Rep | 2011-05-17 | 2011-05-24 | |||||
| Rep | 2015-09-30 | 2015-09-30 | |||||
| 91 | Ng, Sunny Chung Kwong 吳重光 | M | BBB059 | Rep | 2013-03-26 | 2016-04-08 | |
| 92 | Ng, Tze Ming 吳子明 | AJD786 | Rep | 2013-07-25 | 2015-01-31 | ||
| 93 | Ng, Yvonne Pui Shan 伍佩珊 | F | AHY080 | Rep | 2011-05-23 | 2011-08-28 | |
| 94 | Ooi, Boon Sing 黃文星 | BBY029 | Rep | 2013-09-24 | 2014-03-29 | ||
| 95 | Pang, Jacqueline Chung Shia 馮崇霞 | F | BAE441 | Rep | 2012-09-11 | 2020-10-09 | |
| 96 | Pascoe, Justin John | M | ABY834 | Rep | 2003-05-13 | ||
| RO | 2005-12-12 | 2006-12-23 | |||||
| 97 | Poon, Kei Hong Cecil 潘紀匡 | AVV493 | Rep | 2010-09-03 | 2013-04-04 | ||
| 98 | Poon, Po Lan 潘寶蘭 | ABV535 | Rep | 2005-11-01 | 2006-01-10 | ||
| 99 | Poullaouec, Thomas | M | APH938 | Rep | 2008-05-13 | 2017-06-20 | |
| 100 | Povilaitis, Almintas | AVT506 | Rep | 2010-09-29 | 2016-09-29 | ||
| 101 | Pun, Winnie Wing Nin 潘詠年 | F | AAK003 | Rep | 2003-09-19 | ||
| RO | 2003-09-19 | 2005-07-18 | |||||
| 102 | Reeve, Alexander (SFC:APK395) | M | APK395 | Rep | 2007-09-28 | 2009-10-25 | |
| 103 | Regnat, Benjamin | M | BNC548 | Rep | 2018-07-30 | 2018-08-03 | |
| 104 | Reilly, Bernard Patrick | M | AMF594 | RO | 2005-08-19 | 2014-05-16 | |
| 105 | Ridley, Barry Steven | M | AQX335 | Rep | 2010-06-07 | 2012-01-20 | |
| 106 | Roe, Simon Mark | M | BGO826 | Rep | 2015-11-25 | 2015-12-07 | |
| Rep | 2017-01-16 | 2017-01-20 | |||||
| 107 | Rogers, David Andrew (SFC:ATM320) | M | ATM320 | Rep | 2017-01-13 | 2017-05-22 | |
| RO | 2017-05-22 | 2020-03-02 | |||||
| 108 | Romanelli, Adelina | AIU430 | Rep | 2003-06-12 | 2006-09-01 | ||
| 109 | Routledge, Brian (SFC:BJD983) | M | BJD983 | Rep | 2017-03-08 | 2017-03-10 | |
| Rep | 2017-08-21 | 2017-08-25 | |||||
| 110 | Salaroli, Martin 羅文庭 | M | BIN989 | Rep | 2016-11-15 | ||
| 111 | Samanta, Ritirupa | BGH331 | Rep | 2015-09-30 | 2015-10-03 | ||
| 112 | Seto, Spencer W | M | ANU367 | Rep | 2012-06-19 | 2014-09-19 | |
| 113 | Shi, Michelle Huijun 施慧君 | F | AMW880 | Rep | 2016-07-04 | 2017-06-30 | |
| 114 | Shiu, Vivian Pui Kuen 邵佩娟 | AQI992 | Rep | 2010-09-08 | 2011-01-29 | ||
| 115 | Shu, Yichan 舒逸嬋 | BAE667 | Rep | 2012-09-12 | 2022-07-04 | ||
| 116 | Siu, Sau Man 蕭秀雯 | AGP751 | Rep | 2019-02-13 | 2021-03-01 | ||
| 117 | So, Louis Hang Fai 蘇恆輝 | M | AFY701 | Rep | 2015-11-11 | 2017-08-28 | |
| 118 | Soper, Andrew Peregrine Philip | M | ALH984 | Rep | 2004-10-05 | 2005-01-04 | |
| 119 | Suen, Vincent Wing Chiu 孫穎超 | M | AIZ708 | Rep | 2006-03-03 | 2018-04-06 | |
| 120 | Suh, Bo Goog 徐輔國 | BHT539 | Rep | 2016-07-06 | 2017-06-30 | ||
| 121 | Sze, Woon Sang 史煥生 | AFW549 | Rep | 2013-05-15 | 2013-08-26 | ||
| 122 | Tan, Chee Yong | AWE472 | Rep | 2010-11-08 | 2011-02-08 | ||
| 123 | Themistocles, Todd Matthew | M | AWF159 | Rep | 2010-11-02 | 2013-10-15 | |
| 124 | Tin, Wai Man 田慧敏 | ARG334 | Rep | 2016-11-08 | 2017-06-30 | ||
| 125 | Tsang, Edith Sui Yu 曾瑞如 | F | ALN773 | Rep | 2007-08-06 | 2010-09-06 | |
| 126 | Tsang, Wai Lun (SFC:AQY698) 曾慧倫 | AQY698 | Rep | 2018-04-23 | 2022-02-18 | ||
| 127 | Tsang, Wing Keung (SFC:ACO979) 曾永強 | ACO979 | Rep | 2007-08-03 | |||
| 128 | Tsui, Chi Kit Robin 徐志傑 | ATN830 | Rep | 2016-02-04 | |||
| 129 | Tsui, Kar Yan 徐家欣 | BOA234 | Rep | 2019-01-28 | 2019-08-02 | ||
| 130 | Valadao, Mark Paul | 48 | M | ALZ929 | Rep | 2016-05-31 | 2016-12-23 |
| 131 | Wang, Lisa (SFC:AWF160) 汪慧之 | F | AWF160 | Rep | 2010-11-02 | 2017-05-26 | |
| 132 | Wang, Taie 王太阿 | AYQ701 | Rep | 2011-12-19 | 2021-02-15 | ||
| 133 | Weng, Yimin 翁貽敏 | AXU883 | Rep | 2015-12-01 | 2016-02-20 | ||
| 134 | Wong, Hoi Ching (SFC:AQS435) 王海澄 | AQS435 | Rep | 2014-11-14 | 2020-04-24 | ||
| 135 | Wong, June Wai Man 黃慧敏 | 53 | F | ACS213 | RO | 2016-08-17 | 2021-01-07 |
| 136 | Wong, Ka Kuen (SFC:APQ326) 黃嘉權 | APQ326 | Rep | 2009-12-07 | 2012-12-11 | ||
| 137 | Wong, Ka Lap (SFC:ACR445) 黃嘉立 | ACR445 | Rep | 2005-09-28 | |||
| 138 | Wong, Sally Yat Sze 黃逸詩 | F | ASO411 | Rep | 2017-04-24 | 2018-09-30 | |
| 139 | Wu, Huimin (SFC:AGX447) 吳惠敏 | AGX447 | Rep | 2004-09-15 | |||
| 140 | Wu, Janice Ho Kwan 胡可筠 | F | ADV920 | Rep | 2006-07-11 | 2013-04-06 | |
| 141 | Wu, Lici Leon Edward 伍禮慈 | AJD966 | Rep | 2004-08-11 | 2005-01-21 | ||
| 142 | Wu, Qin (SFC:BBH665) 武芹 | BBH665 | Rep | 2013-05-20 | 2017-10-13 | ||
| 143 | Yan, Yuk Mui 甄玉梅 | AMX816 | Rep | 2006-03-07 | 2007-11-22 | ||
| 144 | Yang, Hann 楊瀚 | BEC061 | Rep | 2018-07-30 | 2019-06-03 | ||
| 145 | Yau, Anthony Tsz Chung 丘子聰 | M | ALL212 | Rep | 2005-01-11 | 2016-06-24 | |
| 146 | Yeo, Zhi Aik | AVN113 | Rep | 2016-12-22 | |||
| 147 | Yeung, Ho Yip 楊豪業 | AGN028 | Rep | 2010-01-25 | 2012-03-21 | ||
| 148 | Yip, Kwok Shing (SFC:ARB687) 葉國盛 | ARB687 | Rep | 2008-07-15 | |||
| 149 | Yip, Sammy Ka Tak 葉家德 | AGO831 | Rep | 2006-02-07 | |||
| RO | 2006-02-07 | 2010-04-12 | |||||
| 150 | Yu, Ching Man (SFC:BBW623) 余靜敏 | BBW623 | Rep | 2013-10-15 | 2014-07-10 | ||
| 151 | Yu, Tricia Ka Yan 余嘉欣 | F | AZO632 | Rep | 2013-03-15 | 2017-05-31 | |
| 152 | Yuan, Xiaoqing 袁晓晴 | BGN409 | Rep | 2015-11-18 | 2017-10-13 | ||
| 153 | Yung, Johnnie Ka Sing 翁嘉升 | M | AUV614 | Rep | 2017-11-13 | 2019-11-26 | |
| 154 | Zeng, Oliver Liang 曾亮 | M | ARB264 | Rep | 2008-06-19 | 2008-10-17 | |
| 155 | Zhang, Dinghai 張鼎海 | AXF099 | Rep | 2011-09-28 | 2016-02-22 | ||
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