CMS CAPITAL (HK) CO., LIMITED 招商資本(香港)有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Shum, Patrick Wai Bill 岑維標		M	AFB711	RO	2012-02-14	2017-11-21
2	Wang, Vivian Nan			BGZ177	RO	2017-09-25	2019-01-04

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