DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Anfilogoff, George Alexander Nicholas M BKD641 Rep 2017-08-14 2018-07-12
2 Arnaudo, Claire F BCG507 Rep 2016-09-13 2019-11-13
3 Atmani, Mohamed (SFC:AOG962) M AOG962 Rep 2016-10-19 2018-01-10
4 Bagria, Harjinder Singh BFM743 Rep 2016-08-11 2018-08-10
5 Bai, Jie (SFC:BGB222) 白杰 BGB222 Rep 2015-08-21 2018-09-18
6 Barnes, Tate James M BGV467 Rep 2016-01-18 2022-09-02
7 Besson, Florent AUI988 Rep 2014-10-29 2019-10-22
8 Bhatia, Gaurav (SFC:BHX017) M BHX017 Rep 2016-07-27 2019-08-26
9 Biette, Benjamin Gerard Philippe M ATO827 Rep 2016-08-11 2019-08-29
10 Biswas, Pradosh BHX796 Rep 2016-08-01 2018-05-24
11 Blenkiron, Philip Edward M ARG533 RO 2017-07-07 2023-11-23
12 Boyle, James Joseph (SFC:AZC785) M AZC785 RO 2017-01-05 2018-07-16
13 Brown, Ashley James (SFC:BEE969) M BEE969 Rep 2014-09-22 2019-04-30
14 Bruchet, David Dominique Nicolas M ATH183 Rep 2017-02-01 2019-09-27
15 Bubere, Ayesha F BIN745 Rep 2016-11-11 2021-02-05
16 Chakravorty, Ananda 陳安迪 AGP868 Rep 2012-03-05 2017-10-23
17 Chan, Ka Lok (SFC:BFK331) 陳家諾 BFK331 Rep 2015-05-12 2018-06-08
18 Chan, Kam Pui 陳錦培 AVF495 Rep 2014-10-07 2018-06-05
19 Chan, Yue Hon 陳宇瀚 BJB031 Rep 2017-02-14 2018-06-25
20 Chandak, Dhiraj ANB378 Rep 2006-02-20 2019-09-03
21 Chang, Monica L 常樂 F ARN814 Rep 2017-08-28 2019-04-08
22 Chang, Sheng-Yao BBU591 Rep 2014-10-27 2020-04-30
23 Chau, Andy Kane Man 周敬民 BCO482 Rep 2014-01-02 2021-09-19
24 Chaudhry, Anagh BEV971 Rep 2015-01-19 2018-06-22
25 Chen, Peng (SFC:BGG974) 陳鵬 BGG974 Rep 2015-09-24 2018-03-22
26 Chen, Yuxuan (SFC:BEO298) 陳鈺瑄 BEO298 Rep 2014-12-02 2018-04-27
27 Cheng, Dennis Chung Sing 鄭仲昇 M BGV481 Rep 2016-01-18 2018-04-10
28 Chi, Rui (SFC:AJE393) 遲睿 AJE393 Rep 2014-10-22 2018-06-29
29 Chiu, Angela Sou-Wai 招秀慧 F AWT846 Rep 2015-08-04 2018-12-31
30 Choi, Soyun 崔少臙 AYI864 Rep 2016-06-24 2018-11-23
31 Chu, Brian Chi Yan 朱智仁 M ACX715 RO 2015-01-15 2019-08-30
32 Chua, Zi Wen BEI192 Rep 2014-10-14 2018-08-20
33 Chue, Chun Kin John 朱振堅 BGN163 Rep 2015-11-18 2021-01-26
34 Chung, Derek Ho Fai 鍾晧輝 M ALA688 RO 2017-04-26 2019-10-21
35 Ciani Bassetti, Pietro M ARR167 Rep 2008-09-30 2021-09-19
36 Cohen-Addad, Nicolas Paul M AHR321 Rep 2017-06-20 2017-12-12
37 Cook, Stuart Harrington M AAC359 Rep 2011-06-07 2018-04-17
38 Cornwall, Ross Douglas (SFC:BIX011) M BIX011 Rep 2017-01-11 2018-04-27
39 Coutrel, Guillaume Franck Gwenhael M BHT779 Rep 2016-07-11 2020-04-22
40 Cox, Jason Ralph M AFJ968 Rep 2016-04-21 2019-07-08
41 Creedon, Katherine Claire F AQI626 Rep 2008-01-22 2020-11-16
42 Das, Ashok Kumar (SFC:AVH956) M AVH956 Rep 2010-06-29 2018-03-21
43 Ding, Mingyuan 丁明元 BIV620 Rep 2017-01-03 2020-06-05
44 Doering, Michael Roger M ANQ240 RO 2014-01-03 2018-02-06
45 Doyle, John Aaron M ATO458 Rep 2009-08-18 2019-10-29
46 Du, Chao (SFC:AUM373) 杜超 AUM373 Rep 2016-09-06 2020-02-14
47 Elalingam, Mayooran BIH692 Rep 2016-10-03
48 Fan, Shaoli 范少立 ALB271 Rep 2012-03-05 2023-06-29
49 Feng, Jing (SFC:BGM253) 馮靜 BGM253 Rep 2015-11-16 2019-08-20
50 Feng, Nancy Yu Qian 馮雨茜 F BDM550 Rep 2014-06-03
51 Fitzwilliams, Angharad Elizabeth Anne F AZT732 Rep 2012-07-03 2019-07-19
52 Fukuda, Tadashi AVM311 Rep 2014-11-03 2017-10-06
53 Fung, Natalie 馮思敏 F BJW964 Rep 2017-07-19 2018-05-24
54 Gibb, Richard Boyce Massey M ANG128 RO 2017-05-08 2019-07-24
55 Gu, Dechun 顧德純 AQQ831 Rep 2012-03-05 2023-09-25
56 Gu, Lingwei 顧玲蔚 AVH529 Rep 2012-06-19 2019-08-12
57 Guan, Michael Zheng 管征 43 M AKJ245 Rep 2017-07-03 2019-08-06
58 Gupta, Pratik (SFC:AEM184) AEM184 Rep 2011-08-29 2019-09-30
59 Gurnani, Dinesh BCO755 Rep 2014-01-02 2020-07-31
60 Hagendyk, Chris Andrew M BDR789 Rep 2014-07-07 2021-05-28
61 Hanafusa, Io BDR024 Rep 2014-07-04 2020-02-12
62 He, Wanqing 何婉青 BJZ502 Rep 2017-08-15 2019-04-29
63 Heasman, Nicholas James M ART784 RO 2017-03-09 2018-07-31
64 Hedtke, Nathan Harrington M ARG770 Rep 2017-01-03 2018-11-30
65 Ho, Alicia Yuen Yee 何婉兒 F ASZ669 Rep 2014-10-10 2018-05-24
66 Ho, Karen Kar Wing 何嘉詠 F AQE832 Rep 2016-05-20 2021-01-22
67 Ho, Michael Cheuk Yuen 何卓元 M AWU745 Rep 2014-05-19 2019-08-30
68 Homscheid, Conor Soren M BIO893 Rep 2016-11-22 2019-09-23
69 Huang, Jingying (SFC:BAI752) 黃晶瑩 BAI752 Rep 2012-10-22 2021-05-25
70 Huang, Ruohai 黃若海 AUM544 Rep 2010-01-08 2021-09-19
71 Huang, Zhengchu 黃正初 BEQ757 Rep 2014-12-11 2018-04-24
72 Ip, Wai Lam 葉偉林 ANP650 Rep 2014-10-08 2018-07-09
73 Ji, Tuo 季托 BAH832 Rep 2014-07-21 2019-08-05
74 Jiang, Yiqin (SFC:BBL138) 姜一沁 BBL138 Rep 2015-05-04 2018-04-12
75 Johnson, Donald Joseph M AZH721 Rep 2012-04-16 2020-07-31
76 Joo, Jihyun Katherine 朱祉泫 AZJ437 Rep 2012-04-24 2020-03-30
77 Kadam, Raju Anil AXM874 Rep 2011-06-30 2017-12-06
78 Kaim-Caudle, Nicholas M BBZ057 Rep 2013-10-02 2021-07-31
79 Kanekar, Jyotindra Mohan BDV342 Rep 2014-07-21 2018-06-12
80 Kang, Grace Shin Hui F AYQ843 Rep 2011-12-14 2018-03-31
81 Kapoor, Chetan (SFC:AQO316) AQO316 Rep 2008-02-26 2017-12-06
82 Kaufmann, Kai AQQ336 Rep 2008-03-10 2019-08-12
83 Keshav, Ratan BIL656 Rep 2016-10-28 2022-04-14
84 Key, John Richard M AOZ142 RO 2014-03-14 2020-02-18
85 Kim, Soo Ji BCS019 Rep 2014-01-14 2018-05-24
86 Kirsten, Johann Friedrich M BDI581 Rep 2014-05-02 2019-07-08
87 Kojodjojo, Perry 許丕勵 M BJP469 Rep 2017-05-23 2019-12-03
88 Koo, Dawson 古道信 AQV537 Rep 2016-05-19 2018-10-31
89 Kopliku, Jurgen BHO306 Rep 2016-06-01 2019-06-14
90 Kwan, Roy Chun Wai 關振緯 41 M AOT954 Rep 2007-04-03 2018-02-06
91 Kwok, Isabella Ngan Ting 郭雁婷 F AGH147 Rep 2009-10-29 2018-05-08
92 Kwok, Tsz Yu 郭子瑜 BBS187 Rep 2013-08-07 2018-11-16
93 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2009-06-29 2019-09-27
94 Lai, Elita Yuen Yung 黎婉蓉 AYW932 Rep 2017-08-10 2019-08-30
95 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2007-05-25 2018-06-21
96 Laird, Simon (SFC:BCJ356) M BCJ356 Rep 2014-05-29 2018-02-19
97 Lala, Manish AUZ529 Rep 2010-04-08 2019-11-30
98 Lalwani, Harish Premchand AXD989 Rep 2011-04-19 2019-08-06
99 Lam, Fong Chun 林方進 AYR790 Rep 2016-08-23 2018-10-19
100 Lam, Henry Hong Kee 林康祺 M BCC277 Rep 2013-10-18 2019-10-17
101 Lam, Jason Chung Yui 林忠銳 M AZU995 Rep 2016-09-12 2020-10-20
102 Lau, Stephen Ying Tung 劉穎東 M ANM143 Rep 2006-06-01 2021-05-28
103 Lauk, Leon-Alexis Johann Carol F BIE149 Rep 2016-09-13 2020-09-25
104 Lawson, Mark Jonathan Ching Yang 羅景陽 M BFD655 Rep 2015-04-01 2017-12-31
105 Le Binh, Khoi BKP233 Rep 2017-08-28 2018-07-06
106 Lee, Andrew (SFC:BES685) M BES685 Rep 2015-01-02 2020-03-31
107 Lee, Wen Long ATB494 Rep 2009-06-15 2018-02-19
108 Lee, Youn Wen AHA183 Rep 2018-11-11
109 Leiter, Jesse Ryan M BEE819 Rep 2014-09-19 2018-04-20
110 Leong, Tzi Ying 梁智瀛 BIZ922 Rep 2017-02-02
111 Li, Fei (SFC:ANQ366) 李菲 ANQ366 Rep 2016-09-23 2019-07-08
112 Li, Kefei 李克非 APH051 Rep 2015-10-12 2019-08-20
113 Li, Lydia Yan 李晏 F AYS034 Rep 2014-12-18 2018-05-24
114 Li, Ruishen 李銳深 AYW254 Rep 2012-03-05 2018-04-13
115 Li, Shu (SFC:AWH337) 李姝 AWH337 Rep 2014-08-21 2022-06-06
116 Li, Wei-Chieh 李偉傑 BBB712 RO 2013-11-05 2018-06-12
117 Li, Xiang Betty F AYR059 Rep 2012-03-21 2019-08-13
118 Li, Xiaochen (SFC:AZN141) 李小沉 AZN141 Rep 2012-05-22 2018-02-19
119 Liang, Minfeng (SFC:BCE457) 梁敏鋒 BCE457 Rep 2013-10-31 2022-06-02
120 Liew, Ivy 劉愛雯 F ADM064 Rep 2013-02-18 2019-05-24
121 Lim, Michelle Si Min 林思敏 F ASI130 Rep 2009-01-23 2019-10-11
122 Lim, Yang Kind 林揚凱 BJP487 Rep 2017-05-22 2021-01-29
123 Lin, Derek Tin-fu 林天賦 M AUQ490 Rep 2015-02-23 2018-05-24
124 Lin, Steve K 林冠男 M BEA918 Rep 2014-08-20 2018-02-21
125 Liu, Chin Hang 廖梓珩 BDX550 Rep 2014-08-06 2020-03-31
126 Liu, Jiaqi (SFC:BGH444) 劉佳琪 BGH444 Rep 2015-10-05 2018-05-24
127 Liu, Linan 劉立男 AQA053 Rep 2017-05-19 2019-08-01
128 Liu, Mengzhang 劉蒙璋 AYT167 Rep 2014-06-25 2018-07-20
129 Liu, Quanquan 刘泉泉 BAA709 Rep 2015-03-31 2024-09-16
130 Liu, Yang (SFC:AXD891) 劉洋 AXD891 Rep 2013-10-07 2018-03-23
131 Lu, Xiaohao (SFC:AZF711) 呂皛皓 AZF711 Rep 2015-03-12 2018-09-17
132 Luo, Bote 羅博特 BID801 Rep 2016-09-09 2024-01-15
133 Luo, Haiyan (SFC:AOS352) AOS352 Rep 2013-11-01 2020-11-25
134 Luo, Yukun 駱玉坤 BID325 Rep 2016-09-07 2018-05-31
135 Luo, Zhen (SFC:BKN825) 羅真 BKN825 Rep 2017-08-30 2018-05-30
136 Luu, James Chi Cuong M AYW717 Rep 2012-04-12
137 Lyu, Zhiyuan 呂志遠 BGY599 Rep 2016-02-01 2019-07-08
138 Mandala, Rohan BGM922 Rep 2015-11-13 2018-10-23
139 Marchio, Steven Santo Peter M AVP004 Rep 2010-07-29 2019-10-13
140 Martin, Jun BJO396 Rep 2017-05-15 2018-06-04
141 McCabe, Andrew Robert (SFC:AWZ008) M AWZ008 Rep 2012-08-01 2018-05-24
142 Moreira, Nicholas Hubert M ADT374 RO 2012-12-13 2021-01-05
143 Morrison, Thomas James M AZT479 Rep 2012-06-26 2017-09-01
144 Mundorf, David M BAO563 Rep 2014-11-21 2020-07-31
145 Nackter, Lars Bertil M BBZ482 Rep 2017-05-23 2018-05-29
146 Nandwani, Roshan Ramesh 浩南 M ATI142 Rep 2009-07-08 2018-06-08
147 Navlakha, Nilesh M AYI936 RO 2015-12-02 2019-01-20
148 Neo, Charles Hiang Kiat M BHR336 Rep 2016-06-23 2022-10-18
149 Ng, Eddie Tao 吳濤 M AFY697 Rep 2017-07-10 2019-12-03
150 Ng, Ka Ming (SFC:BIV393) 吳嘉銘 BIV393 Rep 2017-01-03 2019-08-21
151 Ngie, Chuen Shun 倪傳順 AFM599 RO 2012-03-02 2020-06-30
152 Paidipathi, Apurva AXH948 Rep 2011-10-27 2018-08-27
153 Panda, Angkit ARG689 Rep 2017-02-03 2020-12-18
154 Pang, Ka Yin (SFC:AEF574) 彭嘉賢 AEF574 Rep 2010-05-10 2018-02-06
155 Pang, Yeung Ping 彭揚萍 AVE982 Rep 2014-11-03 2017-12-19
156 Park, Chong Ho 朴鍾濠 BJQ664 Rep 2017-06-07 2018-05-10
157 Poon, Tsz Yuen 潘子遠 AUM378 Rep 2015-08-28 2020-04-24
158 Prebola, Scott Thomas M AXS797 Rep 2011-08-02 2023-03-24
159 Qiu, Yujia 邱雨嘉 BID374 Rep 2016-09-06 2018-05-11
160 Quinn, James Jerome Jr M AWZ640 RO 2014-03-13 2017-09-04
161 Ra, Helen F AYD212 Rep 2017-06-28 2019-07-08
162 Ranjana BGQ893 Rep 2015-12-14 2019-07-18
163 Rodier, Florent Edouard Marie F APQ444 Rep 2012-08-23 2020-10-30
164 Royal, Andrew John M AXL513 Rep 2016-08-24 2021-03-26
165 Saigal, Gaurav M APQ799 Rep 2007-09-25 2018-05-11
166 Sambatur, Hemant BJW956 Rep 2017-07-21 2019-08-30
167 Sanchez, Marlon Mikhail M ADJ822 RO 2011-01-04 2021-10-28
168 Schulte, Franziska BJI824 Rep 2017-04-06 2017-12-31
169 Sehgal, Vaibhav BBY825 Rep 2013-10-02 2018-06-06
170 Seong, Ki Yong BJO816 Rep 2017-05-17 2018-02-21
171 Shalabi, Hani Youssef AMU521 Rep 2017-08-21 2018-01-29
172 Shimomura, Yoshio 下村吉男 M BBD960 Rep 2013-04-18 2021-08-13
173 Shuai, Terry Qi 帥琪 40 M AVD106 Rep 2016-10-14 2018-05-02
174 Siekierczak, Filip M AZI920 Rep 2013-08-27 2019-08-08
175 Silver, Nicholas Eugene M AOU413 RO 2014-04-11 2018-06-07
176 Singh, Arjun (SFC:AYU160) AYU160 Rep 2014-04-22 2017-12-06
177 Skurr, Paul Thomas M AQS669 Rep 2014-11-28 2019-02-19
178 Spellmann, Hermann Arnold M BBB329 Rep 2017-05-29 2020-09-13
179 Stephen 鄭迪繁 BJI247 Rep 2017-03-30 2019-04-23
180 Stephens, John William M AFT822 Rep 2017-05-17 2017-12-15
181 Sun, Xiaoyu (SFC:BKP228) 孫曉宇 BKP228 Rep 2017-08-30 2019-08-08
182 Sutton, Andrew Carpenter M AYF882 Rep 2016-05-05 2019-07-16
183 Tam, Kevin 譚浠泓 M AUX305 Rep 2012-09-06 2021-12-24
184 Tam, Vernon Craig Goodheart 譚乃廉 M AXY866 Rep 2014-05-16 2020-12-16
185 Tan, Jack H 譚和平 M BFY637 Rep 2015-08-06 2019-08-14
186 Tan, Kim Kuan Francis 陳錦冠 AOO513 Rep 2013-10-21 2019-07-08
187 Tan, Xiaoxiong (SFC:BES120) BES120 Rep 2014-12-22 2018-08-09
188 Tang, Jiazi 湯佳梓 AWX863 Rep 2017-07-19 2018-02-01
189 Tang, Kuan Mo 鄧君武 AVM303 Rep 2011-10-07 2021-12-24
190 Tao, Feiran 陶斐然 AUN714 Rep 2010-01-15 2018-05-24
191 Tay, Siang Watt Terence M AVH952 Rep 2010-06-29 2018-02-20
192 Thomas, Dean (SFC:ACN472) M ACN472 Rep 2007-02-09 2019-08-13
193 Thomson, James Joseph M BBA635 Rep 2016-08-22 2018-06-29
194 Thygesen, Brent George M BGG400 Rep 2015-09-21 2020-03-26
195 Tian, Bo (SFC:BCC756) 田博 BCC756 Rep 2014-09-25 2018-05-24
196 Tian, Xiaoxiao 田瀟瀟 BGG776 Rep 2015-09-23 2019-12-31
197 Tong, Yuhao (SFC:BGH344) 仝禹豪 BGH344 Rep 2015-09-29 2018-04-25
198 Tse, Jonathan Chung Hin 謝仲軒 M AII261 Rep 2012-03-05 2018-06-29
199 Tsui, Ting Kwan Quentin 徐霆鈞 BHL217 Rep 2016-05-10 2018-07-17
200 Twomey, Harvey Noel M AKX345 Rep 2014-06-06 2017-09-01
201 Twomey, Matthew Luke M BAX815 Rep 2013-02-27 2019-05-29
202 Wang, Kai (SFC:AYR791) 王凱 AYR791 Rep 2012-04-24 2023-06-29
203 Wang, Mengjie (SFC:AXZ092) 王夢潔 AXZ092 Rep 2017-07-17 2020-10-07
204 Wang, Rowena 王允慧 F AEM242 RO 2012-03-02 2021-06-16
205 Wang, Zai Liang 王在亮 AZQ966 Rep 2012-06-11 2018-09-11
206 Whipkey, Sean Patrick M AYV913 Rep 2016-08-01 2018-06-05
207 Wong, Elsie Hoi See 黃凱詩 F AYQ982 Rep 2012-03-05 2019-09-02
208 Wong, Paul Sek Ming 黃錫明 M AAV864 RO 2014-05-26 2018-05-09
209 Wong, Wing Tak (SFC:BET253) 王永德 BET253 Rep 2016-05-05 2021-04-15
210 Wong, Yuen Ching (SFC:AFU718) 黃元正 AFU718 Rep 2015-10-20 2022-12-05
211 Woo, Janet Fong Fong 胡渢渢 F AEM866 Rep 2019-07-08
212 Wu, Di (SFC:BED059) 巫鏑 BED059 Rep 2015-08-11 2019-03-22
213 Wu, Long Kin 胡朗堅 BGL670 Rep 2015-11-03 2018-04-19
214 Wu, Qiong (SFC:AYY899) 吳窮 AYY899 Rep 2012-03-05
215 Wu, Xiaopin 吳曉蘋 44 F AOD811 Rep 2012-03-05 2018-08-15
216 Xiao, Dianna Wanzhi 蕭婉之 F BFP510 Rep 2015-06-22 2018-01-04
217 Xu, Evan Ce 徐策 M ARG809 Rep 2017-01-03 2017-11-30
218 Xu, Yang (SFC:AYR801) 許揚 AYR801 Rep 2012-04-16 2021-03-15
219 Xu, Yongquan (SFC:BEG516) 徐永銓 BEG516 Rep 2014-10-08 2018-06-12
220 Yan, Wing Tak 甄穎德 APQ792 Rep 2009-10-19 2018-09-28
221 Yang, Heidi Hoi Ti 楊凱蒂 47 F ACJ627 RO 2012-03-07 2019-08-30
222 Yang, Tianyi (SFC:BID345) 楊添意 BID345 Rep 2016-09-06 2019-04-01
223 Yang, Yiyi (SFC:BIE111) BIE111 Rep 2016-09-12 2019-08-08
224 Ye, Lin (SFC:AVT190) 葉林 AVT190 Rep 2012-07-30 2018-06-29
225 Yin, Ge (SFC:BIV624) 尹歌 BIV624 Rep 2017-01-03 2020-02-28
226 Yin, Hanzhang 尹翰章 BFX694 Rep 2017-05-17 2019-08-30
227 Zhai, Daqi 翟達琦 BIE441 Rep 2016-09-13 2018-04-13
228 Zhang, Anzhi 張安志 46 M AJX187 RO 2012-03-02 2018-07-05
229 Zhang, Hanqin 張翰欽 BDV318 Rep 2014-07-23 2018-05-04
230 Zhang, Wenjin (SFC:BAK706) 張雯瑾 BAK706 Rep 2012-11-07 2018-07-01
231 Zhang, Zhoubo 張洲博 BHR997 Rep 2016-06-27 2018-04-23
232 Zhao, Haochen 趙皓辰 BEJ658 Rep 2014-10-28 2018-06-08
233 Zheng, Yinglin 鄭應林 BHS715 Rep 2016-07-04 2018-07-03
234 Zheng, Zimu 鄭子牧 BFA405 Rep 2015-03-02 2018-05-25
235 Zolfaghari, Keyvan BDG935 Rep 2014-04-10 2018-06-07
236 Zoonekynd, Vincent Davy M BKF080 Rep 2017-08-10 2019-07-08
237 Zuo, Xin (SFC:BKE051) 左昕 BKE051 Rep 2017-07-28 2019-07-21

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