Rich Bay Securities Limited 富利證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Chan, Hing Fun 陳慶芬			ABL646	RO	2005-03-31	2017-07-31
2	Chan, Woo 陳和			AAC235	RO	2005-03-31	2017-07-31
3	Kam, Boris Kwun Kwan 金冠群		M	ANA539	Rep	2017-06-09	2017-07-24
4	Poon, To Sing 潘道成			AAJ268	Rep	2017-06-28	2017-08-28

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