SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2016
SFC ID Role From Until
1 Alfonso Perez, Gerardo AYQ576 Rep 2011-12-19 2016-09-26
2 Au, Cheuk Fan 區焯凡 ADJ308 Rep 2004-05-28 2023-12-29
3 Cao, Yingting 曹穎婷 BET953 Rep 2015-03-16
4 Chan, Ben Shek Bun 陳錫濱 M AFI560 Rep 2009-09-03 2022-05-10
5 Chan, Benny Wing Leong 陳永亮 M AVQ770 Rep 2010-08-12
6 Chan, Cecil 陳思豪 M AFZ497 Rep 2004-01-21 2023-09-25
7 Chan, Dominic Tor Ming 陳多明 M ABM257 Rep
8 Chan, Ellis Suet Ming 陳雪明 AAD841 Rep 2009-07-31 2018-04-26
9 Chan, Joanna Ngar Yin 陳雅妍 F ADB364 Rep 2024-11-20
10 Chan, Ka Keung (SFC:ATY954) 陳家強 ATY954 Rep 2009-11-02 2022-11-11
11 Chan, Ka Lok (SFC:ABT082) 陳家樂 ABT082 Rep 2008-01-23 2023-08-31
12 Chan, King Wang 陳景宏 AMK049 RO 2014-12-15 2018-05-28
13 Chan, Kui Hung 陳鉅洪 ACL117 Rep 2006-06-21
14 Chan, Maggie Po Ling 陳寶玲 F ACR167 Rep 2013-08-08
15 Chan, Man Yim (SFC:AAZ270) 陳文艷 AAZ270 Rep
16 Chan, Qary Mau Fai 陳茂輝 ADZ365 Rep 2004-01-08 2017-03-17
17 Chan, Sau Mei (SFC:ADA700) 陳秀美 ADA700 Rep 2005-09-26
18 Chan, Sheung Pun 陳尚斌 AFU691 Rep
19 Chan, Suk Ching (SFC:AGO750) 陳淑貞 AGO750 Rep
20 Chan, Yuet Ngor (SFC:AAF715) 陳月娥 F AAF715 Rep
21 Chau, Mei Yu 周美如 ADB668 RO 2008-08-18 2020-01-27
22 Chau, Thomas Ching On 周靖安 ABC223 Rep 2009-02-03
23 Chen, Shih Chieh 陳世傑 AOV514 Rep 2012-01-26
24 Chen, Yu (SFC:BFD957) 陳瑜 BFD957 Rep 2016-04-18 2017-04-05
25 Cheng, Chong Kee 鄭創基 AFU621 Rep 2018-10-17
26 Cheng, Ho Chung 鄭皓中 BEC880 Rep 2014-12-01 2019-05-14
27 Cheng, Hoi Wa 鄭凱華 ARM926 Rep 2008-08-12 2021-08-05
28 Cheng, Yu (SFC:AOB808) 程宇 AOB808 Rep 2006-10-27 2024-09-13
29 Cheong, Chi To 莊志濤 AEA518 Rep
30 Cheung, Kin Hang (SFC:ARA266) 張建恆 ARA266 Rep 2010-09-20 2018-08-05
31 Cheung, Man Sang (SFC:ADW470) 張文生 ADW470 Rep 2003-12-04
32 Cheung, Ning (SFC:AQX919) 張寧 37 M AQX919 Rep 2008-04-28 2016-09-28
33 Cheung, Raymond Shiu Sing 張劭聲 M BFZ209 Rep 2015-08-11 2018-11-02
34 Cheung, Thomas Hin Man 張憲民 M AAK302 Rep 2004-05-12
35 Chia, An-pei 賈安霈 ARP099 RO 2012-02-20 2016-09-28
36 Chin, Siu Kuen 錢少娟 AAN707 Rep 2022-03-31
37 Chin, Stephen Cho Shun 錢藻信 M AGK148 Rep 2024-10-19
38 Chin, Yin Chong 錢燕莊 BDX129 Rep 2014-09-24
39 Ching, Wan 程云 AOX955 Rep 2007-06-13
40 Chiu, Mei Ze 趙鎂時 AGM868 Rep 2020-07-31
41 Chiu, Ming (SFC:AFZ137) 趙明 M AFZ137 Rep
42 Chiu, Ronnie Yuk Fai 趙玉輝 M APC429 Rep 2009-02-16 2023-12-29
43 Choi, Che Kin (SFC:AEA835) 蔡志堅 AEA835 Rep
44 Chow, Chee 周琦 AFD151 Rep 2005-05-24
45 Chow, Pui Shan 周佩珊 AWI857 Rep 2010-12-13 2022-12-16
46 Chow, Yuk Lam 周鈺霖 AZK399 Rep 2012-05-07 2016-11-03
47 Chu, Wah Cheung 朱華章 AEC727 Rep 2009-05-26 2018-12-25
48 Chu, Wai Lun (SFC:ATR167) 朱偉倫 ATR167 Rep 2009-09-07 2017-02-13
49 Chu, Wing Chau 朱永就 ACK581 Rep 2017-03-29
50 Chui, Yin Fong 徐燕芳 AGG947 Rep 2005-06-01 2016-09-07
51 Ding, Xiaoxi 丁曉夕 BGV491 Rep 2016-01-26 2016-10-22
52 Ding, Ye (SFC:AQN539) 丁曄 AQN539 Rep 2013-12-18 2016-09-26
53 Dou, Ruirui 竇瑞瑞 AUH943 Rep 2014-02-07
54 Fan, Chun Ying (SFC:ATC707) 樊俊英 ATC707 Rep 2009-06-12 2018-03-25
55 Fang, Yanlai 方燕來 BDA475 Rep 2014-03-31 2021-04-16
56 Fong, Bik Fai 鄺碧輝 AOG955 Rep 2006-12-12 2023-12-08
57 Fu, Chenyang 傅晨阳 BBB644 Rep 2014-07-23 2019-10-21
58 Fung, Kim Wan 馮劍雲 AGA031 Rep 2005-05-06 2019-05-09
59 Guo, Yanting 郭妍婷 AXC579 Rep 2011-05-24 2024-07-31
60 Ha, James Ka Chun 夏家俊 M AAU951 RO 2005-09-05 2019-10-25
61 Han, Changrun 韓昌潤 BBT485 Rep 2013-09-17 2022-02-14
62 Harrington-Jones, Robert David M BDM729 Rep 2014-05-30 2022-08-28
63 He, Zheng (SFC:APC123) 何正 APC123 Rep 2014-08-01 2017-09-27
64 Ho, Chun Man (SFC:AVK567) 何振文 AVK567 Rep 2010-08-20 2024-06-24
65 Ho, Kai Kin 何啟建 APQ511 Rep 2007-09-19 2021-02-17
66 Ho, Kwok Fai (SFC:ACS543) 何國輝 ACS543 Rep 2011-10-11 2021-07-28
67 Ho, Ryan Kai Yan M. 何啟仁 M AVE379 Rep 2010-06-01 2019-07-18
68 Ho, Si Man 何詩敏 AGO009 Rep
69 Hu, Zhaoling (SFC:ARI047) 胡昭玲 ARI047 Rep 2013-07-30
70 Huang, Ho Pin 黃禾蘋 BGD215 Rep 2016-05-24 2018-02-03
71 Hui, Ching (SFC:AEB938) 許征 AEB938 Rep
72 Hui, Debbie Chui Fong 許翠芳 AQK222 Rep 2008-02-04 2017-05-31
73 Hui, Hiu To 許曉濤 ADV234 Rep 2007-09-21 2019-11-27
74 Hui, Kwai Fan 許桂芬 BHB420 Rep 2016-03-21 2023-10-10
75 Hus, Chia Ching 徐嘉慶 ATB475 Rep 2011-01-06 2017-06-30
76 Jiang, Jian (SFC:ARG676) 蔣健 ARG676 RO 2009-03-19 2019-04-26
77 Kam, To 金濤 ANK436 Rep 2007-08-16 2016-06-15
78 Kang, Xing 康惺 APF685 Rep 2007-12-04
79 Kong, Mei Ha 江美霞 AFF076 Rep 2007-02-28 2019-06-19
80 Kong, Shing Hon 江承翰 APJ122 Rep 2016-04-08 2018-09-30
81 Kung, Hak Keung 龔克強 AEM978 Rep 2005-06-08
82 Kwai, Ida Yee Man 桂綺雯 F ABP503 Rep 2009-03-02
83 Kwan, Freddie Wai Kuen 關偉權 53 AAE275 RO 2004-03-26 2023-09-07
84 Kwan, Pik Ngan 關碧顏 AAF837 Rep
85 Kwong, Yiu Man 鄺耀文 AFO411 Rep 2023-07-27
86 Lai, Cheong 黎昌 AGE548 Rep
87 Lai, Christine Nga Sze 黎雅詩 F AKJ086 Rep 2009-02-16
88 Lai, King Wai 黎景威 AQC312 Rep 2007-11-29 2017-03-08
89 Lai, Sau Han 黎秀嫻 AVR819 Rep 2010-09-09
90 Lai, Yung Chuen 賴勇存 APQ834 Rep 2007-09-18 2020-11-30
91 Lam, Cheuk Fung (SFC:AUZ013) 林卓峰 AUZ013 Rep 2011-07-05 2017-07-04
92 Lam, Chun Fat 林振發 AOU531 Rep 2007-04-12
93 Lam, Eric Tak Shing 林德成 M AAI558 Rep 2015-10-06
94 Lam, Fung Chun 林鳳珍 ADI024 Rep 2008-11-05 2019-11-29
95 Lam, Gloria Yuen Shan 林宛珊 F AXK571 Rep 2015-08-14 2020-02-15
96 Lam, Ka Wai (SFC:BGO474) 林嘉偉 BGO474 Rep 2015-11-24 2016-10-13
97 Lam, Kwong Ming (SFC:AGJ135) 林廣明 AGJ135 Rep 2016-09-01
98 Lam, Lok Kay 林樂其 AFT367 Rep 2011-05-19 2018-09-23
99 Lam, Pui Fan (SFC:AFU594) 林佩芬 AFU594 Rep 2009-03-23 2019-09-13
100 Lam, Ronald Shu Lok 林樹樂 M ADH204 Rep 2005-07-19
101 Lam, Shing (SFC:AGW566) 林盛 AGW566 Rep
102 Lam, Shun Tai 林順泰 AAC853 Rep 2022-10-13
103 Lam, Suen Man 林選文 BDW925 Rep 2015-04-14 2017-04-24
104 Lam, Wing Chi (SFC:ATL574) 林穎芝 ATL574 Rep 2009-08-24 2017-10-31
105 Lam, Ying Kit (SFC:ACS549) 林英傑 ACS549 RO 2014-03-17 2017-07-03
106 Lau, Chi Yung (SFC:AOY348) 劉智勇 AOY348 Rep 2007-11-08 2018-10-31
107 Lau, Chui Man 劉翠敏 AFV316 Rep 2022-10-31
108 Lau, Dick Man (SFC:AGC688) 劉滌文 M AGC688 Rep 2005-07-29
109 Law, Kwan Ying 羅群英 AEY901 Rep 2012-01-10 2025-03-06
110 Lee, Alexander Kit Chiu 李潔釗 M AHC196 Rep
111 Lee, Cheuk Ming (SFC:ABN674) 李卓明 ABN674 Rep
112 Lee, Fong Kweng 李訪權 AAA748 Rep 2024-03-27
113 Lee, Wai Leung (SFC:AFU268) 李惠樑 AFU268 Rep 2005-05-24
114 Lee, Wun Mei 李煥美 ARW393 Rep 2008-11-14
115 Lee, Yuen Ting (SFC:AZE975) 李婉婷 AZE975 Rep 2012-03-23 2019-11-27
116 Lei, Lei (SFC:BFW373) 雷蕾 BFW373 Rep 2015-07-20 2017-09-01
117 Leung, Celia Ching Sum 梁清心 F ALU229 Rep 2005-06-02 2021-08-12
118 Leung, Chi On (SFC:AYA045) 梁志安 AYA045 Rep 2012-03-14
119 Leung, Chun Sau (SFC:AQD156) 梁俊修 AQD156 Rep 2008-01-03
120 Leung, Oy Ling 梁靄玲 AFL990 Rep 2005-04-15 2019-01-31
121 Leung, Shing Wai (SFC:ABK258) 梁成偉 M ABK258 Rep 2009-02-18 2020-01-14
122 Leung, Siu Mui 梁少梅 ACD945 Rep 2008-11-05
123 Leung, Tak Chuen 梁德全 ABS682 Rep 2022-07-03
124 Leung, Wai Fong (SFC:AEQ416) 梁惠芳 AEQ416 Rep 2023-03-31
125 Leung, Yun Kwai 梁潤貴 AAA612 Rep 2008-03-13
126 Li, Cheong Faat 李昌發 AYO609 Rep 2011-12-06 2018-07-03
127 Li, Eric Kwong Chee 李廣志 M AUR981 Rep 2014-06-11
128 Li, Lee Ming 李利明 ABW204 Rep
129 Li, Sean Chok Sun 李濯新 54 M AAE952 RO 2014-07-23 2023-04-03
130 Li, Shuonan 李碩楠 BER348 Rep 2014-12-22 2018-04-15
131 Liang, Yahui 梁雅卉 BHH579 Rep 2016-05-24 2017-04-29
132 Lin, Xiao Tong 林小桐 AFU015 Rep
133 Ling, Wai Man (SFC:AFW038) 凌慧敏 AFW038 Rep
134 Liu, Honglin (SFC:BBL200) 劉泓麟 BBL200 Rep 2013-07-15 2016-11-26
135 Liu, Siu Ha 廖少霞 AEJ989 Rep 2009-05-08 2019-11-28
136 Liu, Wai Hong 柳維翰 AGA689 Rep 2003-12-01
137 Liu, Wei (SFC:AUS655) 劉偉 AUS655 Rep 2010-02-17 2018-02-02
138 Liu, Yan (SFC:AZS032) 劉妍 AZS032 Rep 2014-10-07 2017-04-20
139 Liu, Yin (SFC:AUO116) 劉寅 AUO116 Rep 2010-01-22
140 Lo, Seraphina Man Yee 羅敏儀 F AFV443 Rep 2025-03-31
141 Lui, Lok Yan 雷樂欣 28 F BFK984 Rep 2016-05-06 2017-04-26
142 Lui, Sum Chuen 呂森銓 ADK291 Rep
143 Luk, Anne Sze Man 陸思敏 F AFP274 Rep
144 Ma, Hau Wing 馬孝榮 ACP250 Rep
145 Ma, Suet Hung 馬雪鴻 AAB801 Rep 2024-03-28
146 Mak, Bonnie Hing Ling 麥慶玲 F ADK543 Rep 2020-09-30
147 Mak, Kit Ying (SFC:AEP598) 麥潔英 AEP598 Rep 2007-09-04
148 Mak, Wai Hung 麥偉鴻 AAF356 Rep
149 Mok, Chung Hin 莫從顯 AQD350 Rep 2007-12-12 2019-11-27
150 Mok, King Fong 莫琼芳 APC235 Rep 2007-06-18 2023-09-25
151 Ng, Cardon Hsi Tsun 吳書雋 AVE378 Rep 2010-06-01 2019-07-02
152 Ng, Eva Oi Wan 吳璦琿 F AQL154 Rep 2014-04-22 2018-07-23
153 Ng, Kwok Kee (SFC:AAG224) 吳國基 AAG224 Rep 2015-12-31
154 Ng, Pang Chak 吳彭澤 AUE239 Rep 2013-11-12 2018-11-12
155 Ng, Tak Wing 伍德榮 AGP394 Rep 2023-12-29
156 Ng, Tung Kun 吳東勤 AGN343 Rep 2021-03-01
157 Ni, Haidong 倪海東 ANM129 Rep 2006-06-06 2024-01-31
158 Ni, Xiang Feng AFY231 Rep 2016-09-06
159 Ni, Xiaojing 倪晓菁 BGH759 Rep 2015-10-02 2018-09-30
160 Pat, Fung Lin 畢鳳蓮 AJE197 Rep 2009-02-03 2016-07-29
161 Shao, Dan (SFC:BFH489) 邵丹 BFH489 Rep 2015-04-23 2017-05-01
162 Shaw, Jensens 邵將星 AXA403 Rep 2016-05-11 2020-01-15
163 Shen, Jian (SFC:AXC580) 沈堅 AXC580 Rep 2011-05-24
164 Shi, Qian Ronnie 史遷 ASI187 Rep 2010-08-26 2020-07-31
165 Shuen, Barbara Lai Kuen 旋麗娟 F AAE792 Rep 2010-11-03
166 Shum, Lai Na 沈麗娜 AEY926 Rep 2007-05-02 2021-11-22
167 Sit, Andrew Man Lung 薛文龍 M AFV444 Rep
168 Siu, Quester Ka Keung 蕭家強 AWL155 Rep 2011-01-06 2019-06-12
169 So, Ping Kei 蘇秉祺 AGH344 Rep 2020-05-04
170 Sun, Lijun (SFC:ANM157) 孫丽君 ANM157 Rep 2006-06-06
171 Sun, Ning (SFC:BHG202) 孫宁 BHG202 Rep 2016-05-17 2016-10-04
172 Sung, Sennen Siu Hang 宋兆恆 AOR113 Rep 2014-04-03 2017-06-29
173 Tam, Chi Wai (SFC:AOY350) 譚志偉 AOY350 Rep 2014-11-24 2018-09-27
174 Tam, Jaffe Chiu Pang 譚超鵬 56 M AIC033 Rep 2004-10-06 2019-09-18
175 Tang, Chiu Wing 鄧超榮 AMI290 Rep 2005-09-14 2018-09-12
176 Tang, Ho Chung 鄧浩驄 AEY738 Rep 2004-07-15
177 Tang, Wenwen 唐文聞 ALQ322 Rep 2006-04-03 2024-01-31
178 Tang, Yuk Sum 鄧鈺琛 AFZ141 Rep 2005-05-25
179 Tau, Ling Ling 竇玲玲 F AIS612 Rep 2006-03-16
180 Tin, Mei (SFC:AEU431) 田薇 AEU431 Rep 2013-12-17 2022-06-09
181 To, Yung 杜勇 ANT600 Rep 2006-08-08
182 Tsang, Joanna Sik Mui 曾惜妹 F AFT611 Rep
183 Tsang, Siu Wan 曾小雲 ASN685 Rep 2009-04-01
184 Tsang, Suet Mui 曾雪梅 ADQ232 Rep 2005-08-02
185 Tse, Yung 謝勇 AQT264 Rep 2008-04-03
186 Tsoi, Mei Fong 蔡美芳 ANR955 Rep 2007-11-05
187 Tsui, Chiu Man 徐昭文 AAC606 Rep 2008-03-04 2023-12-29
188 Tsui, Ivan Chi Wai 徐志偉 M ADZ842 Rep 2010-06-29 2020-05-22
189 Tsui, Lucy Hung 徐虹 F AEA482 Rep
190 Wang, Bryan Wai Kwong 宏惠光 M AQR571 Rep 2014-05-02 2018-04-30
191 Wang, Ka Wang 張家宏 AZK204 Rep 2012-04-30 2023-01-31
192 Wang, Yayuan 王雅媛 31 F ARM817 Rep 2009-04-14 2016-07-01
193 Wei, Min 魏敏 ASC827 Rep 2008-12-29 2020-10-07
194 Weng, Andrew Yi Jiong 翁以炯 M AEY638 Rep
195 Wong, Cheuk Ming (SFC:AAE818) 王卓明 AAE818 Rep 2003-09-30 2023-05-31
196 Wong, Chi Yik 黃熾奕 AGC171 Rep 2023-12-29
197 Wong, Chin Pang (SFC:AFU569) 黃展鵬 AFU569 Rep 2014-04-30 2017-03-01
198 Wong, Chun Chi 黃駿馳 AXQ876 Rep 2013-03-28 2017-06-27
199 Wong, Chun Wing (SFC:AFS357) 黃俊榮 AFS357 Rep 2005-05-06 2022-01-21
200 Wong, Eric Chi Lok 黃智樂 M AUJ960 Rep 2010-01-04
201 Wong, Ka Hong 黃家康 AIH625 Rep 2009-06-10 2016-12-24
202 Wong, Kai Cheung (SFC:AFG684) 黃啟祥 AFG684 Rep 2005-05-18
203 Wong, Kan Fai 黃勤輝 ADI688 Rep 2019-12-27
204 Wong, Li Ching 黃李靜 ANI898 Rep 2010-06-14 2020-09-25
205 Wong, San Kuen 王新娟 ACD046 Rep 2007-10-31
206 Wong, Shuk Ha (SFC:ACC771) 黃淑霞 ACC771 Rep 2005-12-15 2016-09-26
207 Wong, Tsin Man 王芊文 AHX018 Rep 2006-07-31
208 Wong, Uen Choh 黃鵷鶵 AEM940 Rep 2011-01-18 2017-08-31
209 Wong, Wai Sing (SFC:AWI330) 黃偉聲 AWI330 Rep 2011-11-02 2023-12-29
210 Wong, William Koon Wei 黃觀威 M AOR555 RO 2014-08-08 2019-11-01
211 Woo, Kwok On 胡國安 AEM544 Rep 2003-12-04 2017-11-08
212 Wu, Simon Kwok Wai 鄔國威 M AAS502 Rep 2005-08-02
213 Wu, Sui Ling 胡瑞玲 ATR221 Rep 2009-10-02 2016-07-01
214 Wu, Sum 胡森 APQ515 Rep 2007-09-19 2024-06-11
215 Wu, Weimin (SFC:AZK393) 吳偉敏 AZK393 Rep 2014-08-15 2018-08-14
216 Wu, Yan (SFC:BFW634) 吳彥 BFW634 Rep 2015-07-24 2018-02-26
217 Xia, Mingrui 夏明睿 AXC582 Rep 2011-05-24 2017-08-16
218 Xiao, Liang (SFC:AXG096) 肖亮 AXG096 Rep 2011-05-03 2019-08-11
219 Xiao, Liyun 肖莉韵 BGL595 Rep 2015-11-03
220 Xiao, Pan 肖攀 BFZ212 Rep 2015-08-11 2017-01-17
221 Xiao, Yao (SFC:BCH358) 肖遙 BCH358 Rep 2013-12-06 2021-02-07
222 Xu, Pengbing 徐鵬冰 AWC146 Rep 2015-09-21 2020-06-07
223 Yan, Chun Ming (SFC:ANM128) 甄俊明 ANM128 Rep 2006-07-13 2019-12-27
224 Yang, Quanquan 楊荃荃 BFI966 Rep 2015-06-01 2017-02-18
225 Yeung, Chun Ho (SFC:ACA543) 楊俊豪 ACA543 Rep 2008-11-05 2023-09-25
226 Yeung, Mandy Wai Han 楊慧嫻 F APN680 Rep 2007-09-10
227 Yeung, Shu Fan 楊樹勳 M AAI312 RO 2007-11-27 2016-10-20
228 Yeung, Wai Man (SFC:AFN632) 楊慧敏 AFN632 Rep 2004-02-12
229 Yip, Chung Yin 葉頌賢 AKR458 Rep 2005-09-09
230 Yiu, Cindy Lin Oi 姚蓮愛 F AAB292 Rep 2023-12-29
231 Yu, Di (SFC:ARU498) 余蒂 ARU498 Rep 2010-04-07 2020-08-29
232 Yu, Wai Hang 余偉恒 ASK839 Rep 2009-02-16
233 Yue, Liang 岳亮 BET488 Rep 2015-02-11 2020-08-29
234 Yuen, Eddy Siu Keung 阮紹強 M AEE177 Rep 2009-02-03
235 Yuen, Kwok Tung (SFC:AAC065) 袁國棟 AAC065 Rep 2007-10-31 2023-08-31
236 Zhang, Cheng (SFC:AYC302) 章程 AYC302 Rep 2011-09-20 2017-09-07
237 Zhang, Chi (SFC:AZX863) 張弛 AZX863 Rep 2012-11-27 2023-06-30
238 Zhang, Xing (SFC:BAC481) 張醒 BAC481 Rep 2012-09-05
239 Zhou, Mengxi 周夢溪 BFZ211 Rep 2015-08-11 2016-09-27
240 Zhu, Peirong 朱培鎔 AOG691 Rep 2009-02-11 2018-12-20

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