Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Aggarwal, Mayur | APM135 | Rep | 2015-02-03 | 2019-11-19 | ||
2 | An, Jun Wye 安峻位 | BDA023 | Rep | 2014-03-25 | |||
3 | An, Sang Beom | AYX987 | Rep | 2012-03-15 | 2017-05-17 | ||
4 | Banson, Eric Laurea | M | ASX744 | RO | 2010-12-07 | 2019-05-16 | |
5 | Boice Iii, James Hillyer | M | ACN485 | RO | 2013-08-30 | 2016-03-23 | |
6 | Chiang, Pei Yun 蔣佩芸 | ARF128 | Rep | 2008-07-31 | 2017-05-17 | ||
7 | Choong, Ignatius Wooi Kean | 54 | M | ADT736 | RO | 2013-03-15 | 2022-03-31 |
8 | Dela Cruz, Daniel | M | BDP661 | Rep | 2014-07-07 | 2020-12-03 | |
9 | Geng, Cong (SFC:AWT803) 耿聰 | AWT803 | Rep | 2011-02-28 | 2019-05-16 | ||
10 | Jones, Mark Dean | M | AZQ241 | RO | 2014-07-16 | 2018-12-10 | |
11 | Koo, George Chen Yu 顧震宇 | M | ABU687 | RO | 2015-03-18 | 2023-03-24 | |
12 | Kun, In 管弦 | AOA393 | Rep | 2012-07-03 | 2017-02-07 | ||
13 | Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 | M | BEI452 | Rep | 2014-11-07 | ||
14 | Kwon, Sung Wook | ATO040 | Rep | 2009-08-17 | 2019-09-30 | ||
15 | Lau, David Kwok Hei 劉國熙 | M | AVN397 | Rep | 2013-10-22 | 2021-02-17 | |
16 | Leung, Delia Wai Ting 梁惠婷 | F | BDV084 | Rep | 2014-08-29 | 2016-06-03 | |
17 | Leung, Lai Woon 梁禮桓 | ARF127 | Rep | 2008-07-31 | 2015-10-23 | ||
18 | Lin, Jung Fang 林榕芳 | BFA781 | Rep | 2015-03-09 | |||
19 | Luo, Peng (SFC:AUJ707) 羅鵬 | AUJ707 | Rep | 2015-02-17 | 2017-05-17 | ||
20 | Ngai, Chi Sheng 倪智承 | BDW162 | Rep | 2014-08-14 | 2016-03-27 | ||
21 | Oh, Dee Xiang | BFB082 | Rep | 2015-03-10 | 2016-03-31 | ||
22 | Ottery, Gavin John | M | ALS347 | Rep | 2015-03-11 | ||
23 | Porwal, Pradyot | BGE603 | Rep | 2015-09-14 | 2021-04-26 | ||
24 | Sciulli, Michael Joseph | M | AYY812 | RO | 2013-03-15 | 2016-06-28 | |
25 | Sheh, Ho Kwong 佘浩光 | ABZ266 | RO | 2012-03-12 | 2019-09-30 | ||
26 | Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 | AUJ706 | Rep | 2010-12-13 | |||
27 | Shi, Ran (SFC:BFT925) 施冉 | BFT925 | Rep | 2015-07-07 | 2018-02-26 | ||
28 | Wan, Mandy Man Yi 尹敏兒 | F | BBQ502 | Rep | 2014-04-29 | 2017-05-17 | |
29 | Wong, Alan Ka Lun (SFC:BBS506) 黃嘉倫 | M | BBS506 | Rep | 2015-07-13 | 2017-05-27 | |
30 | Wong, Barbara (SFC:AQU335) 黃曼君 | F | AQU335 | RO | 2015-07-20 | 2020-12-15 |
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