UBS DERIVATIVES HONG KONG LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Agarwal, Yash (SFC:AUN893) AUN893 Rep 2010-02-01 2016-07-05
2 Audi, Elias M BCE913 Rep 2013-11-18 2016-12-18
3 Best, David Gareth M AKO808 Rep 2013-04-11 2016-12-18
4 Blanchard, Scott Allen M ADT574 Rep 2013-05-07 2016-12-18
5 Bordat-Maldonado Parra, Adrien Paul Augustin M BBB918 Rep 2013-04-18 2016-12-18
6 Buffham, Laura Jayne F BBL851 Rep 2013-07-02 2016-12-18
7 Cai, Zhibin (SFC:AYC190) 蔡志斌 AYC190 Rep 2011-10-03 2016-12-18
8 Chan, Kwan Wah 陳君華 AZJ981 Rep 2012-05-07 2016-12-18
9 Chan, Su-Li 陳淑麗 BEV766 Rep 2015-01-20 2016-12-18
10 Chandler, Benjamin Victor Michael M AEO780 RO 2012-05-24 2016-12-18
11 Chen, Dennis Chih Chieh 陳智傑 M APH886 Rep 2015-06-19 2016-12-18
12 Cheng, Anthony Roger 陳若嘉 M AXC419 Rep 2014-02-05 2016-12-18
13 Cheng, Ke (SFC:BDT161) 程珂 BDT161 Rep 2014-07-14 2016-06-28
14 Choi, Iris Heung Kam 蔡香琴 F AXR109 Rep 2011-10-17 2015-11-18
15 Choi, Sheung Ngai 蔡尚毅 AFG685 Rep 2015-05-05 2016-12-18
16 Clifford, Timothy Edward M AFH048 Rep 2013-07-15 2016-12-18
17 Combalot, Laurent Benoit Georges M AHC015 RO 2009-05-06 2016-12-18
18 Conley, Richard Adrian M AQK261 Rep 2011-11-11 2016-12-18
19 Craig-Wood, Christopher John M AJL555 RO 2011-01-11 2016-03-15
20 Davis, Christopher Edward M AXD833 Rep 2014-05-19 2016-12-18
21 Dhake, Pankaj Jaysing BBE972 Rep 2013-05-20 2016-04-16
22 Fekete, Georgia Kate F BDV251 Rep 2015-01-23 2016-07-08
23 Feschet, Boris Xavier M AMK015 Rep 2012-04-10 2016-01-19
24 Fok, Ronald King Man 霍敬文 38 M AGE025 Rep 2010-07-22 2016-12-18
25 French, Bruce Ian M AQM685 Rep 2013-06-27 2016-12-18
26 Gangal, Shrinivas Ravindra M BBN555 Rep 2013-07-10 2016-05-20
27 Gou, Wenhui 勾文慧 BFR254 Rep 2015-06-22 2015-09-12
28 Han, Chia Lei 韓嘉蕾 ADS722 Rep 2010-03-19 2016-12-18
29 Herbert, Thomas William (SFC:BAI196) M BAI196 Rep 2012-11-01 2016-12-18
30 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2016-12-18
31 Hu, Jing (SFC:BDI053) 胡靜 BDI053 Rep 2014-04-28 2016-12-18
32 Innerdale, David James M ALS810 RO 2011-06-23 2016-12-18
33 Israel, Adrien Jacob M BBY793 Rep 2013-10-03 2016-05-20
34 Joseph Pulpel, Savio M AXF534 Rep 2011-05-03 2016-12-18
35 Joshi, Deepak (SFC:AZI921) M AZI921 Rep 2014-03-05 2016-05-20
36 Kudalkar, Samarth BFI923 Rep 2015-05-08 2016-12-18
37 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2010-09-27 2016-06-11
38 Lee, Michel Kai Tai 李啟泰 M AOJ780 Rep 2013-06-20 2016-12-18
39 Li, Chun Wai (SFC:AOL205) 李俊蔚 AOL205 Rep 2009-08-28 2016-06-21
40 Li, Jingshu (SFC:BDX191) 李京書 BDX191 Rep 2014-08-05 2016-12-18
41 Li, Mavis Qiwen 李綺雯 F AMF022 Rep 2012-05-10 2016-12-18
42 Lim, Pek Kueen BDL625 Rep 2014-05-26 2016-12-18
43 Lock, Timothy James M AXQ297 Rep 2011-07-18 2016-12-18
44 Lu, Qing (SFC:BEZ264) 盧青 BEZ264 Rep 2015-02-23 2016-12-18
45 Mak, Hin Chun 麥顯俊 M APL244 Rep 2013-08-05 2016-12-18
46 Matsumoto, Jun 松本淳 BAZ871 Rep 2013-04-05 2016-12-18
47 McNulty, Peter Richard M BBR308 Rep 2013-08-12 2016-12-18
48 Mok, Kwan Ho (SFC:AXS235) 莫君豪 AXS235 Rep 2014-03-05 2016-12-18
49 Morris, Robert (SFC:AZM831) 銘陽 M AZM831 Rep 2012-05-31 2016-10-12
50 Motwani, Natasha Murli F AUR655 Rep 2010-02-09 2016-12-18
51 Nelson, Ryan Wesley (SFC:AQX958) M AQX958 Rep 2011-09-30 2016-05-20
52 Ng, Pui Ying (SFC:BBP903) 吳珮瑩 BBP903 Rep 2013-07-25 2015-07-25
53 Novak, Alexander Stanley M ATI171 Rep 2009-07-20 2016-12-18
54 Parakh, Archit BBT705 Rep 2013-08-30 2016-12-18
55 Raskin, Iain Alexander (SFC:BAX616) M BAX616 Rep 2014-09-03 2016-12-18
56 Scott, Christopher (SFC:ATO855) M ATO855 RO 2013-08-22 2016-06-25
57 Shen, Jiawen (SFC:ANQ097) 沈佳雯 ANQ097 Rep 2014-05-26 2016-12-18
58 Slaoui, Mohammed Saad M AYC193 Rep 2011-09-20 2016-12-18
59 Smith, Paul Savile M AVN296 Rep 2014-05-19 2016-12-18
60 Song, Chaoran 宋超然 BDL242 Rep 2014-05-19 2016-12-18
61 Spielhofer, Philippe Marc M AQL674 Rep 2011-05-17 2015-09-01
62 Stead, David Andrew (SFC:AQT298) M AQT298 Rep 2014-09-22 2016-12-18
63 Steele, Patrick James M BCZ920 Rep 2014-03-03 2016-12-18
64 Strachan, David Lyall M AFF232 Rep 2013-10-15 2016-12-18
65 Suen, Kin Dick 孫堅迪 AVM103 Rep 2010-07-13 2016-12-18
66 Sung, Yoon Kyu AKU991 Rep 2013-07-24 2016-12-18
67 Takahashi, Taichi 高橋太一 AZY880 Rep 2013-11-18 2015-07-18
68 Tan, Freddie Kuok Lin ASQ162 Rep 2009-03-27 2015-11-24
69 Tropper, Giselle Natalia AUA249 Rep 2014-03-13 2016-12-18
70 Wannenmacher, Tim M AMU467 RO 2014-01-07 2016-12-18
71 Wong, Donald Ho Lun 黃浩麟 M APH272 Rep 2007-07-19 2016-12-18
72 Wong, Gary Hiu-Gar 黃曉嘉 M AZG465 Rep 2013-09-13 2016-01-16
73 Wong, Kelman Kai Man 王啟民 BDZ079 Rep 2014-08-13 2016-12-18
74 Wu, Bun Lerd Bernard 胡斌畧 APL242 Rep 2010-10-05 2016-12-18
75 Xiong, Chaoyu 熊超宇 BDE378 Rep 2014-04-07 2015-07-08
76 Xu, PeiLai 徐沛來 AOH669 Rep 2014-07-07 2016-12-18
77 Yanez Hinojosa, Anibal David M BEV153 Rep 2015-01-16 2016-08-27
78 Yang, Feng (SFC:BEZ148) 楊風 BEZ148 Rep 2015-02-16 2016-12-18
79 Yoon, Chi Won ACN181 Rep 2005-06-09 2016-07-25
80 Yuan, Qian (SFC:BBK056) 袁倩 BBK056 Rep 2013-07-02 2016-12-18
81 Yun, Heekyu ATJ399 Rep 2011-07-21 2016-12-18

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