MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Akiyama, Norifumi 秋山典文 BDM900 RO 2014-06-27 2018-05-23
2 Andersson, Paul Jonathan M AVL477 RO 2014-06-06 2016-02-15
3 Antos, James R M AIR845 Rep 2009-10-12 2015-12-14
4 Anzai, Takehiro M AZJ383 Rep 2013-09-02 2019-06-13
5 Atkinson, Neil David M AVL149 Rep 2010-07-22 2017-07-04
6 Bayford, Neil Christopher M AZD631 Rep 2012-04-02 2021-04-28
7 Carlone, Thomas M AMJ337 Rep 2013-12-19 2017-06-05
8 Chan, Andrew Shingfun 陳盛勳 M AMC389 Rep 2011-07-25 2016-10-28
9 Chan, Elgin Hiang Wei 曾憲偉 AOV932 Rep 2010-06-23 2018-12-05
10 Chan, Stephen Shek Kei 陳碩基 M AJE088 Rep 2006-09-15 2015-04-28
11 Chen, Kun-Yang (SFC:AVW003) 陳坤陽 AVW003 Rep 2014-08-20 2015-04-17
12 Chen, Yung-hao 陳永豪 AWC264 Rep 2013-05-06 2018-06-01
13 Cheng, Dickson 鄭迪舜 46 M AGP527 RO 2008-12-16 2016-08-12
14 Cheung, Cherry Chi Wing 張芷穎 F AWO028 Rep 2010-12-24 2015-11-30
15 Cho, Ichio 張一歐 AWE957 Rep 2010-11-05 2017-04-07
16 Chu, Tianli 楚天驪 AVY302 Rep 2014-12-03 2022-06-30
17 Churchill, James Edward M APO559 Rep 2014-06-09 2017-07-05
18 Connery, Anthony Sean (SFC:AXV752) M AXV752 RO 2012-07-30 2020-09-30
19 Davis, Bernard Steven M AWZ387 Rep 2011-11-22 2019-01-15
20 Endo, Takashi (SFC:BDM015) M BDM015 Rep 2014-05-30 2016-09-26
21 Fan, Lei (SFC:AXL810) 樊磊 AXL810 Rep 2014-09-11 2015-04-15
22 Farman, Daniel Noel George M ARN747 Rep 2013-01-03 2015-07-30
23 Fong, Ada Wai Yin 方慧賢 F AMU659 Rep 2007-02-12 2015-04-15
24 Goto, Fumihide AOR367 Rep 2014-01-24
25 Hanaya, Takeru 花屋武 BBS846 Rep 2013-08-16 2015-04-17
26 Hashimoto, Yoshihiro M BCH676 Rep 2013-11-20
27 Hayashi, Akifumi M BAL556 Rep 2013-09-13 2017-10-18
28 Hayashi, Rie BAW621 Rep 2013-10-07 2016-03-31
29 Heung, May Yin 香美賢 F AOT605 Rep 2013-11-22 2020-11-26
30 Hirata, Rie 平田理惠 BBB199 Rep 2013-04-03 2020-12-31
31 Hironaka, Yu 弘中雄 BBD159 Rep 2013-04-17 2016-03-07
32 Ho, Richard Lai Hong 何麗康 58 M BBS632 Rep 2013-08-16 2015-06-29
33 Hori, Yusuke BAE890 Rep 2013-09-13
34 Horton, Shaun Yi-Ming BDI334 Rep 2014-04-25
35 Hosaka, Yuya BBD362 Rep 2013-04-17 2015-05-09
36 Hu, Hanwen 胡瀚文 BDZ919 Rep 2014-08-12 2016-02-05
37 Hui, Ole Hiu Tung 許曉東 ARR518 Rep 2011-08-11 2015-06-11
38 Hunter, Paul Chicano M BDR269 Rep 2014-07-04 2023-04-21
39 Ishihara, Tetsuo BEV134 Rep 2015-01-19 2020-07-27
40 Iwakami, Fuyuki 岩上冬樹 BET954 Rep 2015-01-08 2016-02-05
41 Iwasa, Shinsuke AMP190 Rep 2013-09-13 2022-08-29
42 Jin, Zengxiang 金增祥 ARO631 Rep 2011-07-13 2016-11-02
43 Jukes, Marc Samuel M ANT249 Rep 2014-09-25 2019-01-09
44 Kaneshige, Hirou 金重博宇 ARD681 Rep 2011-12-16 2025-09-19
45 Kato, Katsuhito 加藤勝仁 AMF766 Rep 2014-06-17 2023-10-13
46 Kavanagh, Ruvann John M ARW149 Rep 2011-04-26 2019-09-17
47 Kawauchi, Eijiro AST137 RO 2010-11-10 2015-04-28
48 Kayama, Hitoshi 香山仁 AHQ974 RO 2009-01-05 2015-03-23
49 Kikuchi, Masatoshi BAG217 Rep 2013-09-19
50 Kim, Jason Yong M ARF013 Rep 2014-05-30 2016-10-28
51 Kim, Jong Kuk 金鍾局 AFC107 RO 2012-07-20 2017-07-24
52 Kim, Ki Soo AFJ899 Rep 2010-11-23 2015-09-11
53 Kim, Vincent Taeho M BDP113 Rep 2014-06-18 2018-08-15
54 Kitaoka, Tomochika AMM472 Rep 2013-10-03 2017-12-31
55 Koyama, Takeshi M BAL421 Rep 2013-09-16
56 Lam, King Sau (SFC:BAI839) 林勁秀 BAI839 Rep 2012-11-01 2017-05-05
57 Lau, Kelvin Siu Ki 劉紹基 M AAW465 RO 2009-03-03 2016-05-24
58 Lee, Bong Tae 李鳳泰 AQP646 Rep 2014-05-13 2017-06-05
59 Lee, Seunghwan 李承桓 AYA209 Rep 2011-09-14 2023-06-06
60 Lee, Yick Chung 李易聰 AEE525 Rep 2013-01-21
61 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2012-05-22 2021-05-10
62 Leung, Wai Nam 梁偉南 AGH932 RO 2008-11-03 2016-06-22
63 Li, Edwin Chun Yeung 李振揚 M BCG370 Rep 2014-09-05 2019-03-14
64 Lim, Shaune Siu Liang 林修良 AUB441 Rep 2014-09-08 2018-09-17
65 Lo, Loretta Shuk Yan 羅淑茵 F AMI340 Rep 2013-10-25 2019-11-05
66 Lo, Ming Hung 盧銘雄 ADY707 Rep 2013-07-17 2020-11-26
67 Luk, Yin Wang 陸彥泓 AMS602 Rep 2010-12-15 2017-12-06
68 Ma, Hon Kin 馬漢堅 AQS325 Rep 2011-06-15 2018-03-02
69 MacAloon, John Joseph M AVF623 Rep 2014-01-30 2018-08-29
70 Matsuda, Hiroshi (SFC:BAX539) M BAX539 Rep 2014-02-12
71 Matsuo, Hidetaku 松尾秀拓 AZL647 Rep 2012-05-14 2016-08-24
72 McKeever, Stephen James M AFH236 Rep 2014-05-30 2016-10-28
73 McWilliam, Paul David (SFC:ATR977) M ATR977 RO 2011-11-15 2015-10-16
74 Miura, Yutaka BBI890 Rep 2013-09-18
75 Miyaoka, Seiichiro BBI892 RO 2013-07-12 2016-04-01
76 Moon, Jung Hye AXP431 Rep 2011-07-11 2017-05-23
77 Moriwaki, Takashi M AQU580 Rep 2014-02-20 2019-01-14
78 Nagayoshi, Hayato M BCW504 Rep 2014-02-14 2025-02-28
79 Nakamura, Wataru BCW485 Rep 2014-02-12 2016-01-11
80 Nakata, Shusuke ARR934 Rep 2014-01-13 2022-08-31
81 Nanasawa, Naoko BDY290 Rep 2014-08-08 2018-03-31
82 Nomoto, Masayuki AXA146 RO 2012-08-09 2015-04-15
83 Ohata, Yosuke M ARE532 Rep 2014-08-20
84 Okubo, Takao BBK700 RO 2013-08-16 2016-04-15
85 Osade, Yohei BBH613 Rep 2013-07-05 2023-03-31
86 Otani, Tomono 大谷知乃 AIT881 Rep 2007-07-31 2020-11-26
87 Park, Charles Chansik M AME470 RO 2014-05-14 2016-12-31
88 Paul, Scott Kenneth M BEB926 Rep 2014-09-05 2016-03-18
89 Pelham, Miles Christian 37 M APL696 Rep 2013-09-05 2017-11-30
90 Peng, Szu-Wei 彭思瑋 AOZ126 Rep 2013-02-15 2015-03-28
91 Ratti, Upwan (SFC:BDY281) BDY281 Rep 2014-08-07 2015-09-23
92 Reade, Mark Donald M BCC920 Rep 2013-11-15
93 Rowe, Damian Marcus M ASH901 RO 2014-05-20
94 Ryu, Tantan AQQ257 Rep 2013-08-02 2015-08-31
95 Saji, Hiroshi M BBL400 Rep 2013-12-05
96 Sakaguchi, Tairiku BAG216 Rep 2013-10-03
97 Sako, Toshiharu BEF675 Rep 2014-09-30 2015-12-02
98 Sakurada, Junji BAL557 Rep 2013-09-13 2015-06-02
99 Salam, Salim BEM182 Rep 2014-11-18 2018-01-09
100 Sasaki, Norio BAZ168 Rep 2015-01-13 2016-06-24
101 Sato, Wakako BBI874 Rep 2013-09-19 2019-03-27
102 Shen, Jian Guang 沈建光 APV792 RO 2012-09-18 2018-07-25
103 Shinya, Norimasa BAV889 Rep 2014-01-24
104 Shum, Anthony Chi-chung 岑志中 M AFR216 Rep 2012-10-22 2016-02-01
105 Shuto, Takashi AUT376 Rep 2010-02-23 2015-04-10
106 Skeet, Kevin Ewart M AXH409 Rep 2011-06-08 2021-04-21
107 Soh, David M AEI247 Rep 2014-05-30 2019-11-05
108 Song, Ran (SFC:BEQ287) 宋燃 BEQ287 Rep 2014-12-29 2017-02-03
109 Suzuki, Hiroyuki (SFC:BBV019) M BBV019 Rep 2013-09-13 2024-06-28
110 Suzuki, Katsuhiko BDD174 Rep 2014-03-19
111 Szeto, Yuen Yee 司徒婉儀 ANJ402 Rep 2006-05-10
112 Takahashi, Kei AOQ614 Rep 2013-09-18 2017-11-18
113 Takahashi, Toshio BAC022 Rep 2014-02-12
114 Takei, Shun BET956 Rep 2015-01-08 2015-12-11
115 Takenaga, Seiki BEV973 Rep 2015-01-19 2017-02-27
116 Tanaka, Hiroshi (SFC:BAF821) M BAF821 Rep 2013-09-13
117 Tanaka, Takeshi (SFC:BAQ387) 田中健士 M BAQ387 Rep 2014-02-12
118 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2010-02-01 2017-10-17
119 Toba, Toshihiko 鳥羽俊彥 AXK330 RO 2013-10-22 2016-04-15
120 Truelove, Keith Alan M AWF626 Rep 2013-09-16 2015-10-31
121 Ujihara, Yoshihiro M BBP909 Rep 2013-09-19 2020-03-13
122 Wakae, Masanori BBB065 Rep 2013-09-13 2022-09-01
123 Wakimoto, Hiroyuki 脇本博之 AZV012 Rep 2012-07-03 2017-02-28
124 Wang, Tianyu (SFC:BDP115) 王天予 BDP115 Rep 2014-06-19 2015-07-01
125 Wang, Yanhan 王彥涵 BCK851 Rep 2013-12-06 2017-06-30
126 Ward, Simon Anthony (SFC:BBQ753) M BBQ753 Rep 2013-07-31
127 Watanabe, Hidekatsu BAP098 Rep 2013-09-18
128 Wong, Benny Wing Pan 黃穎斌 M AQO246 Rep 2008-02-28 2020-07-30
129 Yabumoto, Yusuke BAZ169 Rep 2013-09-18 2016-08-31
130 Yamashita, Hajime BBP359 RO 2014-05-19 2015-10-31
131 Yanada, Shuji BEV132 Rep 2015-01-19 2024-04-02
132 Yeh, Hao-Ting 葉皓婷 BAC177 Rep 2014-06-06 2023-06-06
133 Yeo, Jeremy Wei-Min 楊偉民 M AXS670 Rep 2011-08-01 2018-08-20
134 Yim, Christopher Seeching 嚴司政 M AWP270 Rep 2011-01-05 2015-08-23
135 Yoon, Jin Kyu AQC209 Rep 2014-08-07 2018-03-29
136 Yoshida, Atsushi BAE887 Rep 2013-09-13
137 Yoshida, Kengo 吉田劍悟 AVP035 Rep 2010-08-02 2018-10-31
138 Yuan, Chengwei 袁誠尉 BCC922 Rep 2013-10-25 2015-03-06
139 Zhang, Xiaoshi 張笑石 AYN539 Rep 2013-06-14 2015-06-10
140 Zhou, Yifeng (SFC:AVD686) 周一楓 AVD686 Rep 2013-11-05 2015-06-02
141 Zhuang, Xiaomeng 庄曉夢 BEL946 Rep 2014-11-11 2017-09-06

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top