FITCH (HONG KONG) LIMITED 惠譽國際評級有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Bauer, Sabine Birgit			AXQ409	Rep	2011-07-13	2019-02-19
2	Chan, Cynthia Sze Wan		F	AXI002	Rep	2011-06-01	2011-12-26
3	Chan, Siu Lun (SFC:AXH172) 陳兆麟			AXH172	Rep	2011-06-01	2011-07-26
4	Chan, Vanessa Wing Sze 陳永詩		F	AOV656	Rep	2011-06-08	2017-08-18
5	Chan, Yunn Perng			AXH991	Rep	2011-06-01	2013-12-27
6	Chandra, Sagarika			BDL897	Rep	2014-06-16
7	Chang, An-chieh 張安傑			AVA362	Rep	2012-09-03	2014-12-19
8	Chang, Chung-Jen 張崇人			AXI179	Rep	2011-06-02	2012-08-20
9	Chang, Heakyu			AXH982	Rep	2011-06-01	2018-04-13
10	Charnchanavivat, Narumol			AXI082	Rep	2011-06-01	2012-08-31
11	Chen, Kuan-Ju 陳冠如			AXG605	Rep	2014-05-14
12	Chen, Yi Chieh 陳怡潔			AXH170	Rep	2011-06-01	2014-06-26
13	Cheng, Hao (SFC:AVZ084) 成皓			AVZ084	Rep	2013-11-28	2016-08-17
14	Choi, Kar Lam 蔡嘉霖			AVH849	Rep	2013-04-02	2014-12-12
15	Chu, Charlene Marie		F	AMM435	Rep	2011-06-01	2014-01-14
16	Colquhoun, Andrew Douglas John		M	AXH190	RO	2011-06-01	2016-07-29
17	Cornish, Jonathan Mark		M	AXH191	RO	2011-06-01
18	Cox, Steven David (SFC:AXI164)		M	AXI164	Rep	2011-06-01	2012-06-29
19	Durose, Stephen		M	AXI126	Rep	2011-06-01
20	Fennell, Andrew Philip		M	BDO577	Rep	2014-07-10	2023-05-18
21	Fox, Richard (SFC:AXI078)		M	AXI078	Rep	2011-06-01	2015-04-06
22	Gao, Junjie (SFC:AXG317) 高俊杰			AXG317	Rep	2012-10-03	2014-12-12
23	Griffiths, David Alexander (SFC:AXY598)		M	AXY598	Rep	2011-11-01	2019-03-25
24	Hatton, John (SFC:AXY599)		M	AXY599	Rep	2011-11-01	2017-04-10
25	He, Zhiling 何志凌			AXH973	Rep	2011-06-09	2013-12-05
26	Heaton, Claire Christina		F	AXI196	Rep	2011-06-01	2023-02-01
27	Ho, Alison Jean		F	AXH193	RO	2011-06-01	2018-09-16
28	Ho, King Hang (SFC:AAF005) 何景行			AAF005	Rep	2012-10-08
29	Ho, Stan Ho Ming 何昊洺	42	M	AEE198	RO	2011-06-01	2013-10-10
30	Ho, Vincent Weng Sun 何永燊			AXH165	Rep	2011-06-01	2011-07-09
31	Horiuchi, Chikako			AYQ245	Rep	2012-01-19	2014-11-14
32	Huang, Chia-Chi 黃佳琪			AXH163	Rep	2011-06-01	2018-04-18
33	Huang, Wenjun (SFC:AUT504) 黃文君			AUT504	Rep	2014-08-11	2017-03-28
34	Huang, Yen-Ju 黃嬿如			AXH958	Rep	2011-06-09	2016-02-16
35	Hur, Jin Sung 許真城			AZW432	Rep	2012-08-02	2014-08-07
36	Issaverdens E, P. Quiniou Charlotte Helene Marie Antoinette		F	BDJ777	Rep	2014-05-29	2016-10-07
37	Jähne, Andrea		F	AXI216	Rep	2011-06-20	2016-10-04
38	Jamieson, Matthew Keith		M	AGW113	Rep	2011-06-01	2019-03-25
39	Jang, Hye Won			AXI105	Rep	2011-06-01	2022-05-16
40	Jang, Tyngrong 張庭榕			AXI085	Rep	2011-06-01	2011-08-31
41	Jeeradit, Jackerin			BCS789	Rep	2014-02-10	2017-04-10
42	Kachwala, Tahera			BBT533	Rep	2013-09-25	2015-11-17
43	Kang, Myoung Heung 姜明興			AXH162	Rep	2011-06-01	2011-07-28
44	Katsumata Barbieux, Isabelle Michiko		F	BAP131	Rep	2012-12-31	2018-04-13
45	Kenny, Johann Peter Joseph		M	AXM006	Rep	2011-07-15	2014-09-16
46	Keung, Hoi Hing 姜凱馨			BDL906	Rep	2014-06-18	2015-08-14
47	Khan, Yousuf Mohammad		M	AXI005	Rep	2011-06-01	2011-07-29
48	Kim, Jungdong			AZH196	Rep	2012-05-14	2013-05-13
49	Kishore, Sajal			AXI162	Rep	2011-06-01
50	Lam, Edwin Chi Ho 林志浩		M	BAI049	Rep	2012-11-01	2017-06-30
51	Lam, Renee 林思美		F	AXG318	Rep	2014-08-18	2019-06-06
52	Lee, Chi Shaun			AXI099	Rep	2011-06-02	2011-06-30
53	Lee, Hsin-Chia 李信佳			AXH950	Rep	2011-06-01
54	Leong, Sook Mun 梁淑雯			AXR968	Rep	2011-09-01	2015-06-19
55	Leung, James		M	BDI753	Rep	2014-05-05	2014-09-05
56	Li, Jiahui (SFC:AXM812) 李佳蕙			AXM812	Rep	2014-09-22
57	Liew, Sze Tsi 劉思淇			AXH192	RO	2011-06-01
58	Lim, Alvin Felix		M	AXI104	Rep	2011-06-01	2013-10-07
59	Lim, Su Aik 林樹毅			AXH171	Rep	2011-06-01	2017-02-08
60	Lin, Ka Chun (SFC:ANR976) 連嘉俊			ANR976	Rep	2014-01-17	2017-04-07
61	Lin, Siu Ming 連少明			AHQ946	Rep	2011-06-01	2014-02-23
62	Longsdon, Robert James		M	AXI001	Rep	2011-06-01	2017-05-10
63	Mao, Saifeng 茅賽峰			BEL619	Rep	2014-12-01	2016-11-14
64	Mayorga Romero, Fernando			AXI210	Rep	2011-06-01	2018-04-14
65	McCarthy, Benedict Lawrence		M	AXI084	Rep	2011-06-01
66	McCormack, James (SFC:AUV518)		M	AUV518	Rep	2014-07-21	2024-07-22
67	McNicholas, Philip James		M	AXQ405	Rep	2011-07-18	2013-05-01
68	Melbourne, Vicky		F	AXI161	Rep	2011-06-09
69	Miles, John Anthony		M	AXH996	Rep	2011-06-01	2012-05-24
70	Milne, Alan Hugh		M	BEL048	Rep	2014-11-14	2015-03-31
71	Mohammed Zubair, Mohammed Shahim		M	AXI181	Rep	2011-06-01	2015-07-28
72	Nishizaki, Akane			AXH178	Rep	2011-06-01	2021-08-20
73	Oh, Keum Hee			AXI086	Rep	2011-06-01	2019-03-25
74	Paget-Blance Payet, Eric Jean Henri		M	AXM007	Rep	2011-07-15	2013-08-08
75	Pak, Jeong Min			AXI101	Rep	2011-06-01
76	Pant, Devendra Kumar		M	AXI217	Rep	2011-06-09	2012-09-10
77	Parker, Edward Hugo Gilchrist		M	AXI073	Rep	2011-06-01	2019-10-16
78	Pillay, Kalaiselvam			AXI088	Rep	2011-06-01	2024-12-13
79	Piyasena, Buddhika Prasad			AXI097	Rep	2011-06-01
80	Prescott, Charles Stanley William	62	M	AXH662	Rep	2011-06-01	2013-08-31
81	Rajaraman, Venkataraman			AZT690	Rep	2012-08-01	2012-09-12
82	Rawkins, Paul Leonard		M	AXI079	Rep	2011-06-09	2015-05-01
83	Renwick, Douglas Raymond		M	BBT820	Rep	2013-09-25	2016-08-29
84	Rookmaaker, Thomas Dirk		M	BBT548	Rep	2013-10-02
85	Salim, Erlin Meirisa			AXI187	Rep	2011-06-01	2015-09-21
86	Schneider, Roger		M	AXI188	Rep	2011-06-01	2014-04-01
87	Sewell, Alastair Hugo Havelock		M	AXI191	Rep	2011-06-01	2022-04-01
88	Shen, Xi (SFC:AXP599) 沈璽			AXP599	Rep	2013-09-23	2018-07-27
89	Shenton, Andrew Guy Jonathan		M	AXI071	Rep	2011-06-09	2012-09-28
90	Shetty, Shelly			AXI080	Rep	2011-06-09	2017-04-10
91	Soni, Nitin			AXI186	Rep	2011-06-09	2024-04-22
92	Srivastava, Ambreesh			AXH987	Rep	2011-06-01	2018-04-13
93	Steel, Andrew Richard		M	AXI087	Rep	2011-06-02	2018-04-13
94	Stringer, Tony Paul		M	AXI074	Rep	2011-06-01	2017-06-15
95	Tan, Gek Hui 陳玉慧			AEH583	Rep	2011-07-22	2018-06-25
96	Thung, Anna Man Li 童曼莉		F	AXZ659	Rep	2011-11-15	2014-04-11
97	Vijayaraghavan, Nandini			AZI582	Rep	2012-04-23	2016-10-14
98	Wan, Siew Wai			AXI081	Rep	2011-06-01	2021-06-22
99	Wang, Ying (SFC:AXI170) 王穎			AXI170	Rep	2013-09-25
100	Weinfurter, David Louis		M	AXH997	Rep	2011-06-01	2013-07-22
101	Wen, Chunling 温春岭			AXH981	Rep	2011-06-01	2014-04-30
102	Willmoth-Riley, David Michael	49	M	AXI072	Rep	2011-06-01	2013-09-13
103	Wong, Anthony Chin Bong 王展邦		M	AOL106	Rep	2012-04-30	2012-10-09
104	Wong, Cheung Tai 王長泰			AXH167	Rep	2011-06-01
105	Wong, David Chi Yan 黃智仁			AXH181	RO	2011-06-01	2025-01-01
106	Wong, Wing Sze (SFC:AXH169) 黃泳詩			AXH169	Rep	2011-06-01	2014-06-24
					RO	2014-06-24	2015-01-22
107	Woo, Art Zen 胡德賢			AEP855	Rep	2011-06-01	2014-05-10
108	Wright, Matthew John (SFC:BAW731)		M	BAW731	Rep	2013-03-19	2014-07-22
109	Wu, Grace Yuet Ming 胡月明		F	AKI974	Rep	2014-08-18
110	Wu, Michael Wai Yan 胡偉恩			AXT111	Rep	2011-09-06	2014-02-05
111	Yeung, Sin Yee 楊倩儀			AXT107	Rep	2011-08-08	2012-03-21
112	Yoon, Suyong 尹壽鏞			AZH197	Rep	2012-05-14	2013-05-13
113	Young, Andrew Mark Douglas		M	AXH994	Rep	2011-06-09	2022-04-01
114	Yuan, Ren Jie			BDL789	Rep	2014-06-09	2018-04-13
115	Zhai, Lu (SFC:BBW619) 翟璐			BBW619	Rep	2013-09-23	2019-10-15
116	Zhang, Yixiang			AVO768	Rep	2011-06-01	2015-07-15
117	Zivcic, Robert Zvonko		M	AXI193	Rep	2011-06-01	2012-05-16

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