Officers: Wells Fargo Securities Asia Limited

Wells Fargo Securities Asia Limited

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	An, Jun Wye 安峻位			BDA023	Rep	2014-03-25
2	An, Sang Beom			AYX987	Rep	2012-03-15	2017-05-17
3	Banson, Eric Laurea		M	ASX744	RO	2010-12-07	2019-05-16
4	Boice Iii, James Hillyer		M	ACN485	RO	2013-08-30	2016-03-23
5	Chiang, Pei Yun 蔣佩芸			ARF128	Rep	2008-07-31	2017-05-17
6	Choong, Ignatius Wooi Kean	53	M	ADT736	RO	2013-03-15	2022-03-31
7	Dela Cruz, Daniel		M	BDP661	Rep	2014-07-07	2020-12-03
8	Geng, Cong (SFC:AWT803) 耿聰			AWT803	Rep	2011-02-28	2019-05-16
9	Ho, Hsin Lun 何欣倫			BDA091	Rep	2014-02-27	2014-10-06
10	Ho, Noelle Ying 何熒		F	AQT287	Rep	2008-05-05	2015-08-31
11	Huang, Haiming (SFC:AWU883) 黃海明			AWU883	Rep	2011-03-16	2015-01-30
12	Jones, Mark Dean		M	AZQ241	RO	2014-07-16	2018-12-10
13	Koo, George Chen Yu 顧震宇		M	ABU687	Rep	2014-04-04	2015-03-18
14	Kun, In 管弦			AOA393	Rep	2012-07-03	2017-02-07
15	Kwon, Sung Wook			ATO040	Rep	2009-08-17	2019-09-30
16	Lau, David Kwok Hei 劉國熙		M	AVN397	Rep	2013-10-22	2021-02-17
17	Leung, Delia Wai Ting 梁惠婷		F	BDV084	Rep	2014-08-29	2016-06-03
18	Leung, Lai Woon 梁禮桓			ARF127	Rep	2008-07-31	2015-10-23
19	McCullough, Ian Thomas		M	AYB107	Rep	2011-09-14	2015-03-04
20	Ngai, Chi Sheng 倪智承			BDW162	Rep	2014-08-14	2016-03-27
21	Sciulli, Michael Joseph		M	AYY812	RO	2013-03-15	2016-06-28
22	Sheh, Ho Kwong 佘浩光			ABZ266	RO	2012-03-12	2019-09-30
23	Shen, Xiaoyi (SFC:AUJ706) 沈曉懿			AUJ706	Rep	2010-12-13
24	Wan, Mandy Man Yi 尹敏兒		F	BBQ502	Rep	2014-04-29	2017-05-17