UBS DERIVATIVES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Yash (SFC:AUN893) | AUN893 | Rep | 2010-02-01 | 2016-07-05 | ||
| 2 | Arora, Dhruv (SFC:ARG980) | ARG980 | Rep | 2013-06-19 | 2015-04-30 | ||
| 3 | Audi, Elias | M | BCE913 | Rep | 2013-11-18 | 2016-12-18 | |
| 4 | Best, David Gareth | M | AKO808 | Rep | 2013-04-11 | 2016-12-18 | |
| 5 | Blanchard, Scott Allen | M | ADT574 | Rep | 2013-05-07 | 2016-12-18 | |
| 6 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | BBB918 | Rep | 2013-04-18 | 2016-12-18 | |
| 7 | Buffham, Laura Jayne | F | BBL851 | Rep | 2013-07-02 | 2016-12-18 | |
| 8 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | AYC190 | Rep | 2011-10-03 | 2016-12-18 | ||
| 9 | Chan, Kwan Wah 陳君華 | AZJ981 | Rep | 2012-05-07 | 2016-12-18 | ||
| 10 | Chandler, Benjamin Victor Michael | M | AEO780 | RO | 2012-05-24 | 2016-12-18 | |
| 11 | Chen, Chao (SFC:BDI755) 陳超 | BDI755 | Rep | 2014-04-28 | 2014-10-25 | ||
| 12 | Cheng, Anthony Roger 陳若嘉 | M | AXC419 | Rep | 2014-02-05 | 2016-12-18 | |
| 13 | Cheng, Ke (SFC:BDT161) 程珂 | BDT161 | Rep | 2014-07-14 | 2016-06-28 | ||
| 14 | Choi, Iris Heung Kam 蔡香琴 | F | AXR109 | Rep | 2011-10-17 | 2015-11-18 | |
| 15 | Clifford, Timothy Edward | M | AFH048 | Rep | 2013-07-15 | 2016-12-18 | |
| 16 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2009-05-06 | 2016-12-18 | |
| 17 | Conley, Richard Adrian | M | AQK261 | Rep | 2011-11-11 | 2016-12-18 | |
| 18 | Craig-Wood, Christopher John | M | AJL555 | RO | 2011-01-11 | 2016-03-15 | |
| 19 | Davis, Christopher Edward | M | AXD833 | Rep | 2014-05-19 | 2016-12-18 | |
| 20 | De Taffanel De La Jonqviere, Emmanuel Pierre Marie Jean | BAE829 | Rep | 2014-08-21 | 2014-09-02 | ||
| 21 | Dhake, Pankaj Jaysing | BBE972 | Rep | 2013-05-20 | 2016-04-16 | ||
| 22 | Feschet, Boris Xavier | M | AMK015 | Rep | 2012-04-10 | 2016-01-19 | |
| 23 | Fok, Ronald King Man 霍敬文 | 37 | M | AGE025 | Rep | 2010-07-22 | 2016-12-18 |
| 24 | French, Bruce Ian | M | AQM685 | Rep | 2013-06-27 | 2016-12-18 | |
| 25 | Gangal, Shrinivas Ravindra | M | BBN555 | Rep | 2013-07-10 | 2016-05-20 | |
| 26 | Goh, Leng Teck | BDL305 | Rep | 2014-05-27 | 2015-02-18 | ||
| 27 | Guan, Bo 關博 | AZE518 | Rep | 2013-09-18 | 2015-06-06 | ||
| 28 | Han, Chia Lei 韓嘉蕾 | ADS722 | Rep | 2010-03-19 | 2016-12-18 | ||
| 29 | Herbert, Thomas William (SFC:BAI196) | M | BAI196 | Rep | 2012-11-01 | 2016-12-18 | |
| 30 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
| 31 | Hu, Jing (SFC:BDI053) 胡靜 | BDI053 | Rep | 2014-04-28 | 2016-12-18 | ||
| 32 | Innerdale, David James | M | ALS810 | RO | 2011-06-23 | 2016-12-18 | |
| 33 | Israel, Adrien Jacob | M | BBY793 | Rep | 2013-10-03 | 2016-05-20 | |
| 34 | Joseph Pulpel, Savio | M | AXF534 | Rep | 2011-05-03 | 2016-12-18 | |
| 35 | Joshi, Deepak (SFC:AZI921) | M | AZI921 | Rep | 2014-03-05 | 2016-05-20 | |
| 36 | Lau, Homan 劉浩文 | AWU132 | Rep | 2013-07-12 | 2015-05-24 | ||
| 37 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2010-09-27 | 2016-06-11 | ||
| 38 | Lee, Michel Kai Tai 李啟泰 | M | AOJ780 | Rep | 2013-06-20 | 2016-12-18 | |
| 39 | Li, Chun Wai (SFC:AOL205) 李俊蔚 | AOL205 | Rep | 2009-08-28 | 2016-06-21 | ||
| 40 | Li, Jingshu (SFC:BDX191) 李京書 | BDX191 | Rep | 2014-08-05 | 2016-12-18 | ||
| 41 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
| 42 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2012-05-10 | 2016-12-18 | |
| 43 | Lim, Pek Kueen | BDL625 | Rep | 2014-05-26 | 2016-12-18 | ||
| 44 | Lock, Timothy James | M | AXQ297 | Rep | 2011-07-18 | 2016-12-18 | |
| 45 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2013-08-05 | 2016-12-18 | |
| 46 | Matsumoto, Jun 松本淳 | BAZ871 | Rep | 2013-04-05 | 2016-12-18 | ||
| 47 | McNulty, Peter Richard | M | BBR308 | Rep | 2013-08-12 | 2016-12-18 | |
| 48 | Mok, Kwan Ho (SFC:AXS235) 莫君豪 | AXS235 | Rep | 2014-03-05 | 2016-12-18 | ||
| 49 | Morris, Robert (SFC:AZM831) 銘陽 | M | AZM831 | Rep | 2012-05-31 | 2016-10-12 | |
| 50 | Motwani, Natasha Murli | F | AUR655 | Rep | 2010-02-09 | 2016-12-18 | |
| 51 | Nelson, Ryan Wesley (SFC:AQX958) | M | AQX958 | Rep | 2011-09-30 | 2016-05-20 | |
| 52 | Ng, Pui Ying (SFC:BBP903) 吳珮瑩 | BBP903 | Rep | 2013-07-25 | 2015-07-25 | ||
| 53 | Novak, Alexander Stanley | M | ATI171 | Rep | 2009-07-20 | 2016-12-18 | |
| 54 | Parakh, Archit | BBT705 | Rep | 2013-08-30 | 2016-12-18 | ||
| 55 | Scott, Christopher (SFC:ATO855) | M | ATO855 | RO | 2013-08-22 | 2016-06-25 | |
| 56 | Shen, Jiawen (SFC:ANQ097) 沈佳雯 | ANQ097 | Rep | 2014-05-26 | 2016-12-18 | ||
| 57 | Slaoui, Mohammed Saad | M | AYC193 | Rep | 2011-09-20 | 2016-12-18 | |
| 58 | Smith, Paul Savile | M | AVN296 | Rep | 2014-05-19 | 2016-12-18 | |
| 59 | Song, Chaoran 宋超然 | BDL242 | Rep | 2014-05-19 | 2016-12-18 | ||
| 60 | Spielhofer, Philippe Marc | M | AQL674 | Rep | 2011-05-17 | 2015-09-01 | |
| 61 | Steele, Patrick James | M | BCZ920 | Rep | 2014-03-03 | 2016-12-18 | |
| 62 | Strachan, David Lyall | M | AFF232 | Rep | 2013-10-15 | 2016-12-18 | |
| 63 | Suen, Kin Dick 孫堅迪 | AVM103 | Rep | 2010-07-13 | 2016-12-18 | ||
| 64 | Sung, Yoon Kyu | AKU991 | Rep | 2013-07-24 | 2016-12-18 | ||
| 65 | Takahashi, Taichi 高橋太一 | AZY880 | Rep | 2013-11-18 | 2015-07-18 | ||
| 66 | Tan, Freddie Kuok Lin | ASQ162 | Rep | 2009-03-27 | 2015-11-24 | ||
| 67 | Tang, Minyi 唐敏毅 | AWS939 | Rep | 2011-01-28 | 2015-04-15 | ||
| 68 | Tropper, Giselle Natalia | AUA249 | Rep | 2014-03-13 | 2016-12-18 | ||
| 69 | Wannenmacher, Tim | M | AMU467 | RO | 2014-01-07 | 2016-12-18 | |
| 70 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2007-07-19 | 2016-12-18 | |
| 71 | Wong, Gary Hiu-Gar 黃曉嘉 | M | AZG465 | Rep | 2013-09-13 | 2016-01-16 | |
| 72 | Wong, Kelman Kai Man 王啟民 | BDZ079 | Rep | 2014-08-13 | 2016-12-18 | ||
| 73 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2010-10-05 | 2016-12-18 | ||
| 74 | Xi, Jiahe 郗加河 | BCJ300 | Rep | 2014-06-05 | 2015-03-28 | ||
| 75 | Xiong, Chaoyu 熊超宇 | BDE378 | Rep | 2014-04-07 | 2015-07-08 | ||
| 76 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2014-07-07 | 2016-12-18 | ||
| 77 | Yoon, Chi Won | ACN181 | Rep | 2005-06-09 | 2016-07-25 | ||
| 78 | Yuan, Qian (SFC:BBK056) 袁倩 | BBK056 | Rep | 2013-07-02 | 2016-12-18 | ||
| 79 | Yun, Heekyu | ATJ399 | Rep | 2011-07-21 | 2016-12-18 |
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