SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 西證(香港)證券經紀有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au Yeung, Tsz Bun 歐陽子斌 | AAY565 | Rep | 2007-09-19 | 2015-07-22 | ||
| 2 | Cham, Nga Yin 湛雅妍 | F | AMI615 | Rep | 2006-05-25 | 2014-09-30 | |
| 3 | Chan, Chi Keung (SFC:ATL552) 陳志強 | ATL552 | Rep | 2009-07-29 | 2017-08-07 | ||
| 4 | Chan, Kwan Lok (SFC:BBG422) 陳君諾 | BBG422 | Rep | 2013-05-13 | 2014-12-31 | ||
| 5 | Chan, Kwok Kei (SFC:ARG539) 陳國基 | ARG539 | Rep | 2008-06-27 | 2019-09-27 | ||
| 6 | Chan, Lee Yeung 陳利揚 | AAH761 | RO | 2016-04-30 | |||
| 7 | Chan, Stanley Siu Kay 陳紹基 | M | ARE451 | Rep | 2008-06-13 | 2022-05-12 | |
| 8 | Chan, Wai Keung (SFC:AVR364) 陳偉強 | AVR364 | Rep | 2014-03-13 | 2014-12-31 | ||
| 9 | Chan, Wei Kwun 陳維鈞 | AFE988 | Rep | 2016-09-09 | |||
| 10 | Chan, Yu Ming (SFC:ASQ013) 陳汝銘 | ASQ013 | Rep | 2009-05-25 | 2021-12-10 | ||
| 11 | Cheng, Chor Ki 鄭礎祺 | AHS149 | Rep | 2003-06-24 | 2014-08-18 | ||
| 12 | Cheng, Ka Leung (SFC:BAM522) 鄭嘉亮 | BAM522 | Rep | 2013-02-26 | 2018-03-28 | ||
| 13 | Cheung, Man Kwong (SFC:AEZ331) 張文光 | AEZ331 | Rep | 2013-10-08 | 2020-03-09 | ||
| 14 | Cheung, Ning (SFC:AZH260) 張寧 | AZH260 | Rep | 2012-05-24 | 2014-10-31 | ||
| 15 | Choi, Ho Shing 崔賀丞 | BBQ048 | Rep | 2013-08-19 | 2015-04-30 | ||
| 16 | Choi, Pok Man 蔡博汶 | BBK152 | Rep | 2013-06-07 | 2014-11-19 | ||
| 17 | Chong, Ching 莊正 | APW809 | Rep | 2013-10-25 | 2020-01-18 | ||
| 18 | Chow, Kwai Shing 鄒貴成 | ARG875 | Rep | 2012-09-06 | 2014-10-07 | ||
| 19 | Chu, Kwok Kuen 朱國權 | AMB426 | Rep | 2005-06-08 | 2014-08-25 | ||
| 20 | Chu, Lap Yan 朱立仁 | AAI485 | RO | 2013-05-21 | 2020-11-20 | ||
| 21 | Chui, King Man 崔競文 | BBU288 | Rep | 2013-10-02 | 2014-08-21 | ||
| 22 | Cui, Ran 崔然 | BBA364 | Rep | 2013-04-16 | 2018-04-08 | ||
| 23 | Fan, Suet Heung Fanny 范雪香 | AST833 | Rep | 2010-03-04 | 2021-01-31 | ||
| 24 | Fung, Sze Yu 馮時裕 | APB732 | Rep | 2007-06-08 | 2017-01-06 | ||
| 25 | Ho, Kwan Dik 何君迪 | ABE366 | Rep | 2014-01-20 | 2014-12-31 | ||
| 26 | Ho, Nim Man 何念民 | BCY228 | Rep | 2014-03-11 | 2019-09-17 | ||
| 27 | Ho, Yan Chiu 何仁超 | AQF334 | Rep | 2013-06-11 | 2014-12-31 | ||
| 28 | Kwan, Kin Kei (SFC:ACU638) 關建基 | ACU638 | Rep | 2011-01-17 | 2015-12-31 | ||
| 29 | Lam, Raymond Wai Man (SFC:AWF018) 林偉文 | AWF018 | Rep | 2010-11-02 | 2014-12-31 | ||
| 30 | Lam, Ting Him 林廷謙 | BBF248 | Rep | 2013-05-03 | 2014-12-31 | ||
| 31 | Lau, Elaine Yim Ling 劉艷玲 | F | AAJ813 | Rep | 2007-03-21 | 2018-09-04 | |
| 32 | Lau, Mei Wa 劉美華 | BDA241 | Rep | 2014-03-04 | 2014-12-31 | ||
| 33 | Law, Pui Fai 羅沛輝 | BAL426 | Rep | 2012-11-09 | 2015-02-05 | ||
| 34 | Lee, Wai Kit (SFC:AEY372) 李偉傑 | AEY372 | Rep | 2003-12-17 | 2014-08-14 | ||
| 35 | Leung, Patrick Yiu Kwong 梁耀光 | M | AAW120 | Rep | 2014-05-15 | 2016-12-30 | |
| 36 | Leung, Siu Yung 梁肇勇 | ARA500 | Rep | 2008-05-15 | 2015-12-10 | ||
| 37 | Li, Chi Hong (SFC:AMJ927) 李志航 | AMJ927 | Rep | 2005-08-24 | 2016-08-10 | ||
| 38 | Li, Weila 李瑋拉 | AZC573 | Rep | 2012-03-26 | 2014-10-04 | ||
| 39 | Lin, Ben Peng 林芃 | 49 | M | ACP158 | RO | 2014-03-03 | 2017-04-09 |
| 40 | Liu, Oi Yee 廖靄兒 | AOR643 | Rep | 2007-03-14 | 2019-01-05 | ||
| 41 | Liu, Xiaoming (SFC:AYM804) 劉小明 | AYM804 | Rep | 2011-12-12 | 2014-08-18 | ||
| 42 | Lui, Lai Lay 呂麗莉 | AXJ731 | Rep | 2011-06-07 | 2014-12-31 | ||
| 43 | Mok, William Wai Lim 莫偉廉 | M | ACR412 | Rep | 2012-09-03 | 2014-12-31 | |
| 44 | Ng, Kenneth Chun Tak 吳進德 | M | AOY069 | Rep | 2007-05-18 | 2017-11-01 | |
| 45 | Ng, Sing Hing 伍承興 | ALN731 | Rep | 2010-01-18 | 2018-06-01 | ||
| 46 | Ng, Yuen Leong 吳遠亮 | ASG386 | Rep | 2009-01-15 | 2017-12-30 | ||
| 47 | Nip, Yiu Chuen 聶耀泉 | ABY425 | RO | 2008-08-26 | 2021-01-25 | ||
| 48 | Pao, Lik 鮑力 | AEY552 | RO | 2007-12-20 | 2016-03-21 | ||
| 49 | Shek, Eric Cheuk Fai 石卓輝 | M | AOU783 | Rep | 2013-02-01 | 2022-08-31 | |
| 50 | Shek, Helen Man Ying 石文英 | F | BBA734 | Rep | 2013-04-19 | 2017-12-21 | |
| 51 | Shi, Haiqing 施海清 | AZL707 | Rep | 2012-08-10 | 2018-09-18 | ||
| 52 | Siu, Helfen Hi Kin 蕭起健 | ABR636 | Rep | 2009-04-27 | 2017-07-22 | ||
| 53 | Suen, Fu Hang 孫富衡 | BDW683 | Rep | 2014-07-31 | 2017-08-19 | ||
| 54 | Takei, Akio (SFC:ACR988) | ACR988 | Rep | 2012-11-01 | 2015-06-30 | ||
| 55 | Ting, Wai Ling 丁慧玲 | AFO602 | Rep | 2011-11-17 | 2015-03-31 | ||
| 56 | Tong, Johnson Shing 唐誠 | M | AOB604 | Rep | 2007-12-12 | 2017-04-20 | |
| 57 | Tse, Yiu Cheong 謝耀祥 | BAQ988 | Rep | 2013-01-02 | 2016-02-19 | ||
| 58 | Tsui, Yiu Cham 徐堯湛 | AZH552 | Rep | 2012-04-17 | 2019-11-16 | ||
| 59 | Wong, Ho Yan (SFC:AKX411) 黃可欣 | AKX411 | Rep | 2012-06-04 | 2015-03-31 | ||
| 60 | Wong, Jackson Chi Yeung 黃志陽 | M | AHT199 | Rep | 2014-08-31 | ||
| 61 | Wong, Kwun Sing 黃冠星 | AMN791 | Rep | 2009-12-30 | 2020-01-01 | ||
| 62 | Wong, Wai Fun (SFC:APK768) 黃慧芬 | APK768 | Rep | 2008-04-24 | 2017-08-31 | ||
| 63 | Yeung, Cheuk Ki 楊卓奇 | BDO775 | Rep | 2014-06-12 | 2018-02-27 | ||
| 64 | Yeung, Flora Fung Yee 楊鳳儀 | F | ACE799 | Rep | 2013-09-02 | 2022-07-18 | |
| 65 | Yick, Chin Pang (SFC:BCY416) 易展鵬 | BCY416 | Rep | 2014-02-19 | 2015-06-15 | ||
| 66 | Yip, Ching (SFC:BDN284) 葉菁 | BDN284 | Rep | 2014-06-04 | 2014-10-15 | ||
| 67 | Yip, Kwun Wang 葉冠宏 | AXY632 | Rep | 2011-08-29 | 2015-12-10 | ||
| 68 | Yip, Lai Mei 葉麗薇 | AHI476 | Rep | 2017-03-31 | |||
| 69 | Yiu, Kwai Cheung 姚癸祥 | AFR099 | Rep | 2014-04-30 | 2015-04-30 | ||
| 70 | Yu, Chi Wai Joey 余梓瑋 | AWE457 | Rep | 2010-10-28 | 2018-03-05 |
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