GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Aboud, Angus Alfred Mcintyre M BBA098 Rep 2013-03-21 2014-02-14
2 Adair, John Joseph M ADR043 RO 2005-04-28 2007-02-24
3 Aggarwala, Saurabh AVD967 Rep 2012-08-30 2016-10-10
4 Agne, Mark Edward (SFC:ANP670) M ANP670 Rep 2006-06-30 2006-09-26
RO 2006-09-26 2016-05-21
5 Ahmad, Syed Hyder ADU329 RO 2006-08-01
6 Alireza, Yusuf Abdulla Yusuf Akbar 44 M ARG448 RO 2011-05-25 2011-12-08
7 Alogoskoufis, Spyros ASO432 Rep 2012-04-30 2014-03-21
8 Arnold, Benjamin Richard M BDM658 Rep 2014-06-13 2016-02-13
9 Bae, Christopher Thomas 38 M AQI792 Rep 2008-01-24 2009-04-29
RO 2009-04-29 2009-07-17
10 Ben-Shachar, Sa-Ar David M AQI397 Rep 2008-01-22 2016-10-10
11 Besson, Guillaume Gerard Marie M ALI003 Rep 2010-08-10 2011-02-23
RO 2011-02-23 2016-03-02
12 Bhargava, Nimita AZQ936 Rep 2014-06-23 2016-03-14
13 Bird, Jonathon William M BCW134 Rep 2014-02-10 2016-10-10
14 Bollinger, Stefan Rolf AVO601 RO 2011-12-06 2013-10-16
15 Brunello, Jonathan Paul M ARG186 RO 2012-05-07 2012-07-04
16 Byun, Hyungsoo 邊亨洙 AYA541 Rep 2012-10-10 2014-04-26
17 Carr, Michael John (SFC:AGC458) M AGC458 RO 2003-06-16
18 Chak, Alan Kwok Fai 翟國輝 M AAY091 Rep 2013-05-29 2016-06-29
19 Chan, Beonna Mei Chun 陳美珍 AAF948 Rep 2011-10-11
20 Chan, Kelvin Chi Kong 陳志江 M AHS841 Rep 2011-02-25 2014-04-18
21 Chan, Pui Ping 陳沛萍 ACW670 Rep 2016-10-10
22 Chau, Chun 周聰 ACS103 Rep 2016-10-10
23 Cheeseman, Robert Ross M ANY227 Rep 2006-09-19 2012-03-16
24 Chen, Charles Yuan Liang 陳仁樑 M AEZ084 Rep 2008-05-02
25 Chen, Henry Lin 陳林正 44 M AFG008 RO 2007-07-04 2008-08-23
26 Chen, Zhihu 陳志湖 BAH710 Rep 2012-10-12 2015-04-28
27 Cheung, Kat Cheung 張吉祥 APH300 Rep 2014-05-28 2015-02-02
28 Cheung, Suk Mun 張淑敏 AIG228 Rep 2011-08-02 2014-05-31
29 Chia, Wei Chen 謝偉政 M ALZ911 Rep 2005-11-16 2007-01-29
30 Chiu, Ping 趙平 AEW882 Rep 2007-01-13
31 Chow, Isabella Man Fung 周文鳳 F AFU155 Rep 2004-12-29
32 Chowdhary, Pranav ATF072 Rep 2012-10-16 2014-03-08
33 Chu, Wayne Wing Kar 朱永嘉 M AHO643 Rep 2012-04-27 2013-03-12
34 Chui, Chi-Sun 徐志真 AFH192 Rep 2004-06-19
35 Chung, Wilson James Ka Lun 鍾家綸 M AXG767 Rep 2012-04-27 2016-05-05
36 Churchouse, Jean-Paul Antony M AFI697 Rep 2012-04-27 2014-05-08
37 Dalmasse, Canute Howard M AND837 RO 2012-07-05 2016-10-10
38 Deats, Warren Edmund M AWD931 Rep 2010-10-29 2012-02-25
39 Dommenge, Kevin Michael M APF352 Rep 2012-04-27 2015-11-25
40 Du, Xueping 杜雪萍 BCB666 Rep 2013-10-15 2016-10-10
41 Evans, John Michael (1957-08-16) 57 M ALL687 Rep 2004-11-29 2005-02-01
RO 2005-02-01 2008-04-10
42 Falipou, Fabien Jean Roger M AZY951 Rep 2012-08-06 2016-10-10
43 Fan, Kai (SFC:BAA250) 樊鍇 BAA250 Rep 2012-08-09 2015-06-06
44 Feng, Yahui 馮雅慧 BAA252 Rep 2012-08-09 2014-06-28
45 Ferguson, Benjamin William M ASU168 RO 2013-03-27 2016-10-10
46 Flamand, Philippe Francois M AUS996 Rep 2010-02-25 2012-05-01
47 Freshwater, Timothy George 范華達 70 M ADV670 RO 2011-08-26
48 Frommer, Maya Elizabeth F AYS877 Rep 2012-04-27 2016-10-10
49 Ghatalia, Rajiv Arvind ADJ584 RO 2003-07-16 2005-06-22
50 Gnodde, Richard John 54 M AFM829 RO 2005-01-07
51 Goodman, Jamie Macnaught Rodber M APD423 Rep 2012-04-27 2016-10-10
52 Grunberger, Bo Fredrik APW450 Rep 2012-04-27 2016-10-10
53 Halterlein, Dylan Stephen M AVX418 Rep 2012-03-05 2013-01-01
54 Hirokane, Scott Yukiji M AZH207 Rep 2012-04-17 2016-03-16
55 Hu, Andrea Xiao 胡安琪 F AZG727 Rep 2013-08-01 2015-06-19
56 Hu, Kelvin V M AZZ279 Rep 2012-08-06 2015-01-29
57 Hutchins, Jeff Daniel M ASY640 Rep 2012-03-21 2013-03-30
58 Ip, Vincent Yuk Kwan 葉鈺崑 M AHQ950 Rep 2012-04-27 2014-02-15
59 Ip, Wai Lam 葉偉林 ANP650 Rep 2008-04-30 2010-06-26
60 Joly, Jean Denis AMN692 Rep 2005-10-03 2012-02-06
RO 2012-02-06 2016-05-04
61 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2008-03-04
62 Kabir, Tanweer BDP140 Rep 2014-06-20 2016-10-10
63 Karnani, Vijay AEO835 Rep 2006-06-01
64 Kedia, Prashant AHA894 Rep 2007-03-24
65 Kekke, Shuya 結解秀哉 ATI096 RO 2012-09-13 2013-03-29
66 Kemp, Michael Kenneth M AMR616 Rep 2005-11-07 2008-12-11
67 Kengeter, Carsten Norbert (SFC:ANM959) ANM959 RO 2007-02-23 2008-09-22
68 Kes, Jacob Leonard M BDI054 Rep 2014-04-25 2016-10-10
69 Kim, David Doopyo M APR027 Rep 2007-09-19 2012-04-26
70 Kim, Jason Lee M AQM091 Rep 2012-04-27 2013-08-10
71 Kim, Jeffrey Il Jung M ATQ943 Rep 2009-09-03 2012-02-15
72 Ko, Cheuk Yan 高卓仁 AVA622 Rep 2011-07-18 2016-10-10
73 Kok, Ka Keung 郭家強 AHF204 Rep 2010-04-08 2016-03-19
74 Kong, Luhua 孔露華 AOL209 Rep 2007-09-12 2011-10-19
75 Koto, Hisanori 古東久典 ANS125 Rep 2006-08-04 2012-02-17
76 Krautheim, Erica Shao-Ning F AWG056 Rep 2012-05-08 2014-03-18
77 Kumar, Ajay (SFC:ARN358) ARN358 Rep 2012-05-25 2016-10-10
78 Kuo, Cheung 郭強 ACZ555 Rep 2003-04-26 2007-07-10
RO 2007-07-10 2011-02-01
Rep 2011-02-01 2011-03-19
79 Kwan, Wendy Yok Bing 關玉冰 F AEH770 Rep 2011-10-04 2012-09-11
80 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2003-08-22
81 Lam, Calvin Chi-him 林子謙 M ARJ016 Rep 2012-04-27 2016-10-10
82 Lam, Milton Chi Siu 林子紹 AGW054 Rep 2004-05-14 2009-01-17
83 Lam, Raymond (SFC:AZR331) 林禮文 M AZR331 Rep 2012-06-19 2016-10-10
84 Lau, Adrian Yan Ho 劉恩豪 M AZR002 Rep 2012-06-18 2015-05-21
85 Lau, Jason Wing Yiu 劉永耀 M APU510 Rep 2007-10-10 2008-08-16
86 Lau, Lambert Ming Yeung 劉名揚 35 M AGP157 Rep 2015-10-19
87 Lau, Valerie Wai Chee 劉蕙芝 AUX419 Rep 2012-04-27 2013-03-26
88 Lau, Vincent Ying Kwong 劉迎光 M AAA905 Rep 2008-12-30
89 Law, Frederick Andrew 羅頌然 M BBT323 Rep 2013-08-26 2016-10-10
90 Lee, Allen Po 李尚紘 M ARJ841 Rep 2012-04-27 2012-07-21
91 Lee, Cheril Chung Chi 李頌慈 AEF121 Rep 2005-10-13 2008-11-07
92 Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 M ANU564 Rep 2013-08-01 2016-10-10
93 Leung, Simon Chung Man 梁頌文 M AJL621 Rep 2011-03-25 2014-02-19
94 Leung, Stephanie Wing Ying 梁穎瑩 F ANG578 Rep 2012-05-02 2013-03-01
95 Leven, Hans Johan M AGR742 RO 2007-12-14 2009-07-01
96 Li, Yufei (SFC:BDF264) 李宇飛 BDF264 Rep 2014-04-08 2016-04-06
97 Lim, Boon Keong ACY706 Rep 2003-07-01
98 Lin, Danny Chi Long 林志朗 ADD804 Rep 2007-05-21 2008-12-11
99 Liu, Gary Huan Chieh 劉煥傑 M ADW756 Rep 2004-04-06
100 Liu, Hao-Cheng 劉浩正 ADA141 Rep 2004-10-12
101 Lu, Peili 陸培麗 AOO566 Rep 2007-02-16 2011-03-26
102 Lui, Jervis Chun Wai 呂俊為 AHY083 Rep 2003-10-09
103 Mabardy, Michael Paul M AFQ687 Rep 2006-01-07
104 Macdonald, Peter Bremner (SFC:AMM281) M AMM281 RO 2007-01-25 2007-04-18
105 Machin, Mark Gordon Adam M ACT421 RO 2006-09-11 2011-08-26
106 Mak, William Wai Hang 麥偉恒 M AUZ473 Rep 2010-04-12 2016-10-10
107 Maliah, Raghav AFR865 RO 2011-06-01 2011-08-26
108 Marsh, Nicholas James (SFC:ANH720) M ANH720 Rep 2012-04-27 2013-04-06
109 Martin, Joseph John (SFC:AJE474) M AJE474 Rep 2012-04-27 2012-07-01
110 McCarthy, Brendan Michael (SFC:AQQ106) M AQQ106 Rep 2009-06-25 2013-01-10
111 McFarland, Christina Ma 馬智萍 F ADU896 RO 2012-07-03 2016-10-10
112 McMakin, Benjamin Reese III M AUS203 Rep 2013-01-21 2016-10-10
113 McQuade, Ryan F M AVS364 Rep 2012-04-27 2016-10-10
114 McTamaney, Robert Anthony III M AON377 Rep 2007-02-09 2007-10-29
RO 2007-10-29 2011-07-01
115 Mithran, Girish AFU262 Rep 2003-11-07 2012-03-21
116 Mohan, Siddharth AQW031 Rep 2013-08-01 2016-10-10
117 Mok, Jonathan Chung Kiu 莫仲翹 M AHA655 Rep 2003-10-29 2005-08-11
118 Montgomery, James Adam M ARN056 Rep 2012-04-27 2014-02-13
119 Morse, Robert Edson M BAC379 Rep 2012-08-28 2014-02-01
120 Moser, Ronald J Jr M AOU908 Rep 2008-02-15 2016-06-01
121 Navin, Sean Patrick M APJ229 Rep 2012-04-27 2016-10-10
122 Ng, Kenny (SFC:AGH965) 吳家健 M AGH965 Rep 2014-03-28 2016-10-10
123 Ng, Soon Wei 伍順輝 AEN030 Rep 2006-07-27 2009-01-22
124 Ngai, Henry Chun Kit 倪俊傑 M AEF259 Rep 2003-09-29 2003-12-18
125 Ngai, Kai Ian 倪佳欣 BDA222 Rep 2014-03-04 2014-10-04
126 Okabe, Toru AGG883 Rep 2012-07-28
127 Osa, Kazumasa 小佐一政 BCO192 Rep 2013-12-27 2016-10-10
128 Paik, Sang Hyeon AGN870 Rep 2005-02-01
129 Paradise, James Richard M AHA220 Rep 2012-02-17 2012-07-13
RO 2012-07-13 2016-10-10
130 Piperakis, Romanos BCD627 Rep 2013-10-31 2016-08-01
131 Piplani, Dhruv AOX012 Rep 2007-05-11 2009-05-27
RO 2009-05-27 2010-11-17
Rep 2010-11-17 2011-12-12
RO 2011-12-12 2013-06-22
132 Potishko, Dmitri BBK329 Rep 2013-06-14 2013-09-14
Rep 2013-09-16 2013-12-23
RO 2013-12-23 2016-10-10
133 Rajasingham, Arjuna AVG783 Rep 2012-04-27 2013-03-29
134 Reilly, Eugene T M ANH725 RO 2007-03-13 2009-12-21
135 Reinert, Alexandre Richard Harald M ATB503 Rep 2011-08-16 2016-10-10
136 Rennie, Andrew Kenneth M AYR079 Rep 2012-01-03 2012-03-27
RO 2012-03-27 2016-10-10
137 Rhee, Howard Sang-Hoon M AGN744 Rep 2005-01-17
138 Rishi, Abhinav M BBH810 Rep 2013-05-28 2016-10-10
139 Rude, Michael Gene M BAJ274 Rep 2012-11-02 2013-07-17
140 Ryan, David Michael (SFC:ADX838) M ADX838 RO 2006-09-29 2008-06-01
Rep 2008-06-01 2012-05-14
141 Sabot, Florent Roland Christian M AWD111 Rep 2010-10-27 2010-11-10
142 Sago, Katsunori ANR813 Rep 2006-07-24 2008-09-30
143 Sahni, Akshay M AMC661 Rep 2009-07-15 2015-02-05
144 Sauvage, Benoit Marc-Antoine Yves M ANG869 Rep 2012-04-30 2014-02-06
145 Schrantz, Alexander (SFC:AFF166) M AFF166 RO 2006-09-11 2011-03-19
146 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2005-10-25 2016-05-06
147 Shah, Kush Umeshchandra AXL409 Rep 2012-04-27 2016-10-10
148 Sham, Sharon Cylong 岑思朗 F AVV406 Rep 2012-04-27 2016-10-10
149 Shao, Ying (SFC:AZQ933) 邵穎 AZQ933 Rep 2012-06-15 2014-12-12
150 Shen, Benjamin Guanfuu M AVS738 Rep 2010-08-26 2012-07-07
151 Shimizu, Ryo AZQ640 Rep 2013-01-02 2016-09-30
152 Shu, Karman Hoi Ming 舒凱明 AQB106 Rep 2007-11-29 2016-03-02
153 Sivapathasundaram, Radeepan ARF699 Rep 2008-06-20 2008-12-11
154 Sloyer, Michael Jason M AZL752 Rep 2012-05-25 2016-10-10
155 Smith, Ian Grattan M AFB126 Rep 2013-02-25 2014-02-15
156 Smith, Ian Micheal Corfield M ASH865 Rep 2013-10-21 2014-09-10
157 So, Raymond Bing Kei 蘇秉基 M ADX208 Rep 2014-05-02 2016-02-03
158 So, Stephanie Par Lum 蘇柏琳 F BAC068 Rep 2012-08-30 2015-06-19
159 Song, Xinran (SFC:AYM560) 宋欣然 AYM560 Rep 2012-04-27 2016-02-17
160 Strabo, Benjamin M ATO956 Rep 2014-06-23 2016-06-23
161 Stubbs, Arthur James Kay 49 M AGH355 Rep 2003-10-29 2004-02-20
162 Suen, Ming Chit 孫明哲 ADC059 RO 2011-12-16 2016-10-10
163 Sun, Fei (SFC:BBK314) 孫非 BBK314 Rep 2013-06-14 2014-12-13
164 Sun, Yiqian (SFC:ATV809) 孫逸潜 ATV809 Rep 2013-09-24 2016-10-10
165 Sze, Rick Wai Pang 施維鵬 AGK899 Rep 2004-07-05 2011-05-04
166 Tam, Jonathan Joy Man 譚載文 M ARN061 Rep 2012-04-27 2014-04-18
167 Tang, Nelson Chun Wai 鄧駿威 28 M ARN983 Rep 2008-08-26 2010-06-26
168 Tang, Xiangyu 湯向宇 AZI958 Rep 2012-04-27 2014-04-02
169 Tang, Yue Han AVS022 Rep 2010-09-03 2014-05-31
170 Tom, Edward 譚子平 M ANF158 Rep 2007-03-30 2014-06-19
171 Torrible, David Geoffrey 大衛德利保 M ACC905 RO 2008-07-11 2012-02-06
Rep 2012-02-06 2013-01-01
172 Towfigh, Frederick (SFC:ADD816) M ADD816 RO 2011-08-25 2016-10-10
173 Ueda, Eiji AYZ602 Rep 2012-02-14 2012-07-13
RO 2012-07-13 2016-10-10
174 Voon, David Hian Fook 溫賢福 48 M ADT742 RO 2007-03-21
175 Waitze, Michael Irwin M AJH323 Rep 2003-12-04 2004-07-30
176 Wan, Yu Tsung 尹宇冲 ANQ569 Rep 2006-07-11 2016-10-10
177 Wang, Chuang (SFC:AYM559) 王闖 AYM559 Rep 2012-04-27 2013-03-20
178 Wang, Ernie AMK118 Rep 2005-09-01 2008-03-18
179 Wang, Jian (SFC:APB793) 王堅 APB793 Rep 2007-06-11 2011-07-23
180 Wat, Chi Ming 屈志銘 ADU895 Rep 2003-08-21
181 Wong, Jeffrey Shek Chuen 黃碩俊 M AHX034 Rep 2003-07-12
182 Wu, Hiu Fung 胡曉鋒 AOV629 Rep 2012-04-30 2013-10-08
183 Wu, Michael David Ping Lam 吳炳霖 32 M ASD087 Rep 2008-12-05 2013-10-25
184 Xu, Yuanjie 徐元杰 BCX231 Rep 2014-02-19 2016-05-12
185 Yang, Fan (SFC:ARM895) 楊帆 ARM895 Rep 2008-08-25 2010-06-26
186 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2016-06-29
187 Yeung, Patrick Sze Chun 楊思進 M AOK992 Rep 2012-04-27 2016-10-10
188 Yeung, Vincent Shu Hang 楊書恆 M ANQ717 Rep 2012-04-30 2016-10-10
189 Yu, Chung-Ling (SFC:BBJ027) 余仲齡 BBJ027 Rep 2013-05-29 2016-10-10
190 Yuan, Hong (SFC:ASI356) 袁鴻 ASI356 Rep 2013-08-01 2015-02-04
191 Zagury, Alan M ARN030 Rep 2008-08-12 2015-04-01
192 Zee, John 徐強生 M AAE260 Rep 2005-04-07
193 Zhang, You (SFC:AMF141) 章友 AMF141 Rep 2005-08-09 2015-01-29
194 Zhao, Jinxiang 趙金祥 AJA977 Rep 2009-10-20 2014-01-29

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