SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Alfonso Perez, Gerardo AYQ576 Rep 2011-12-19 2016-09-26
2 Au, Cheuk Fan 區焯凡 ADJ308 Rep 2004-05-28 2023-12-29
3 Bai, Youge 白又戈 52 ALP809 RO 2011-10-03 2016-03-05
4 Chan, Ben Shek Bun 陳錫濱 M AFI560 Rep 2009-09-03 2022-05-10
5 Chan, Benny Wing Leong 陳永亮 M AVQ770 Rep 2010-08-12
6 Chan, Cecil 陳思豪 M AFZ497 Rep 2004-01-21 2023-09-25
7 Chan, Cheuk Yiu 陳焯堯 AVI421 Rep 2014-06-04 2015-07-03
8 Chan, Dominic Tor Ming 陳多明 M ABM257 Rep
9 Chan, Ellis Suet Ming 陳雪明 AAD841 Rep 2009-07-31 2018-04-26
10 Chan, Hok Sing 陳學誠 ACS382 Rep 2013-07-15 2015-05-11
11 Chan, Joanna Ngar Yin 陳雅妍 F ADB364 Rep 2024-11-20
12 Chan, Ka Keung (SFC:ATY954) 陳家強 ATY954 Rep 2009-11-02 2022-11-11
13 Chan, Ka Lok (SFC:ABT082) 陳家樂 ABT082 Rep 2008-01-23 2023-08-31
14 Chan, King Wang 陳景宏 AMK049 Rep 2014-05-02 2014-12-15
15 Chan, Kui Hung 陳鉅洪 ACL117 Rep 2006-06-21
16 Chan, Maggie Po Ling 陳寶玲 F ACR167 Rep 2013-08-08
17 Chan, Man Yim (SFC:AAZ270) 陳文艷 AAZ270 Rep
18 Chan, Ming Yan (SFC:ACD664) 陳洺胤 ACD664 Rep 2014-05-09 2016-04-22
19 Chan, Qary Mau Fai 陳茂輝 ADZ365 Rep 2004-01-08 2017-03-17
20 Chan, Sau Mei (SFC:ADA700) 陳秀美 ADA700 Rep 2005-09-26
21 Chan, Sheung Pun 陳尚斌 AFU691 Rep
22 Chan, Suk Ching (SFC:AGO750) 陳淑貞 AGO750 Rep
23 Chan, Yuet Ngor (SFC:AAF715) 陳月娥 F AAF715 Rep
24 Chau, Mei Yu 周美如 ADB668 RO 2008-08-18 2020-01-27
25 Chau, Thomas Ching On 周靖安 ABC223 Rep 2009-02-03
26 Chen, Shih Chieh 陳世傑 AOV514 Rep 2012-01-26
27 Cheng, Chong Kee 鄭創基 AFU621 Rep 2018-10-17
28 Cheng, Hoi Wa 鄭凱華 ARM926 Rep 2008-08-12 2021-08-05
29 Cheng, Jazreel Yeun Yee 鄭婉儀 F AHT093 Rep 2013-04-12 2014-10-06
30 Cheng, Yu (SFC:AOB808) 程宇 AOB808 Rep 2006-10-27 2024-09-13
31 Cheong, Chi To 莊志濤 AEA518 Rep
32 Cheung, Kin Hang (SFC:ARA266) 張建恆 ARA266 Rep 2010-09-20 2018-08-05
33 Cheung, Man Sang (SFC:ADW470) 張文生 ADW470 Rep 2003-12-04
34 Cheung, Ning (SFC:AQX919) 張寧 35 M AQX919 Rep 2008-04-28 2016-09-28
35 Cheung, Thomas Hin Man 張憲民 M AAK302 Rep 2004-05-12
36 Chia, An-pei 賈安霈 ARP099 RO 2012-02-20 2016-09-28
37 Chia, Edgar Ng Tee Sen AYX420 Rep 2012-02-14 2014-07-05
38 Chin, Siu Kuen 錢少娟 AAN707 Rep 2022-03-31
39 Chin, Stephen Cho Shun 錢藻信 M AGK148 Rep 2024-10-19
40 Ching, Wan 程云 AOX955 Rep 2007-06-13
41 Chiu, Mei Ze 趙鎂時 AGM868 Rep 2020-07-31
42 Chiu, Ming (SFC:AFZ137) 趙明 M AFZ137 Rep
43 Chiu, Ronnie Yuk Fai 趙玉輝 M APC429 Rep 2009-02-16 2023-12-29
44 Chiu, Yen-Jung 邱妍蓉 AYA137 Rep 2011-09-07 2016-01-14
45 Choi, Che Kin (SFC:AEA835) 蔡志堅 AEA835 Rep
46 Choi, Chun Ning 蔡鎮寧 ATS068 Rep 2010-06-07 2015-12-16
47 Choi, Ping Kwan 蔡炳坤 BAU486 Rep 2014-04-08 2015-10-03
48 Chong, Chun Cheong 莊進昌 AFV934 Rep 2015-12-01
49 Chow, Chee 周琦 AFD151 Rep 2005-05-24
50 Chow, Hau Fan 周厚勛 AXZ765 Rep 2012-10-03 2015-07-06
51 Chow, Pui Shan 周佩珊 AWI857 Rep 2010-12-13 2022-12-16
52 Chow, Yuk Lam 周鈺霖 AZK399 Rep 2012-05-07 2016-11-03
53 Chu, Wah Cheung 朱華章 AEC727 Rep 2009-05-26 2018-12-25
54 Chu, Wai Lun (SFC:ATR167) 朱偉倫 ATR167 Rep 2009-09-07 2017-02-13
55 Chu, Wing Chau 朱永就 ACK581 Rep 2017-03-29
56 Chu, Wing Chun 朱永進 BBE991 Rep 2013-05-03 2014-07-15
57 Chui, Yin Fong 徐燕芳 AGG947 Rep 2005-06-01 2016-09-07
58 Delgado, Deolindo Orlando AAG928 Rep 2008-10-03 2014-09-10
59 Ding, Ye (SFC:AQN539) 丁曄 AQN539 Rep 2013-12-18 2016-09-26
60 Dou, Ruirui 竇瑞瑞 AUH943 Rep 2014-02-07
61 Drolet, Peter Martin M AGH015 Rep 2012-02-02 2015-03-24
62 Fan, Chun Ying (SFC:ATC707) 樊俊英 ATC707 Rep 2009-06-12 2018-03-25
63 Fan, Wayne Eric M AZV142 Rep 2012-07-05 2016-01-07
64 Fang, Yanlai 方燕來 BDA475 Rep 2014-03-31 2021-04-16
65 Fong, Bik Fai 鄺碧輝 AOG955 Rep 2006-12-12 2023-12-08
66 Fung, Kim Wan 馮劍雲 AGA031 Rep 2005-05-06 2019-05-09
67 Guo, Yanting 郭妍婷 AXC579 Rep 2011-05-24 2024-07-31
68 Ha, James Ka Chun 夏家俊 M AAU951 RO 2005-09-05 2019-10-25
69 Han, Changrun 韓昌潤 BBT485 Rep 2013-09-17 2022-02-14
70 Harrington-Jones, Robert David M BDM729 Rep 2014-05-30 2022-08-28
71 Ho, Chun Man (SFC:AVK567) 何振文 AVK567 Rep 2010-08-20 2024-06-24
72 Ho, Gina Yuk Ching 何玉貞 AAC562 Rep 2005-06-30 2015-08-21
73 Ho, Kai Kin 何啟建 APQ511 Rep 2007-09-19 2021-02-17
74 Ho, Kwok Fai (SFC:ACS543) 何國輝 ACS543 Rep 2011-10-11 2021-07-28
75 Ho, Ryan Kai Yan M. 何啟仁 M AVE379 Rep 2010-06-01 2019-07-18
76 Ho, Si Man 何詩敏 AGO009 Rep
77 Hu, Zhaoling (SFC:ARI047) 胡昭玲 ARI047 Rep 2013-07-30
78 Hui, Ching (SFC:AEB938) 許征 AEB938 Rep
79 Hui, Debbie Chui Fong 許翠芳 AQK222 Rep 2008-02-04 2017-05-31
80 Hui, Hiu To 許曉濤 ADV234 Rep 2007-09-21 2019-11-27
81 Hus, Chia Ching 徐嘉慶 ATB475 Rep 2011-01-06 2017-06-30
82 Jiang, Jian (SFC:ARG676) 蔣健 ARG676 RO 2009-03-19 2019-04-26
83 Kam, Aarchina Hin Yeung 甘顯暘 M AZE930 Rep 2012-03-20 2015-01-19
84 Kam, Hoi Wai 甘愷瑋 AXB920 Rep 2011-03-28 2015-11-18
85 Kam, To 金濤 ANK436 Rep 2007-08-16 2016-06-15
86 Kang, Xing 康惺 APF685 Rep 2007-12-04
87 Kim, Hyung Eun AUW502 Rep 2013-09-03 2015-06-04
88 Kong, Mei Ha 江美霞 AFF076 Rep 2007-02-28 2019-06-19
89 Kung, Hak Keung 龔克強 AEM978 Rep 2005-06-08
90 Kwai, Ida Yee Man 桂綺雯 F ABP503 Rep 2009-03-02
91 Kwan, Freddie Wai Kuen 關偉權 51 AAE275 RO 2004-03-26 2023-09-07
92 Kwan, Pik Ngan 關碧顏 AAF837 Rep
93 Kwong, Yiu Man 鄺耀文 AFO411 Rep 2023-07-27
94 Lai, Cheong 黎昌 AGE548 Rep
95 Lai, Christine Nga Sze 黎雅詩 F AKJ086 Rep 2009-02-16
96 Lai, King Wai 黎景威 AQC312 Rep 2007-11-29 2017-03-08
97 Lai, Sau Han 黎秀嫻 AVR819 Rep 2010-09-09
98 Lai, Victor Wing Tai 黎榮泰 M APZ779 Rep 2014-05-02 2015-04-13
99 Lai, Yung Chuen 賴勇存 APQ834 Rep 2007-09-18 2020-11-30
100 Lam, Cheuk Fung (SFC:AUZ013) 林卓峰 AUZ013 Rep 2011-07-05 2017-07-04
101 Lam, Chun Fat 林振發 AOU531 Rep 2007-04-12
102 Lam, Fung Chun 林鳳珍 ADI024 Rep 2008-11-05 2019-11-29
103 Lam, Kwong Ming (SFC:AGJ135) 林廣明 AGJ135 Rep 2016-09-01
104 Lam, Lok Kay 林樂其 AFT367 Rep 2011-05-19 2018-09-23
105 Lam, Pui Fan (SFC:AFU594) 林佩芬 AFU594 Rep 2009-03-23 2019-09-13
106 Lam, Ronald Shu Lok 林樹樂 M ADH204 Rep 2005-07-19
107 Lam, Shing (SFC:AGW566) 林盛 AGW566 Rep
108 Lam, Shun Tai 林順泰 AAC853 Rep 2022-10-13
109 Lam, Wing Chi (SFC:ATL574) 林穎芝 ATL574 Rep 2009-08-24 2017-10-31
110 Lam, Ying Kit (SFC:ACS549) 林英傑 ACS549 RO 2014-03-17 2017-07-03
111 Lau, Chi Yung (SFC:AOY348) 劉智勇 AOY348 Rep 2007-11-08 2018-10-31
112 Lau, Chui Man 劉翠敏 AFV316 Rep 2022-10-31
113 Lau, Dick Man (SFC:AGC688) 劉滌文 M AGC688 Rep 2005-07-29
114 Law, Kwan Ying 羅群英 AEY901 Rep 2012-01-10 2025-03-06
115 Lee, Alexander Kit Chiu 李潔釗 M AHC196 Rep
116 Lee, Cheuk Ming (SFC:ABN674) 李卓明 ABN674 Rep
117 Lee, Fong Kweng 李訪權 AAA748 Rep 2024-03-27
118 Lee, Wai Leung (SFC:AFU268) 李惠樑 AFU268 Rep 2005-05-24
119 Lee, Wun Mei 李煥美 ARW393 Rep 2008-11-14
120 Lee, Yuen Ting (SFC:AZE975) 李婉婷 AZE975 Rep 2012-03-23 2019-11-27
121 Leung, Celia Ching Sum 梁清心 F ALU229 Rep 2005-06-02 2021-08-12
122 Leung, Chi On (SFC:AYA045) 梁志安 AYA045 Rep 2012-03-14
123 Leung, Chun Sau (SFC:AQD156) 梁俊修 AQD156 Rep 2008-01-03
124 Leung, Oy Ling 梁靄玲 AFL990 Rep 2005-04-15 2019-01-31
125 Leung, Shing Wai (SFC:ABK258) 梁成偉 M ABK258 Rep 2009-02-18 2020-01-14
126 Leung, Siu Mui 梁少梅 ACD945 Rep 2008-11-05
127 Leung, Tak Chuen 梁德全 ABS682 Rep 2022-07-03
128 Leung, Wai Fong (SFC:AEQ416) 梁惠芳 AEQ416 Rep 2023-03-31
129 Leung, Yun Kwai 梁潤貴 AAA612 Rep 2008-03-13
130 Li, Cheong Faat 李昌發 AYO609 Rep 2011-12-06 2018-07-03
131 Li, Eric Kwong Chee 李廣志 M AUR981 Rep 2014-06-11
132 Li, Lee Ming 李利明 ABW204 Rep
133 Li, Sean Chok Sun 李濯新 52 M AAE952 Rep 2014-04-03 2014-07-23
134 Lin, Xiao Tong 林小桐 AFU015 Rep
135 Ling, Wai Man (SFC:AFW038) 凌慧敏 AFW038 Rep
136 Liu, Honglin (SFC:BBL200) 劉泓麟 BBL200 Rep 2013-07-15 2016-11-26
137 Liu, Siu Ha 廖少霞 AEJ989 Rep 2009-05-08 2019-11-28
138 Liu, Wai Hong 柳維翰 AGA689 Rep 2003-12-01
139 Liu, Wei (SFC:AUS655) 劉偉 AUS655 Rep 2010-02-17 2018-02-02
140 Liu, Yin (SFC:AUO116) 劉寅 AUO116 Rep 2010-01-22
141 Lo, Seraphina Man Yee 羅敏儀 F AFV443 Rep 2025-03-31
142 Lui, Sum Chuen 呂森銓 ADK291 Rep
143 Luk, Anne Sze Man 陸思敏 F AFP274 Rep
144 Ma, Chengjunyi 馬程俊譯 BBU459 Rep 2013-09-27 2015-04-01
145 Ma, Hau Wing 馬孝榮 ACP250 Rep
146 Ma, Suet Hung 馬雪鴻 AAB801 Rep 2024-03-28
147 Mak, Bonnie Hing Ling 麥慶玲 F ADK543 Rep 2020-09-30
148 Mak, Kit Ying (SFC:AEP598) 麥潔英 AEP598 Rep 2007-09-04
149 Mak, Wai Hung 麥偉鴻 AAF356 Rep
150 Miao, Jiao 繆嬌 AYJ958 Rep 2011-11-25 2015-03-25
151 Mohinani, Anilkumar BBU432 Rep 2013-09-02 2015-03-14
152 Mok, Chung Hin 莫從顯 AQD350 Rep 2007-12-12 2019-11-27
153 Mok, King Fong 莫琼芳 APC235 Rep 2007-06-18 2023-09-25
154 Ng, Cardon Hsi Tsun 吳書雋 AVE378 Rep 2010-06-01 2019-07-02
155 Ng, Chi Shing (SFC:AXA202) 吳志成 AXA202 Rep 2011-03-21 2015-03-18
156 Ng, Eva Oi Wan 吳璦琿 F AQL154 Rep 2014-04-22 2018-07-23
157 Ng, Pang Chak 吳彭澤 AUE239 Rep 2013-11-12 2018-11-12
158 Ng, Tak Wing 伍德榮 AGP394 Rep 2023-12-29
159 Ng, Tung Kun 吳東勤 AGN343 Rep 2021-03-01
160 Ni, Haidong 倪海東 ANM129 Rep 2006-06-06 2024-01-31
161 Ni, Xiang Feng AFY231 Rep 2016-09-06
162 Pak, Ka Lee 白嘉莉 BDH206 Rep 2014-04-11 2015-10-17
163 Pat, Fung Lin 畢鳳蓮 AJE197 Rep 2009-02-03 2016-07-29
164 Poon, Kar Ching 潘嘉程 AZI955 Rep 2012-04-24 2014-11-18
165 Shen, Jian (SFC:AXC580) 沈堅 AXC580 Rep 2011-05-24
166 Shi, Qian Ronnie 史遷 ASI187 Rep 2010-08-26 2020-07-31
167 Shuen, Barbara Lai Kuen 旋麗娟 F AAE792 Rep 2010-11-03
168 Shum, Lai Na 沈麗娜 AEY926 Rep 2007-05-02 2021-11-22
169 Sit, Andrew Man Lung 薛文龍 M AFV444 Rep
170 Siu, Quester Ka Keung 蕭家強 AWL155 Rep 2011-01-06 2019-06-12
171 So, Ping Kei 蘇秉祺 AGH344 Rep 2020-05-04
172 Sun, Lijun (SFC:ANM157) 孫丽君 ANM157 Rep 2006-06-06
173 Sung, Sennen Siu Hang 宋兆恆 AOR113 Rep 2014-04-03 2017-06-29
174 Tam, Jaffe Chiu Pang 譚超鵬 54 M AIC033 Rep 2004-10-06 2019-09-18
175 Tang, Chiu Wing 鄧超榮 AMI290 Rep 2005-09-14 2018-09-12
176 Tang, Ho Chung 鄧浩驄 AEY738 Rep 2004-07-15
177 Tang, Wenwen 唐文聞 ALQ322 Rep 2006-04-03 2024-01-31
178 Tang, Yuk Sum 鄧鈺琛 AFZ141 Rep 2005-05-25
179 Tau, Ling Ling 竇玲玲 F AIS612 Rep 2006-03-16
180 Tin, Mei (SFC:AEU431) 田薇 AEU431 Rep 2013-12-17 2022-06-09
181 To, Yung 杜勇 ANT600 Rep 2006-08-08
182 Tsang, Joanna Sik Mui 曾惜妹 F AFT611 Rep
183 Tsang, Siu Wan 曾小雲 ASN685 Rep 2009-04-01
184 Tsang, Suet Mui 曾雪梅 ADQ232 Rep 2005-08-02
185 Tse, Yung 謝勇 AQT264 Rep 2008-04-03
186 Tsoi, Mei Fong 蔡美芳 ANR955 Rep 2007-11-05
187 Tsui, Chiu Man 徐昭文 AAC606 Rep 2008-03-04 2023-12-29
188 Tsui, Ivan Chi Wai 徐志偉 M ADZ842 Rep 2010-06-29 2020-05-22
189 Tsui, Lucy Hung 徐虹 F AEA482 Rep
190 Wang, Bryan Wai Kwong 宏惠光 M AQR571 Rep 2014-05-02 2018-04-30
191 Wang, Ka Wang 張家宏 AZK204 Rep 2012-04-30 2023-01-31
192 Wang, Yayuan 王雅媛 29 F ARM817 Rep 2009-04-14 2016-07-01
193 Wei, Min 魏敏 ASC827 Rep 2008-12-29 2020-10-07
194 Weng, Andrew Yi Jiong 翁以炯 M AEY638 Rep
195 Wong, Cheuk Ming (SFC:AAE818) 王卓明 AAE818 Rep 2003-09-30 2023-05-31
196 Wong, Chi Yik 黃熾奕 AGC171 Rep 2023-12-29
197 Wong, Chin Pang (SFC:AFU569) 黃展鵬 AFU569 Rep 2014-04-30 2017-03-01
198 Wong, Chun Chi 黃駿馳 AXQ876 Rep 2013-03-28 2017-06-27
199 Wong, Chun Wing (SFC:AFS357) 黃俊榮 AFS357 Rep 2005-05-06 2022-01-21
200 Wong, Eric Chi Lok 黃智樂 M AUJ960 Rep 2010-01-04
201 Wong, Ka Hong 黃家康 AIH625 Rep 2009-06-10 2016-12-24
202 Wong, Kai Cheung (SFC:AFG684) 黃啟祥 AFG684 Rep 2005-05-18
203 Wong, Kan Fai 黃勤輝 ADI688 Rep 2019-12-27
204 Wong, Li Ching 黃李靜 ANI898 Rep 2010-06-14 2020-09-25
205 Wong, San Kuen 王新娟 ACD046 Rep 2007-10-31
206 Wong, Shuk Ha (SFC:ACC771) 黃淑霞 ACC771 Rep 2005-12-15 2016-09-26
207 Wong, Suet Mei 黃雪媚 AGJ172 Rep 2016-01-01
208 Wong, Tsin Man 王芊文 AHX018 Rep 2006-07-31
209 Wong, Uen Choh 黃鵷鶵 AEM940 Rep 2011-01-18 2017-08-31
210 Wong, Wai Sing (SFC:AWI330) 黃偉聲 AWI330 Rep 2011-11-02 2023-12-29
211 Wong, William Koon Wei 黃觀威 M AOR555 Rep 2010-03-11 2014-08-08
212 Woo, Kwok On 胡國安 AEM544 Rep 2003-12-04 2017-11-08
213 Wu, Simon Kwok Wai 鄔國威 M AAS502 Rep 2005-08-02
214 Wu, Sui Ling 胡瑞玲 ATR221 Rep 2009-10-02 2016-07-01
215 Wu, Sum 胡森 APQ515 Rep 2007-09-19 2024-06-11
216 Xia, Mingrui 夏明睿 AXC582 Rep 2011-05-24 2017-08-16
217 Xiao, Liang (SFC:AXG096) 肖亮 AXG096 Rep 2011-05-03 2019-08-11
218 Xiao, Yao (SFC:BCH358) 肖遙 BCH358 Rep 2013-12-06 2021-02-07
219 Yan, Chun Ming (SFC:ANM128) 甄俊明 ANM128 Rep 2006-07-13 2019-12-27
220 Yeung, Chun Ho (SFC:ACA543) 楊俊豪 ACA543 Rep 2008-11-05 2023-09-25
221 Yeung, Ka Kit 楊嘉傑 AVE380 Rep 2010-06-01 2015-10-12
222 Yeung, Mandy Wai Han 楊慧嫻 F APN680 Rep 2007-09-10
223 Yeung, Shu Fan 楊樹勳 M AAI312 RO 2007-11-27 2016-10-20
224 Yeung, Wai Man (SFC:AFN632) 楊慧敏 AFN632 Rep 2004-02-12
225 Yip, Chung Yin 葉頌賢 AKR458 Rep 2005-09-09
226 Yiu, Cindy Lin Oi 姚蓮愛 F AAB292 Rep 2023-12-29
227 Yu, Di (SFC:ARU498) 余蒂 ARU498 Rep 2010-04-07 2020-08-29
228 Yu, Liqi 禹丽琦 ARU488 Rep 2008-11-20 2014-11-01
229 Yu, Wai Hang 余偉恒 ASK839 Rep 2009-02-16
230 Yue, Karson Yan Kit 余仁傑 ADZ385 Rep 2012-07-31 2015-07-04
231 Yuen, Eddy Siu Keung 阮紹強 M AEE177 Rep 2009-02-03
232 Yuen, Kwok Tung (SFC:AAC065) 袁國棟 AAC065 Rep 2007-10-31 2023-08-31
233 Zhang, Cheng (SFC:AYC302) 章程 AYC302 Rep 2011-09-20 2017-09-07
234 Zhang, Chi (SFC:AZX863) 張弛 AZX863 Rep 2012-11-27 2023-06-30
235 Zhang, Xing (SFC:BAC481) 張醒 BAC481 Rep 2012-09-05
236 Zhu, Peirong 朱培鎔 AOG691 Rep 2009-02-11 2018-12-20

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