Moody's Investors Service Hong Kong Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014
SFC ID Role From Until
1 Acres, Laura Jane F AXG602 Rep 2011-06-01
2 Byrne, Thomas Joseph M AXG372 Rep 2011-06-01 2015-07-30
3 Cahill, Brian Joseph (SFC:AXG360) M AXG360 Rep 2011-06-01 2023-04-17
4 Chan, Ching Leong 陳正量 BCC897 Rep 2013-11-04 2021-08-31
5 Chen, Yangyang (SFC:BBZ884) 陳揚揚 BBZ884 Rep 2013-10-21
6 Cheng, Chi Kit 鄭志傑 AXG308 Rep 2011-06-01
7 Choi, Wai 蔡慧 ADN272 Rep 2012-11-16
8 Choy, Peter Sing Yip 蔡承業 M AED142 Rep 2011-06-01 2020-12-31
9 De Guzman, Raymund Christian Coquia M AXG375 Rep 2011-06-01 2019-04-30
10 Di Chiara, Annalisa Katri F AXG314 Rep 2011-06-01
11 Fang, Gene 方敬 M ASS901 Rep 2013-03-15 2018-04-13
12 Fanous, Terry AXG361 Rep 2011-06-01 2018-02-01
13 Greene, Alan Frederick M AXG363 Rep 2011-06-01 2015-10-10
14 Guo, Yujia (SFC:BDI759) 郭雨佳 BDI759 Rep 2014-04-28 2018-09-11
15 Halan, Vikash AXS671 Rep 2011-08-01 2019-04-30
16 Hasnain, Maisam 哈邁生 BBY730 Rep 2013-10-07 2022-09-26
17 Hess, Steven Andrew M AXG606 Rep 2011-06-01 2016-07-29
18 Ho, Gerwin Cheuk Wing 何卓榮 M AFP611 Rep 2014-01-20
19 Hsu, Song-Yi 徐嵩宜 AXG305 Rep 2011-06-01 2022-06-30
20 Hu, Jian (SFC:BBU623) BBU623 Rep 2013-10-02 2018-04-25
21 Hu, Kai (SFC:AXG332) 胡凱 AXG332 Rep 2011-06-01
22 Kang, Myoung Heung 姜明興 AXH162 Rep 2011-08-08
23 Kao, Wei-Chun 高玟君 AXG599 Rep 2011-06-01 2015-08-18
24 Kim, Clara Saeran F BDH199 Rep 2014-04-28 2016-02-14
25 Kim, Minjib BBO928 Rep 2013-07-12 2015-10-23
26 Kitayama, Kei AXG379 RO 2014-02-10 2023-06-30
27 Knowd, Graeme David M APJ205 Rep 2012-07-27 2019-04-02
28 Ko, Hsiao-Yu 柯孝瑜 BBP057 Rep 2013-07-17 2015-03-27
29 Kuo, Su-Tsen 郭書岑 AXG369 Rep 2011-06-01 2019-03-31
30 Kwok, Kar Ming 郭嘉銘 M BCF843 Rep 2013-11-18
31 Kwok, Kit Ying 郭潔凝 AXZ904 Rep 2011-09-08 2015-06-06
32 Lam, Wai Man (SFC:AXG309) 林慧敏 AXG309 Rep 2011-06-01
33 Lau, Cheung Hoo 劉長浩 AXG250 RO 2011-06-01
34 Lau, Clara Wai Ping 劉惠萍 F AXG328 Rep 2011-06-01
35 Lau, Guo Qiang BCR970 Rep 2014-01-20 2014-07-04
36 Lee, Si Nae BBJ360 Rep 2013-06-17 2025-09-14
37 Lee, Sukjoon (SFC:BCP208) 李碩晙 BCP208 Rep 2013-12-31 2019-04-30
38 Lee, Tsz Man 李子文 BAF948 Rep 2012-12-28 2017-10-27
39 Leung, Chun Pong (SFC:AZL835) 梁鎮邦 AZL835 Rep 2012-05-18 2024-05-31
40 Leung, Ming Kan 梁銘勤 AXG312 Rep 2011-06-01
41 Liu, Hin Shan 廖衍珊 BDA367 Rep 2014-03-17 2016-08-28
42 Liu, Minyan 劉旻雁 AEV509 Rep 2013-09-11 2020-05-05
43 Liu, Yuting (SFC:BCY720) BCY720 Rep 2014-02-24 2016-04-26
44 Long, Stephen Arthur (SFC:AXG252) M AXG252 RO 2011-06-01 2022-05-03
45 Lotter, Philipp Lukas 41 M AXG366 Rep 2011-06-01 2015-06-23
46 Lu, Chenyi BBD868 Rep 2013-05-06 2024-08-01
47 Ma, Li (SFC:BBG411) 馬力 BBG411 Rep 2013-05-14 2022-11-15
48 Mar, Cynthia Lynn F AXG376 Rep 2011-06-01 2014-08-26
49 Mispagel, Patrick Cronin M AYS640 Rep 2011-12-30 2015-02-23
50 Morrison, Joe Lavin Richard 周莫深 BBN554 Rep 2013-07-29 2017-05-12
51 Nan, Nan (SFC:AXG319) 南楠 AXG319 Rep 2011-06-01 2016-01-06
52 Ng, Elaine Yu Ning 伍于寧 F AXG313 Rep 2011-06-01 2023-10-06
53 Ng, Stella Kit Pui 吳傑佩 F AXH665 Rep 2011-12-16 2018-05-25
54 Park, Hyun Hee 朴賢姬 ASZ670 Rep 2011-09-05 2017-07-11
55 Park, Keun Woo AXG320 Rep 2011-06-01
56 Poon, Hoi Yee 潘凱頤 AXG326 Rep 2011-06-01
57 Sawada, Keiko 澤田啟子 AXG381 Rep 2011-06-01 2015-04-01
58 Schwartz, Stephen Benjamin M ARJ142 Rep 2014-03-31 2016-10-29
59 Shi, Ji (SFC:BBF572) 史季 BBF572 Rep 2013-05-10 2014-07-30
60 Takahashi, Yoshio 高橋良夫 AZJ980 Rep 2012-04-27 2014-09-19
61 Tang, Winnie Wing Yee 鄧穎怡 F BDO438 Rep 2014-06-26 2021-05-20
62 Tao, Lisa Mei Shan 陶美珊 F BBT739 Rep 2013-09-05 2016-07-29
63 Tay, Tuan Hin AZD057 Rep 2012-03-12 2019-06-14
64 Taylor, Michael William (SFC:BBR135) 戴樂賢 M BBR135 Rep 2013-09-02 2021-06-01
65 Tremblay, Jean-Francois AXG607 Rep 2011-06-01 2014-12-18
66 Tsang, Kai Yin (SFC:ADU762) 曾啟賢 ADU762 Rep 2011-06-01 2024-09-30
67 Tsui, Ernest On Tou 徐安濤 M AXG323 Rep 2011-06-01 2014-08-23
68 Wang, Sai (SFC:BCJ594) 王賽 BCJ594 Rep 2013-12-09 2017-08-26
69 Wang, Xin Long 王心瓏 AVM751 Rep 2012-05-03 2015-05-01
70 Winsbury, Patrick John M AXG362 Rep 2011-06-01 2016-06-28
71 Wong, Chi Kin (SFC:AXG368) 王智健 AXG368 Rep 2011-06-01 2018-06-20
72 Wong, Chris Chit 黃哲 M BAD621 Rep 2013-09-23 2017-11-24
73 Wong, Chun Ching 王振程 AXG601 Rep 2011-06-01
74 Wong, Kwun Kit 黃冠傑 BDO439 Rep 2014-06-23 2017-06-17
75 Wong, Simon (SFC:AHY902) 黃國璋 M AHY902 Rep 2011-09-05 2014-08-08
76 Wu, Jin (SFC:AZG592) 吳進 AZG592 Rep 2012-04-13 2024-01-28
77 Xing, Ping Ping BDM853 Rep 2014-06-09 2016-04-06
78 Xu, Jing (SFC:BDM020) 徐晶 BDM020 Rep 2014-06-09 2019-11-01
79 Yang, Dong (SFC:BBZ142) 楊棟 BBZ142 Rep 2013-10-15 2016-04-06
80 Yang, Liu (SFC:AXQ870) 楊柳 AXQ870 Rep 2011-07-19
81 Ye, Min (SFC:BAR358) 葉敏 BAR358 RO 2013-02-01 2017-06-01
82 Yim, Sally Yat Man 嚴溢敏 F AXG600 Rep 2011-06-01 2022-05-03
83 Yoo, Wan Hee BDH525 Rep 2014-05-05
84 Zhang, Lei (SFC:AZK162) 張磊 AZK162 Rep 2012-05-03 2018-04-20
85 Zou, Jiming 鄒吉明 AXG324 Rep 2011-06-01 2018-08-28

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