Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | An, Jun Wye 安峻位 | BDA023 | Rep | 2014-03-25 | |||
2 | An, Sang Beom | AYX987 | Rep | 2012-03-15 | 2017-05-17 | ||
3 | Banson, Eric Laurea | M | ASX744 | RO | 2010-12-07 | 2019-05-16 | |
4 | Boice Iii, James Hillyer | M | ACN485 | RO | 2013-08-30 | 2016-03-23 | |
5 | Chiang, Pei Yun 蔣佩芸 | ARF128 | Rep | 2008-07-31 | 2017-05-17 | ||
6 | Choong, Ignatius Wooi Kean | 53 | M | ADT736 | RO | 2013-03-15 | 2022-03-31 |
7 | Forsman, Elisabeth Wang 王如玉 | F | BCW890 | Rep | 2014-03-06 | 2014-06-20 | |
8 | Geng, Cong (SFC:AWT803) 耿聰 | AWT803 | Rep | 2011-02-28 | 2019-05-16 | ||
9 | Ho, Hsin Lun 何欣倫 | BDA091 | Rep | 2014-02-27 | 2014-10-06 | ||
10 | Ho, Noelle Ying 何熒 | F | AQT287 | Rep | 2008-05-05 | 2015-08-31 | |
11 | Huang, Haiming (SFC:AWU883) 黃海明 | AWU883 | Rep | 2011-03-16 | 2015-01-30 | ||
12 | Koo, George Chen Yu 顧震宇 | M | ABU687 | Rep | 2014-04-04 | 2015-03-18 | |
13 | Kun, In 管弦 | AOA393 | Rep | 2012-07-03 | 2017-02-07 | ||
14 | Kwon, Sung Wook | ATO040 | Rep | 2009-08-17 | 2019-09-30 | ||
15 | Lam, Cham (SFC:ARA670) 林箴 | ARA670 | Rep | 2008-05-19 | 2014-06-03 | ||
16 | Lau, David Kwok Hei 劉國熙 | M | AVN397 | Rep | 2013-10-22 | 2021-02-17 | |
17 | Lau, Sing Chong 劉承浚 | AOE376 | Rep | 2012-06-26 | 2014-05-16 | ||
18 | Leung, Lai Woon 梁禮桓 | ARF127 | Rep | 2008-07-31 | 2015-10-23 | ||
19 | McCullough, Ian Thomas | M | AYB107 | Rep | 2011-09-14 | 2015-03-04 | |
20 | Sciulli, Michael Joseph | M | AYY812 | RO | 2013-03-15 | 2016-06-28 | |
21 | Sheh, Ho Kwong 佘浩光 | ABZ266 | RO | 2012-03-12 | 2019-09-30 | ||
22 | Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 | AUJ706 | Rep | 2010-12-13 | |||
23 | Wan, Mandy Man Yi 尹敏兒 | F | BBQ502 | Rep | 2014-04-29 | 2017-05-17 |
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