MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Andersson, Paul Jonathan | M | AVL477 | Rep | 2014-03-26 | 2014-06-06 | |
| 2 | Antos, James R | M | AIR845 | Rep | 2009-10-12 | 2015-12-14 | |
| 3 | Anzai, Takehiro | M | AZJ383 | Rep | 2013-09-02 | 2019-06-13 | |
| 4 | Atkinson, Neil David | M | AVL149 | Rep | 2010-07-22 | 2017-07-04 | |
| 5 | Awanohara, Naoko 栗野原名緒子 | AWE541 | Rep | 2010-11-02 | 2014-10-28 | ||
| 6 | Bayford, Neil Christopher | M | AZD631 | Rep | 2012-04-02 | 2021-04-28 | |
| 7 | Carlone, Thomas | M | AMJ337 | Rep | 2013-12-19 | 2017-06-05 | |
| 8 | Chan, Andrew Shingfun 陳盛勳 | M | AMC389 | Rep | 2011-07-25 | 2016-10-28 | |
| 9 | Chan, Elgin Hiang Wei 曾憲偉 | AOV932 | Rep | 2010-06-23 | 2018-12-05 | ||
| 10 | Chan, Keith Kam 陳錦富 | M | AXG331 | Rep | 2011-12-22 | 2015-01-30 | |
| 11 | Chan, Shui King 陳瑞經 | AVT441 | Rep | 2010-08-27 | 2014-06-13 | ||
| 12 | Chan, Stephen Shek Kei 陳碩基 | M | AJE088 | Rep | 2006-09-15 | 2015-04-28 | |
| 13 | Chan, Tsz Hon (SFC:ANW417) 陳子漢 | ANW417 | Rep | 2013-06-26 | 2014-06-15 | ||
| 14 | Chan, Yen Ping 曾彥彬 | AZD626 | Rep | 2012-03-14 | 2014-12-17 | ||
| 15 | Chang, Yu-Ling 張育菱 | AYG335 | Rep | 2011-10-19 | 2014-09-12 | ||
| 16 | Chen, Yung-hao 陳永豪 | AWC264 | Rep | 2013-05-06 | 2018-06-01 | ||
| 17 | Cheng, Dickson 鄭迪舜 | 45 | M | AGP527 | RO | 2008-12-16 | 2016-08-12 |
| 18 | Cheung, Cherry Chi Wing 張芷穎 | F | AWO028 | Rep | 2010-12-24 | 2015-11-30 | |
| 19 | Cho, Ichio 張一歐 | AWE957 | Rep | 2010-11-05 | 2017-04-07 | ||
| 20 | Connery, Anthony Sean (SFC:AXV752) | M | AXV752 | RO | 2012-07-30 | 2020-09-30 | |
| 21 | Davis, Bernard Steven | M | AWZ387 | Rep | 2011-11-22 | 2019-01-15 | |
| 22 | Farman, Daniel Noel George | M | ARN747 | Rep | 2013-01-03 | 2015-07-30 | |
| 23 | Fong, Ada Wai Yin 方慧賢 | F | AMU659 | Rep | 2007-02-12 | 2015-04-15 | |
| 24 | Goto, Fumihide | AOR367 | Rep | 2014-01-24 | |||
| 25 | Hanaya, Takeru 花屋武 | BBS846 | Rep | 2013-08-16 | 2015-04-17 | ||
| 26 | Hashimoto, Yoshihiro | M | BCH676 | Rep | 2013-11-20 | ||
| 27 | Hayashi, Akifumi | M | BAL556 | Rep | 2013-09-13 | 2017-10-18 | |
| 28 | Hayashi, Rie | BAW621 | Rep | 2013-10-07 | 2016-03-31 | ||
| 29 | Heung, May Yin 香美賢 | F | AOT605 | Rep | 2013-11-22 | 2020-11-26 | |
| 30 | Hirata, Rie 平田理惠 | BBB199 | Rep | 2013-04-03 | 2020-12-31 | ||
| 31 | Hironaka, Yu 弘中雄 | BBD159 | Rep | 2013-04-17 | 2016-03-07 | ||
| 32 | Ho, Richard Lai Hong 何麗康 | 57 | M | BBS632 | Rep | 2013-08-16 | 2015-06-29 |
| 33 | Hori, Yusuke | BAE890 | Rep | 2013-09-13 | |||
| 34 | Horton, Shaun Yi-Ming | BDI334 | Rep | 2014-04-25 | |||
| 35 | Hosaka, Yuya | BBD362 | Rep | 2013-04-17 | 2015-05-09 | ||
| 36 | Hui, Ole Hiu Tung 許曉東 | ARR518 | Rep | 2011-08-11 | 2015-06-11 | ||
| 37 | Iwasa, Shinsuke | AMP190 | Rep | 2013-09-13 | 2022-08-29 | ||
| 38 | Jin, Zengxiang 金增祥 | ARO631 | Rep | 2011-07-13 | 2016-11-02 | ||
| 39 | Kaneshige, Hirou 金重博宇 | ARD681 | Rep | 2011-12-16 | 2025-09-19 | ||
| 40 | Kao, Ying Tung 郭楹楝 | ABF327 | Rep | 2014-06-16 | |||
| 41 | Kavanagh, Ruvann John | M | ARW149 | Rep | 2011-04-26 | 2019-09-17 | |
| 42 | Kawauchi, Eijiro | AST137 | RO | 2010-11-10 | 2015-04-28 | ||
| 43 | Kayama, Hitoshi 香山仁 | AHQ974 | RO | 2009-01-05 | 2015-03-23 | ||
| 44 | Kikuchi, Masatoshi | BAG217 | Rep | 2013-09-19 | |||
| 45 | Kim, Ivy Kang | F | AUQ300 | Rep | 2011-05-03 | 2014-05-15 | |
| 46 | Kim, Jong Kuk 金鍾局 | AFC107 | RO | 2012-07-20 | 2017-07-24 | ||
| 47 | Kim, Ki Soo | AFJ899 | Rep | 2010-11-23 | 2015-09-11 | ||
| 48 | Kitaoka, Tomochika | AMM472 | Rep | 2013-10-03 | 2017-12-31 | ||
| 49 | Ko, Yuen Na 高遠娜 | BBE953 | Rep | 2013-05-02 | 2014-07-17 | ||
| 50 | Koyama, Takeshi | M | BAL421 | Rep | 2013-09-16 | ||
| 51 | Lam, King Sau (SFC:BAI839) 林勁秀 | BAI839 | Rep | 2012-11-01 | 2017-05-05 | ||
| 52 | Lau, Kelvin Siu Ki 劉紹基 | M | AAW465 | RO | 2009-03-03 | 2016-05-24 | |
| 53 | Lee, Seunghwan 李承桓 | AYA209 | Rep | 2011-09-14 | 2023-06-06 | ||
| 54 | Lee, Yick Chung 李易聰 | AEE525 | Rep | 2013-01-21 | |||
| 55 | Leung, Jason Chak Hay 梁澤熹 | M | AQJ874 | Rep | 2012-05-22 | 2021-05-10 | |
| 56 | Leung, Wai Nam 梁偉南 | AGH932 | RO | 2008-11-03 | 2016-06-22 | ||
| 57 | Lo, Loretta Shuk Yan 羅淑茵 | F | AMI340 | Rep | 2013-10-25 | 2019-11-05 | |
| 58 | Lo, Ming Hung 盧銘雄 | ADY707 | Rep | 2013-07-17 | 2020-11-26 | ||
| 59 | Luk, Yin Wang 陸彥泓 | AMS602 | Rep | 2010-12-15 | 2017-12-06 | ||
| 60 | Ma, Hon Kin 馬漢堅 | AQS325 | Rep | 2011-06-15 | 2018-03-02 | ||
| 61 | MacAloon, John Joseph | M | AVF623 | Rep | 2014-01-30 | 2018-08-29 | |
| 62 | Matsuda, Hiroshi (SFC:BAX539) | M | BAX539 | Rep | 2014-02-12 | ||
| 63 | Matsuo, Hidetaku 松尾秀拓 | AZL647 | Rep | 2012-05-14 | 2016-08-24 | ||
| 64 | McWilliam, Paul David (SFC:ATR977) | M | ATR977 | RO | 2011-11-15 | 2015-10-16 | |
| 65 | Miura, Yutaka | BBI890 | Rep | 2013-09-18 | |||
| 66 | Miyaoka, Seiichiro | BBI892 | RO | 2013-07-12 | 2016-04-01 | ||
| 67 | Moon, Jung Hye | AXP431 | Rep | 2011-07-11 | 2017-05-23 | ||
| 68 | Moriwaki, Takashi | M | AQU580 | Rep | 2014-02-20 | 2019-01-14 | |
| 69 | Nagayoshi, Hayato | M | BCW504 | Rep | 2014-02-14 | 2025-02-28 | |
| 70 | Nakamura, Wataru | BCW485 | Rep | 2014-02-12 | 2016-01-11 | ||
| 71 | Nakata, Shusuke | ARR934 | Rep | 2014-01-13 | 2022-08-31 | ||
| 72 | Nomoto, Masayuki | AXA146 | RO | 2012-08-09 | 2015-04-15 | ||
| 73 | Okubo, Takao | BBK700 | RO | 2013-08-16 | 2016-04-15 | ||
| 74 | Osade, Yohei | BBH613 | Rep | 2013-07-05 | 2023-03-31 | ||
| 75 | Otani, Tomono 大谷知乃 | AIT881 | Rep | 2007-07-31 | 2020-11-26 | ||
| 76 | Park, Charles Chansik | M | AME470 | Rep | 2010-08-16 | 2014-05-14 | |
| 77 | Pelham, Miles Christian | 36 | M | APL696 | Rep | 2013-09-05 | 2017-11-30 |
| 78 | Peng, Szu-Wei 彭思瑋 | AOZ126 | Rep | 2013-02-15 | 2015-03-28 | ||
| 79 | Pereira, Kevin Edmond | M | AML699 | RO | 2011-01-13 | 2014-07-09 | |
| 80 | Pervez, Ahsan (SFC:AJO361) | AJO361 | Rep | 2013-07-02 | 2015-01-30 | ||
| 81 | Prescott, Lewis Edward | M | AOQ772 | Rep | 2013-07-29 | 2014-06-12 | |
| 82 | Reade, Mark Donald | M | BCC920 | Rep | 2013-11-15 | ||
| 83 | Rowe, Damian Marcus | M | ASH901 | Rep | 2013-08-20 | 2014-05-20 | |
| 84 | Ryu, Tantan | AQQ257 | Rep | 2013-08-02 | 2015-08-31 | ||
| 85 | Saji, Hiroshi | M | BBL400 | Rep | 2013-12-05 | ||
| 86 | Sakaguchi, Tairiku | BAG216 | Rep | 2013-10-03 | |||
| 87 | Sakurada, Junji | BAL557 | Rep | 2013-09-13 | 2015-06-02 | ||
| 88 | Sato, Wakako | BBI874 | Rep | 2013-09-19 | 2019-03-27 | ||
| 89 | See, Eric Wee Phing 施威斌 | M | AQU543 | Rep | 2010-03-09 | 2014-08-11 | |
| 90 | Shen, Jian Guang 沈建光 | APV792 | RO | 2012-09-18 | 2018-07-25 | ||
| 91 | Shinya, Norimasa | BAV889 | Rep | 2014-01-24 | |||
| 92 | Shum, Anthony Chi-chung 岑志中 | M | AFR216 | Rep | 2012-10-22 | 2016-02-01 | |
| 93 | Shuto, Takashi | AUT376 | Rep | 2010-02-23 | 2015-04-10 | ||
| 94 | Skeet, Kevin Ewart | M | AXH409 | Rep | 2011-06-08 | 2021-04-21 | |
| 95 | Sugibuchi, Hitoshi | AFV308 | Rep | 2014-10-10 | |||
| 96 | Suzuki, Hiroyuki (SFC:BBV019) | M | BBV019 | Rep | 2013-09-13 | 2024-06-28 | |
| 97 | Suzuki, Katsuhiko | BDD174 | Rep | 2014-03-19 | |||
| 98 | Szeto, Yuen Yee 司徒婉儀 | ANJ402 | Rep | 2006-05-10 | |||
| 99 | Takahashi, Kei | AOQ614 | Rep | 2013-09-18 | 2017-11-18 | ||
| 100 | Takahashi, Toshio | BAC022 | Rep | 2014-02-12 | |||
| 101 | Tanaka, Eiji 田中榮治 | AQY208 | Rep | 2010-08-18 | 2014-09-07 | ||
| 102 | Tanaka, Hiroshi (SFC:BAF821) | M | BAF821 | Rep | 2013-09-13 | ||
| 103 | Tanaka, Takeshi (SFC:BAQ387) 田中健士 | M | BAQ387 | Rep | 2014-02-12 | ||
| 104 | Tang, Peter Jee Ho 鄧志豪 | M | ACP853 | Rep | 2010-02-01 | 2017-10-17 | |
| 105 | Toba, Toshihiko 鳥羽俊彥 | AXK330 | RO | 2013-10-22 | 2016-04-15 | ||
| 106 | Tong, Frances Yao 童謠 | F | BBP906 | Rep | 2013-07-22 | 2014-05-16 | |
| 107 | Truelove, Keith Alan | M | AWF626 | Rep | 2013-09-16 | 2015-10-31 | |
| 108 | Tsang, Chi Kit 曾志傑 | 33 | M | ANU401 | Rep | 2006-10-13 | 2015-01-30 |
| 109 | Tse, Sze Ming 謝思明 | ALR679 | Rep | 2009-01-13 | 2014-10-29 | ||
| 110 | Tso, Yam Fan 曹音凡 | AWZ404 | Rep | 2013-10-18 | 2014-06-16 | ||
| 111 | Ujihara, Yoshihiro | M | BBP909 | Rep | 2013-09-19 | 2020-03-13 | |
| 112 | Wakae, Masanori | BBB065 | Rep | 2013-09-13 | 2022-09-01 | ||
| 113 | Wakimoto, Hiroyuki 脇本博之 | AZV012 | Rep | 2012-07-03 | 2017-02-28 | ||
| 114 | Wang, Jin (SFC:BAD901) 王瑾 | BAD901 | Rep | 2012-09-12 | 2014-07-04 | ||
| 115 | Wang, Yanhan 王彥涵 | BCK851 | Rep | 2013-12-06 | 2017-06-30 | ||
| 116 | Ward, Simon Anthony (SFC:BBQ753) | M | BBQ753 | Rep | 2013-07-31 | ||
| 117 | Watanabe, Hidekatsu | BAP098 | Rep | 2013-09-18 | |||
| 118 | Wong, Benny Wing Pan 黃穎斌 | M | AQO246 | Rep | 2008-02-28 | 2020-07-30 | |
| 119 | Wong, Kwok Keung (SFC:ACC472) 汪國強 | ACC472 | Rep | 2011-08-29 | 2014-06-06 | ||
| 120 | Yabumoto, Yusuke | BAZ169 | Rep | 2013-09-18 | 2016-08-31 | ||
| 121 | Yamashita, Hajime | BBP359 | Rep | 2013-07-16 | 2014-05-19 | ||
| 122 | Yau, Hiu Na 邱曉娜 | APY321 | Rep | 2007-11-19 | 2014-06-13 | ||
| 123 | Yeo, Jeremy Wei-Min 楊偉民 | M | AXS670 | Rep | 2011-08-01 | 2018-08-20 | |
| 124 | Yim, Christopher Seeching 嚴司政 | M | AWP270 | Rep | 2011-01-05 | 2015-08-23 | |
| 125 | Yoshida, Atsushi | BAE887 | Rep | 2013-09-13 | |||
| 126 | Yoshida, Kengo 吉田劍悟 | AVP035 | Rep | 2010-08-02 | 2018-10-31 | ||
| 127 | Yuan, Chengwei 袁誠尉 | BCC922 | Rep | 2013-10-25 | 2015-03-06 | ||
| 128 | Zhang, Xiaoshi 張笑石 | AYN539 | Rep | 2013-06-14 | 2015-06-10 | ||
| 129 | Zhou, Yifeng (SFC:AVD686) 周一楓 | AVD686 | Rep | 2013-11-05 | 2015-06-02 |
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