Legg Mason International Equities (Hong Kong) Limited 美盛國際股票(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Chan, Lai Sze (SFC:ACO201) 陳麗絲 ACO201 RO 2013-09-17 2014-07-31
2 Chan, Mei Shan (SFC:ANC021) 陳美珊 ANC021 Rep 2006-02-22 2014-04-10
3 Chan, Winnie (SFC:AFD453) 陳韻妮 F AFD453 RO 2012-10-12 2014-04-30
4 Ridgway, Mark (SFC:BBW379) M BBW379 Rep 2013-09-18 2014-04-30
5 Shi, Lin (SFC:AMF516) 石琳 AMF516 Rep 2011-10-21 2014-04-30
6 Yuen, Yee Leng ALQ882 Rep 2005-01-26 2014-07-31

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