Capstone Financial (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	De Lacy Staunton, David Charles H.		M	AUK185	RO	2010-03-12	2021-08-03
2	Halley, David Michael (SFC:AUK187)		M	AUK187	RO	2010-03-12	2021-08-03
3	Hilder, Louise		F	BAF386	Rep	2013-04-29	2014-05-31
4	Llewelyn-Williams, Gareth John		M	AUK186	RO	2010-03-12	2016-05-27

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