CLSA LIMITED 中信里昂證券有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Ang, Kok Thye Ian 汪國泰 ANM185 Rep 2006-06-01 2019-10-18
2 Baars, Andrew Paul M APW807 Rep 2010-09-07 2013-06-04
3 Bairstow, Hayden Peter M AUZ522 Rep 2010-04-07 2013-04-17
4 Baker, Maureen Lee F AOT370 Rep 2010-05-12 2016-04-06
5 Balanco, Laurence M APG273 Rep 2009-02-16
6 Beddard, Henry Terence M AOQ827 Rep 2007-03-07 2015-06-05
7 Beller, David Peter M AZY853 Rep 2012-08-01 2018-03-31
8 Bhuralal, Sheinal Amratlal APD436 Rep 2010-10-04 2016-05-28
9 Bird, John David (SFC:AKY461) M AKY461 Rep 2012-02-27 2015-03-28
10 Biswas, Swagatam ATS185 Rep 2009-09-17 2022-03-14
11 Boyd, Geoffrey Cameron M AGE081 Rep 2006-03-30 2017-10-14
12 Bradley, Edmund Hugh M ABS842 RO 2019-04-16
13 Browne, Daniel Joseph M AVC916 Rep 2011-07-25 2016-11-15
14 Buckle, Karen Jane F ACP924 Rep 2014-01-24
15 Byrne, Luke William M AUB086 Rep 2012-03-23 2013-12-03
16 Byun, Ralph Yong Hoon M AVE766 Rep 2010-05-20 2014-12-15
17 Campbell, Oliver Martin (SFC:AOO985) M AOO985 Rep 2007-02-21 2014-03-01
18 Caruso, Richard Blaise M AKU347 Rep 2004-10-19 2012-11-28
19 Chambers, Michael Edmund Carrick M ARP470 Rep 2008-09-17 2014-02-01
20 Chan, Vonnie Lai Yin 陳麗妍 AFY292 Rep 2006-09-07 2019-12-11
21 Charlton-Jones, John Murray M ATR494 Rep 2009-09-10 2015-06-04
22 Chen, I-Hen AXZ608 Rep 2011-09-07 2013-09-12
23 Chen, Kuan-Chun AXZ660 Rep 2011-09-07 2012-09-20
24 Chen, Qian (SFC:AYH384) 陳前 AYH384 Rep 2011-10-21 2014-06-25
25 Chen, Shun Pin 陳舜萍 ARP291 Rep 2008-09-18 2013-10-03
26 Chen, Tzung-Chi 陳宗岐 AVV547 Rep 2010-09-07 2013-09-12
27 Cheng, Eric Ning Hin 鄭寧軒 M AVM591 Rep 2010-07-19 2016-06-03
28 Cheng, Ming-Kai 鄭名凱 AML921 Rep 2009-07-02 2013-08-05
29 Cheuk, Alexander Siu Bun 卓兆斌 M ABX790 Rep 2014-07-30
30 Chiais, GianClaudio ARP693 Rep 2008-09-18 2013-01-31
31 Chong, Carmen Yu 莊瑜 F ADT651 Rep 2009-05-13 2024-07-02
32 Chong, Jack Chung-Taek M AUZ307 Rep 2010-04-08 2019-07-11
33 Choo, Shan APD421 Rep 2007-07-03 2015-03-23
34 Chow, Wing Hong (SFC:ACI634) 周永康 ACI634 Rep 2007-01-25 2012-12-01
35 Chugh, Saurabh (SFC:AQN361) AQN361 Rep 2008-02-28 2015-09-30
36 Chung, Eugene Bob 鍾易彤 M ARP376 Rep 2008-09-11 2013-09-01
37 Citaku, Shpendi Norman M AXW982 Rep 2011-08-31 2024-01-18
38 Cook, Geoffrey John M APB534 Rep 2012-05-24 2016-09-24
39 Cooper, Richard David (SFC:AVU997) M AVU997 Rep 2010-09-03 2017-05-11
40 Cotterchio, David Maurice M ANQ201 Rep 2006-07-04 2016-03-18
41 Da Cruz, Antonia Maria 告崇 F AQD991 Rep 2010-08-27 2012-12-01
42 Daniel, Thomas Jude M AOE195 Rep 2009-11-16 2015-08-21
43 Dauz, Alexander Ludwig Lim M ARP906 Rep 2008-09-18 2018-09-15
44 De Dios, Maria Martha Araullo F APA364 Rep 2007-06-25
45 Del Papa, Massimiliano ANA972 Rep 2006-02-20
46 Del Rosario, David Angelo Tanseco M BAB470 Rep 2012-08-31 2017-04-04
47 Dhaliwal, Indar Singh AZB959 Rep 2012-03-01 2015-02-26
48 Dikshit, Siddharth BAB703 Rep 2012-08-22 2019-12-04
49 Doshi, Mihir Vinod M AKY575 Rep 2008-09-25 2020-02-18
50 Eng, Karen Jane 伍倚华 F ALB111 Rep 2004-08-03 2020-10-16
51 Enticknap, David (SFC:AMS233) M AMS233 Rep 2005-11-11 2013-07-04
52 Evangelista, Jacqui Anne Kelly Lucas F BAB538 Rep 2012-08-31 2016-12-06
53 Everaert, Veronique M. C. G. ATN737 Rep 2009-09-04 2015-06-04
54 Fan, Lin (SFC:AUD641) 樊林 AUD641 Rep 2011-09-01 2013-05-07
55 Feng, Dawei (SFC:AQO276) 馮大為 AQO276 Rep 2008-02-22 2018-01-20
56 Feng, Lingtian 馮令天 AYQ548 Rep 2011-12-13 2015-01-30
57 Fisher, Kirstie Jane F ANY183 Rep 2006-09-18 2015-10-05
58 Fishwick, Eric James M AFJ086 Rep 2025-05-02
59 Forsyth, Ian Robert M ARP700 Rep 2008-09-18 2015-01-21
60 Frost, Michael (SFC:AHQ485) M AHQ485 Rep 2010-03-23
61 Galligan, Jonathan Philip M AQM705 Rep 2008-02-14 2019-09-02
62 Gan, Tanya Li Phing F AOP016 Rep 2007-02-21 2021-08-23
63 Gandhi, Vivek Subhash M AQM706 Rep 2008-02-18 2018-07-27
64 Goh, Andrew Thian Beng M AVT312 Rep 2010-08-27 2013-08-08
65 Gopalaswamy, Chitra Narasimha AMY886 Rep 2011-04-20 2013-12-30
66 Goyal, Atul APF163 Rep 2011-08-22 2012-11-30
67 Gundu, Mohan Krishna ARQ493 Rep 2008-09-22 2014-08-09
68 Gupta, Manish (SFC:AVU992) AVU992 Rep 2010-09-03 2015-04-27
69 Han, Yuanping 韓元平 ARP685 Rep 2008-09-18 2015-01-21
70 Hansom, George Ian M ARP705 Rep 2008-09-18 2015-06-04
71 Ho Lam, Emily Tim Yi 何林恬兒 28 F AUS277 Rep 2010-11-08 2014-12-16
72 Ho, Johnny Cheong Chak 何昌澤 M AMV284 Rep 2008-01-28 2015-07-10
73 Hong, Jenny F AQM707 Rep 2008-02-18 2012-11-24
74 Hopkinson, Gary Philip M AQR076 Rep 2008-03-17 2014-01-11
75 Howie, Fraser John Thomas (SFC:ADW025) M ADW025 Rep 2003-08-08 2012-11-01
76 Hsu, Shih-Te 許世德 AXK964 Rep 2012-08-31 2013-01-11
77 Huang, Chen (SFC:AQM708) 黃晨 AQM708 Rep 2008-02-14 2014-05-30
78 Huddy, John Michael M AQJ549 Rep 2008-01-31 2017-01-24
79 Jaeger, Christian John M APD422 Rep 2007-07-03 2025-06-06
80 Jain, Sonal (SFC:ARQ497) ARQ497 Rep 2008-09-22
81 Jain, Vikash Kumar M AZW299 Rep 2012-07-16
82 Jiang, Sosia ALZ474 Rep 2005-05-11 2012-12-07
83 Johnson, Brian David M AFS218 Rep 2009-04-14 2019-06-20
84 Johnson, Pekka David (SFC:ADL598) M ADL598 Rep 2009-09-18 2019-12-31
85 Kamath, Sujay Anthony Derrick M ATS181 Rep 2009-09-17 2021-11-18
86 Kanevsky, Eugene M ASY848 Rep 2009-11-16 2014-08-13
87 Kanga, Cyrus Darius M ANC096 Rep 2006-02-22 2013-08-05
88 Kapra, Bilal Ahmed M AXX077 Rep 2011-08-31 2019-01-16
89 Kim, John Piljung M ASL857 Rep 2010-06-22 2014-10-03
90 Kim, Jongmin (SFC:AUZ227) AUZ227 Rep 2010-04-08
91 Kulvanichpisit, Yuvadee AUK285 Rep 2010-07-28 2012-09-21
92 Kwong, Lorraine Phaik May F ARP707 Rep 2008-09-18 2014-01-29
93 Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 AFE658 Rep 2009-09-21 2015-03-21
94 Lam, Don Ting 林挺 ABN490 Rep 2006-09-14 2015-11-20
95 Lam, Oliver O Karr 林傲家 M AZO548 Rep 2012-05-31 2016-07-09
96 Lao, Ruby Margaret Tan F AVA611 Rep 2010-05-03
97 Lau, Sze Nga (SFC:ARD193) 劉詩雅 ARD193 Rep 2010-09-30 2015-08-13
98 Law, Lucia Yuk Ha 羅玉霞 F AAD560 Rep 2017-11-15
99 Lawlor, Patrick Martin M AGU696 Rep 2010-01-14 2014-05-28
100 Lee, Beom Jun AVV713 Rep 2010-09-09 2016-08-29
101 Lee, Kuen Long 李坤龍 AXR044 Rep 2011-10-13 2019-10-22
102 Lee, Poh Aik ATD682 Rep 2009-06-19 2015-12-31
103 Lee, Voon Hsien 李文賢 AOP017 Rep 2007-02-21 2019-08-20
104 Lee, Yuna (SFC:AVV760) AVV760 Rep 2010-09-09
105 Leeming, Marsali Mary F AVU842 Rep 2010-09-03 2012-12-01
106 Lenzner, Anna F ATO802 Rep 2009-09-11 2015-06-04
107 Leouzon, Nicolas Christian Guy Eugene M ARP680 Rep 2012-08-09 2015-06-04
108 Levine, Robert Peter M AGL783 Rep 2010-03-15 2014-09-01
109 Lewis, Gareth Rhys (SFC:AOX202) M AOX202 Rep 2009-10-13 2014-04-01
110 Lim, Hsu An AYA337 Rep 2011-09-09
111 Lim, Kit Yng APA092 Rep 2007-06-13 2015-06-22
112 Lin, Heng-Kuang AXZ669 Rep 2011-09-07 2013-09-12
113 Liu, Wei Chun 劉惟珺 AYA197 Rep 2011-09-20 2013-04-16
114 Lo, Ka Ying (SFC:AVK938) 羅嘉盈 AVK938 Rep 2010-07-19 2012-11-30
115 Lynch, Michael Joseph (SFC:AYW249) M AYW249 Rep 2012-01-27 2012-12-04
116 Mahomed, Ferheen 馬穎欣 47 M ANG990 Rep 2010-09-01 2014-06-09
117 Manse, Alexander Patrick M BAC089 Rep 2012-08-31 2014-06-18
118 Maynard, Andrew Charles M ACK647 RO 2011-11-17 2015-03-19
119 Mehta, Brijesh AXB900 Rep 2011-03-30 2013-06-04
120 Mehta, Viraf Dinshaw AVU840 Rep 2010-09-03
121 Mei, Jingping 梅璟萍 AVV764 Rep 2010-09-10 2012-11-03
122 Menezes, Elsa Edward M AQM710 Rep 2008-02-18 2013-08-30
123 Morinobu, Kaori APJ720 Rep 2007-08-28 2014-05-28
124 Morrow, Stuart Anthony M ALZ458 Rep 2005-05-10 2013-10-28
125 Moullin, Andrew James M AQN363 Rep 2008-02-27 2013-08-23
126 Naguib Hussin, Bin Abdul Hamid AQM108 Rep 2008-02-14 2015-06-22
127 Ng, Janice Kwan Yee 吳君頤 ANV115 Rep 2008-01-21 2012-11-01
128 Ngai, Henry Chun Kit 倪俊傑 M AEF259 Rep 2007-06-11 2014-10-14
129 Oen, Daniel Thian Liong M ATS911 Rep 2009-09-17
130 Ohara, Ren AXX088 Rep 2011-08-31 2014-06-23
131 Ong, Polly So Po 王素寶 F ABH437 Rep
132 Ovington, Derek Ramsay M AVV998 Rep 2012-07-31 2015-06-12
133 Pan, Feng (SFC:AYE809) 潘峰 AYE809 Rep 2011-10-07 2012-09-08
134 Pang, Lei Kan 彭麗勤 AXP154 Rep 2011-08-01 2014-01-22
135 Pangali, Pawandeep AVU841 Rep 2010-09-09 2014-07-09
136 Panitchpakdi, Prinn APH254 Rep 2007-07-23 2019-05-18
137 Park, Edward (SFC:ASD313) M ASD313 Rep 2008-12-09 2018-01-12
138 Park, Linda Sharon F AUZ206 Rep 2010-04-08 2017-04-06
139 Park, Sang Eun AQI679 Rep 2011-02-14 2024-11-30
140 Paterson, James Willock M ADA085 RO 2007-03-09 2012-10-10
141 Patil, Girish Shivaji AYO673 Rep 2011-12-07 2012-10-27
142 Peramunetilleke, Desamanya C. ALY370 Rep 2009-10-27 2014-07-10
143 Powell, Simon Philip M AOA162 Rep 2009-02-16 2015-04-17
144 Presler, Paul Erik M ARP675 Rep 2008-09-17 2015-06-04
145 Pritchard, Philip (SFC:AAV591) 49 M AAV591 Rep 2008-09-18 2013-01-31
146 Reid, Jonathan Paul M AVU983 Rep 2010-09-03 2017-04-19
147 Riddick, Andrew William M AAA869 RO 2013-12-12
148 Ro, Soong Chu AQM712 Rep 2008-02-20 2020-02-03
149 Roper, Ian David (SFC:AVI752) M AVI752 Rep 2010-06-18 2015-09-10
150 Rothman, Andrew Charles M AFW955 Rep 2014-03-01
151 Ryall, Scott John M AWE006 Rep 2010-11-01 2017-04-28
152 Seagrim, John Christopher M ARP678 Rep 2008-09-18 2015-06-04
153 Shah, Kshitij AQM709 Rep 2008-02-14 2019-12-02
154 Sharp, Richard Anthony (SFC:AJL639) M AJL639 Rep 2011-10-18 2015-06-26
155 Shek, Winnie Po Wan 石寶雲 F ADY724 Rep 2011-01-03
156 Shen, Elaine Wei F AOX755 Rep 2012-07-12 2015-02-04
157 Shih, Keng-Yu 施畊宇 BAC090 Rep 2012-08-31 2013-10-03
158 Shiu, Wing Sun 蕭榮申 ADZ443 Rep 2019-12-11
159 Simsek, Cenk AQM711 Rep 2008-02-14 2016-07-08
160 Skinner, Donald William Lennox 50 M AAI493 Rep 2012-07-05 2013-01-10
161 Snaith, Michael Lachman M AJI329 Rep 2003-12-18 2014-08-12
162 Snyder, Nathan Westley M AXV966 Rep 2011-09-01 2016-01-22
163 Somani, Anirudh ATS210 Rep 2009-09-17
164 Soo, Chee Kin AQX408 Rep 2008-04-23 2012-11-30
165 Stewart, Ian Colin M ARM928 Rep 2008-09-22 2016-02-27
166 Streeter, Mark (SFC:ATS186) M ATS186 Rep 2009-09-14 2014-04-09
167 Tan, Aik Chuan AXA192 Rep 2011-03-28 2018-06-29
168 Tan, Ruby Enrika Sock Mei F AYJ627 Rep 2011-11-10 2016-01-29
169 Tang, William Harry Jiasheng 唐嘉盛 M AZX333 Rep 2012-08-10 2015-04-30
170 Tangitvet, Jiralawan APP541 Rep 2007-09-13 2014-04-11
171 Tapley, Kevin Thomas M ATJ099 Rep 2009-07-27 2014-05-31
172 Taveeratanasilp, Nuntana AQM288 Rep 2010-03-08 2023-02-28
173 Tong, Hoi Kit Jeffrey 湯凱傑 M ASH721 Rep 2012-06-08 2019-05-03
174 Tsang, Stacey Ti AXA193 Rep 2011-03-21 2014-10-30
175 Tsang, Tsz Mei 曾紫微 AXO517 Rep 2011-07-04
176 Tse, Oi Yue 謝藹愉 AQM172 Rep 2008-02-06 2016-08-23
177 Wai, Helena Suk Chong 衛淑莊 65 F AAB508 RO 2019-05-01
178 Wallis, Shane Bernard M ANR608 Rep 2006-07-21 2015-01-09
179 Wan, Sandy San Ming 萬三敏 ADI757 Rep 2003-09-17 2013-10-31
180 Wang, Yinan (SFC:ANB406) 王軼楠 ANB406 Rep 2006-02-20 2022-08-12
181 Warachij, Witranan ARM699 Rep 2008-09-22 2018-04-10
182 Warsono, Wuddy APA097 Rep 2007-06-25 2015-01-30
183 Wenham, James Alexander Scott M AVF334 Rep 2010-05-20 2018-12-29
184 Wijaya, Annie F AHI788 Rep 2006-05-29 2021-04-09
185 Wong, Alan Ka Ming 王嘉明 M ARQ657 Rep 2010-10-29 2018-10-20
186 Wong, Gilbert King Wai 黃景威 M AFW098 Rep 2011-09-15
187 Wong, Peter Pui To 黃沛濤 M AXT647 Rep 2011-08-10
188 Wong, Wing Sze (SFC:AQH362) 黃詠詩 AQH362 Rep 2010-08-03 2017-11-20
189 Wu, Jiaxin (SFC:ARD174) 吳佳鑫 ARD174 Rep 2011-10-26 2012-12-01
190 Wu, Kit Ling 胡潔玲 AZC825 Rep 2012-03-08 2019-05-03
191 Wu, Wei-Han (SFC:AXZ644) AXZ644 Rep 2011-09-07 2013-11-14
192 Yang, Yan (SFC:AXG818) 楊艷 AXG818 Rep 2011-05-23 2013-06-22
193 Yang, Yiwen (SFC:AZT139) AZT139 Rep 2012-06-28 2013-04-27
194 Yau, Michael (SFC:ANH079) 邱威豪 M ANH079 Rep 2011-12-15 2017-12-20
195 Yeung, Kwok Mo 楊國武 ASY866 Rep 2009-05-19 2012-09-28
196 Yeung, See Ah 楊思雅 ARD761 Rep 2010-06-11 2013-07-18
197 Yip, Cheng Kwok 葉振國 AQB007 Rep 2007-11-28 2021-07-08
198 Youk, Won Seok AVV762 Rep 2010-09-09 2012-10-20
199 Yuan, Ting-Ting 袁婷婷 ARP681 Rep 2008-09-18 2013-10-30
200 Zhang, Weifeng (SFC:AOT367) 張偉峰 AOT367 Rep 2011-04-06 2014-04-30
201 Zhao, Yingxiang 趙英向 AVK731 Rep 2010-07-02 2015-10-01
202 Zhou, Enxu 周恩旭 AWJ278 Rep 2010-11-30 2014-07-06
203 Ziegler, Richard Paul 41 M AMS785 Rep 2005-11-29 2024-02-14

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top