CLSA RESEARCH LIMITED 里昂證券投資研究有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Ashish Ashok | M | ARQ376 | Rep | 2008-09-22 | 2012-11-01 | |
| 2 | Anwar, Jessica Felicia 翁淑美 | F | AXQ549 | Rep | 2011-08-01 | 2012-12-17 | |
| 3 | Balanco, Laurence | M | APG273 | Rep | 2008-06-19 | 2012-12-17 | |
| 4 | Baratte, Nicolas Guy Gabriel | M | AWN751 | Rep | 2011-08-11 | 2012-12-24 | |
| 5 | Bowers, John Pennington | M | ARM695 | Rep | 2008-08-25 | 2012-12-24 | |
| 6 | Bradley, Edmund Hugh | M | ABS842 | RO | 2014-06-18 | ||
| 7 | Bruce, Robert Cameron | M | AEC837 | Rep | 2007-06-21 | 2012-12-24 | |
| 8 | Campbell, Oliver Martin (SFC:AOO985) | M | AOO985 | Rep | 2010-05-05 | 2012-12-24 | |
| 9 | Capron, Jeremie Laurent | M | APB797 | Rep | 2007-06-29 | 2012-12-10 | |
| 10 | Chan, Kevin Wing Tak 陳永德 | 46 | M | ACN248 | Rep | 2008-06-27 | 2012-12-17 |
| 11 | Chaturvedi, Deepti | ARP391 | Rep | 2008-09-11 | 2012-12-03 | ||
| 12 | Chen, Chia-Chi 陳佳琦 | AOS687 | Rep | 2007-04-16 | 2012-12-10 | ||
| 13 | Chen, Qianqian (SFC:AUV895) 陳乾乾 | AUV895 | Rep | 2010-03-08 | 2012-12-31 | ||
| 14 | Chen, Yen-Fu 陳彥甫 | AYE805 | Rep | 2011-10-21 | 2012-11-30 | ||
| 15 | Chen, Zibo 陳子博 | AUR285 | Rep | 2011-07-04 | 2012-12-31 | ||
| 16 | Cheng, Chao-Kang 鄭兆剛 | AOX412 | Rep | 2007-05-21 | 2012-12-03 | ||
| 17 | Cheng, Patricia Oi Ching 鄭愛晶 | F | ATM958 | Rep | 2009-08-21 | 2012-12-24 | |
| 18 | Cheung, Francis Yiu Cheong 張耀昌 | M | AFZ520 | Rep | 2012-12-10 | ||
| 19 | Chin, Clare Kit Ching | F | AQA973 | Rep | 2007-11-29 | 2012-12-03 | |
| 20 | Chu, Tien 朱恬 | AOX106 | Rep | 2007-05-18 | 2012-11-30 | ||
| 21 | Chung, Yong Ho | AQI680 | Rep | 2008-02-01 | 2012-12-31 | ||
| 22 | Cochran, Shaun Donald | M | APA066 | Rep | 2007-06-07 | 2012-12-31 | |
| 23 | Da Cruz, Antonia Maria 告崇 | F | AQD991 | Rep | 2007-12-18 | 2012-12-01 | |
| 24 | Dinwoodie, Christian Gilbert | M | ANA837 | Rep | 2008-09-05 | 2012-12-03 | |
| 25 | Driscoll, Andrew Tasman | M | ALT900 | Rep | 2005-03-07 | 2012-12-03 | |
| 26 | Dutta, Anirudha | APC644 | Rep | 2007-07-03 | 2012-11-01 | ||
| 27 | Dwerryhouse, Alan Damian (1966-11-10) | 46 | M | ARP686 | Rep | 2008-09-18 | 2012-12-03 |
| 28 | Dy, Alfred Olmedo | M | APA371 | Rep | 2007-06-25 | 2012-11-01 | |
| 29 | Evans, Matthew Neil (SFC:AFC355) | M | AFC355 | Rep | 2007-06-13 | 2012-12-17 | |
| 30 | Feng, Dawei (SFC:AQO276) 馮大為 | AQO276 | Rep | 2009-02-04 | 2012-12-10 | ||
| 31 | Fischer, Aaron Alexander 余雅樂 | M | ALW738 | Rep | 2007-06-08 | 2012-12-03 | |
| 32 | Fishwick, Eric James | M | AFJ086 | Rep | 2008-08-08 | 2012-12-10 | |
| 33 | Galligan, Jonathan Philip | M | AQM705 | Rep | 2010-01-20 | 2012-12-17 | |
| 34 | Garg, Amit (SFC:AVV363) | AVV363 | Rep | 2010-09-06 | 2012-11-01 | ||
| 35 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | AHB999 | Rep | 2007-08-30 | 2012-12-03 | |
| 36 | Gill, Zachary Charles | M | AVL713 | Rep | 2011-07-04 | 2012-12-31 | |
| 37 | Gotama, Suwantara Lim | ARP468 | Rep | 2008-09-17 | 2012-12-31 | ||
| 38 | Harbison, Janet Ruth | F | ARP726 | Rep | 2008-09-18 | 2012-12-10 | |
| 39 | Huang, Chen (SFC:AQM708) 黃晨 | AQM708 | Rep | 2009-02-03 | 2012-12-03 | ||
| 40 | Huang, Li Shun 黃立舜 | AVJ727 | Rep | 2011-08-22 | 2012-12-24 | ||
| 41 | Hui, Lap Yin 許立賢 | AVW181 | Rep | 2010-09-10 | 2012-12-17 | ||
| 42 | Imazu, Nanako | AVU642 | Rep | 2010-08-31 | 2012-12-17 | ||
| 43 | Inoue, Toshiki (SFC:AXX980) 井上壽毅 | AXX980 | Rep | 2011-08-31 | 2012-12-04 | ||
| 44 | Joshi, Nimish Amar | ATR487 | Rep | 2009-09-15 | 2012-12-24 | ||
| 45 | Kale, Shrikant Baburao | AWL660 | Rep | 2010-12-31 | 2012-12-31 | ||
| 46 | Katano, Shizuka | AXX066 | Rep | 2011-08-31 | 2012-12-31 | ||
| 47 | Kedia, Mahesh Kumar | M | ANZ660 | Rep | 2009-10-28 | 2012-12-17 | |
| 48 | Keung, Helen Hoi Ling 姜凱齡 | F | AQP995 | Rep | 2010-03-31 | 2012-12-10 | |
| 49 | Kou, Mariana Chung Yin 高頌妍 | 28 | F | AVE181 | Rep | 2010-05-17 | 2012-12-24 |
| 50 | Kuik, Xiao-Shi 郭曉詩 | AYO671 | Rep | 2011-12-01 | 2012-10-04 | ||
| 51 | Lam, Man Ho (SFC:AXI653) 林文浩 | AXI653 | Rep | 2011-06-10 | 2012-12-17 | ||
| 52 | Laprise, James Scott | M | AOU071 | Rep | 2007-04-10 | 2012-12-10 | |
| 53 | Lee, David Jun Hyuk 李峻赫 | M | AEO164 | Rep | 2008-02-01 | 2012-12-03 | |
| 54 | Lesmina, Sarina | AOU971 | Rep | 2010-09-08 | 2012-12-31 | ||
| 55 | Leung, Heung Yik 梁向奕 | AIH476 | Rep | 2012-12-10 | |||
| 56 | Leung, Richard Chi Wing 梁志榮 | M | APZ101 | Rep | 2009-09-28 | 2012-11-30 | |
| 57 | Leung, Sze Wai (SFC:AMJ602) 梁思慧 | AMJ602 | Rep | 2007-08-22 | 2012-12-31 | ||
| 58 | Li, Yuan (SFC:AXQ330) 李原 | AXQ330 | Rep | 2011-07-27 | 2012-12-24 | ||
| 59 | Lim, Dong Soo 林東秀 | AME244 | Rep | 2007-06-07 | 2012-12-03 | ||
| 60 | Lisahapanya, Narongpand | AVU843 | Rep | 2010-09-07 | 2012-12-17 | ||
| 61 | Liu, Marcus Chun Hao 廖俊豪 | M | AVY718 | Rep | 2010-09-27 | 2012-12-17 | |
| 62 | Loong, Chee Wei | AMJ210 | Rep | 2007-07-03 | 2012-11-01 | ||
| 63 | Lu, Kuen-Lin 呂昆霖 | ASD704 | Rep | 2009-01-02 | 2012-11-01 | ||
| 64 | Ma, Cherry 馬卓藍 | F | AYC317 | Rep | 2011-10-14 | 2012-12-03 | |
| 65 | Maes, Caroline Nelly Paul | AOY692 | Rep | 2011-09-02 | 2012-08-04 | ||
| 66 | Maheshwari, Vivek | M | AVU988 | Rep | 2010-09-03 | 2012-12-31 | |
| 67 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2012-12-17 | |||
| 68 | Matthew, Oliver James Gray | M | ARO877 | Rep | 2008-09-10 | 2012-12-24 | |
| 69 | Maynard, Andrew Charles | M | ACK647 | Rep | 2011-05-30 | 2012-12-03 | |
| 70 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-07-02 | 2012-12-24 | |
| 71 | Meng, Fanjie (SFC:AVC118) 孟凡杰 | AVC118 | Rep | 2010-05-07 | 2012-12-10 | ||
| 72 | Mercado, Rafael Enrico | M | AXY843 | Rep | 2011-08-31 | 2012-12-24 | |
| 73 | Muston, Nigel Peter | M | AQU888 | Rep | 2008-04-24 | 2012-12-24 | |
| 74 | Naik, Abhijeet Kisan | ATS209 | Rep | 2009-09-17 | 2012-11-01 | ||
| 75 | Nandurkar, Mahesh Yashwant | M | ARQ374 | Rep | 2008-09-22 | 2012-12-17 | |
| 76 | Neelakantan, Krishnan | APC641 | Rep | 2007-07-03 | 2012-11-01 | ||
| 77 | Ng, Huei Suen | AQE291 | Rep | 2007-12-27 | 2012-12-10 | ||
| 78 | Oh, Jon Teng | ATC963 | Rep | 2009-06-24 | 2012-12-17 | ||
| 79 | Oh, Jung Won | APA039 | Rep | 2007-07-03 | 2013-01-04 | ||
| 80 | Ovington, Derek Ramsay | M | AVV998 | Rep | 2010-09-10 | 2012-08-07 | |
| 81 | Panjwani, Rajesh | M | ARQ373 | Rep | 2008-09-22 | 2012-12-24 | |
| 82 | Panpiemras, Soraphob | AOX440 | Rep | 2011-08-15 | 2012-12-31 | ||
| 83 | Park, Terence-Young | ARN268 | Rep | 2008-08-25 | 2012-12-31 | ||
| 84 | Paterson, James Willock | M | ADA085 | RO | 2009-05-08 | 2013-02-26 | |
| 85 | Paulsen, Morten (SFC:AXW972) | AXW972 | Rep | 2011-08-31 | 2012-12-17 | ||
| 86 | Peramunetilleke, Desamanya C. | ALY370 | Rep | 2009-11-25 | 2012-12-10 | ||
| 87 | Phutela, Shantnu | AXX520 | Rep | 2011-09-02 | 2012-12-17 | ||
| 88 | Powell, Simon Philip | M | AOA162 | Rep | 2006-09-27 | 2012-12-31 | |
| 89 | Quah, Paul Wui Khaig | M | ALW871 | Rep | 2007-08-30 | 2012-12-24 | |
| 90 | Rhodes, Graham Frederick (SFC:AYB040) | M | AYB040 | Rep | 2012-01-17 | 2012-11-30 | |
| 91 | Richter, Christopher John | M | AQI406 | Rep | 2008-01-21 | 2012-12-03 | |
| 92 | Schuster, Andreas Albert | M | APF264 | Rep | 2007-07-25 | 2012-11-01 | |
| 93 | Schutte, Daniel Johannes | M | AHD687 | RO | 2009-12-31 | 2014-06-18 | |
| 94 | Senaratne, Dee Cyril | M | ARG664 | Rep | 2008-06-27 | 2012-12-03 | |
| 95 | Shi, Jialong 史家龙 | ASK682 | Rep | 2011-02-14 | 2012-12-17 | ||
| 96 | Sutton, Peter Thomas | M | ADK261 | Rep | 2009-03-31 | 2012-12-24 | |
| 97 | Tanedo, Corrince Hazel Gan | AVV718 | Rep | 2010-09-08 | 2012-12-10 | ||
| 98 | Tantuico, Anna Francesca Syjuco | F | AWA044 | Rep | 2011-06-28 | 2012-12-03 | |
| 99 | Tyagi, Abhishek (SFC:AXY338) | AXY338 | Rep | 2011-08-31 | 2012-11-01 | ||
| 100 | Vanderschelden, Alexandra | F | AYG475 | Rep | 2011-10-19 | 2012-11-01 | |
| 101 | Vantarakis, Jayden Cain | AXX772 | Rep | 2011-09-05 | 2012-12-10 | ||
| 102 | Wan, Paul Po Wing 溫寶榮 | M | APC277 | Rep | 2007-07-04 | 2012-12-24 | |
| 103 | Wang, Zhong Yang 王鐘楊 | AXN241 | Rep | 2011-07-13 | 2012-12-24 | ||
| 104 | Waterhouse, Julian Brian | M | ALB052 | Rep | 2010-08-31 | 2012-12-10 | |
| 105 | Wei, Xiaopo 魏晓坡 | AKN219 | Rep | 2007-06-26 | 2012-12-31 | ||
| 106 | Wong, Yew Kiang | AOY690 | Rep | 2007-06-04 | 2012-12-31 | ||
| 107 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2006-10-09 | 2012-12-24 | ||
| 108 | Wood, Christopher James Russell | 55 | M | ADU465 | Rep | 2012-12-10 | |
| 109 | Woods, John Joseph | M | AUN839 | Rep | 2011-08-26 | 2012-12-17 | |
| 110 | Yam, Tsz Chun 任子駿 | AQC811 | Rep | 2010-10-27 | 2012-12-31 | ||
| 111 | Yonts, Charles Anthony | M | AJM207 | Rep | 2007-05-03 | 2012-12-03 | |
| 112 | Yoshida, Masao | AXY832 | Rep | 2011-09-02 | 2012-12-17 | ||
| 113 | Yuen, Hang Ngai 袁恆毅 | ARS103 | Rep | 2010-12-17 | 2012-12-03 | ||
| 114 | Yusui (bourlet), Edward Kai | M | AVV364 | Rep | 2010-09-06 | 2012-12-03 |
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