SPARX Asia Investment Advisors Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bahra, Kanwaljit Singh | M | AOP170 | RO | 2007-09-25 | 2011-12-31 | |
| 2 | Chau, Kwok Fai 周國輝 | ANX794 | Rep | 2006-09-11 | 2014-08-18 | ||
| 3 | Doud, Thomas Andrew | M | ALS129 | Rep | 2005-03-22 | 2011-10-28 | |
| 4 | Fan, Weiwei (SFC:ALW233) 范維維 | ALW233 | Rep | 2007-06-25 | 2012-07-06 | ||
| 5 | Flint, Darryl Mark | M | AIO091 | RO | 2007-04-03 | 2011-10-28 | |
| 6 | Fong, Poh Chung 方寶畯 | AGL046 | Rep | 2007-09-05 | 2014-11-24 | ||
| 7 | Fung, David Yu Wai 馮裕偉 | M | ADY240 | Rep | 2006-09-11 | 2012-01-11 | |
| 8 | Jue, Stephen Tukqun 居德鈞 | M | AIQ688 | Rep | 2010-10-18 | 2014-01-31 | |
| 9 | Kim, Byung Hak | AXI008 | Rep | 2011-05-24 | 2012-02-22 | ||
| 10 | Kim, Min Soo (SFC:AEP532) | AEP532 | RO | 2009-06-05 | 2015-03-19 | ||
| 11 | Kwok, Yik Ki 郭奕琪 | APF296 | Rep | 2007-08-13 | 2012-06-18 | ||
| 12 | Lee, Byoung Nam 李秉南 | AXL785 | Rep | 2011-06-24 | 2012-11-30 | ||
| 13 | Macleod, Torquil Magnus | M | ALN360 | Rep | 2006-11-03 | 2011-10-28 | |
| 14 | McDade, Richard William | M | AXC311 | Rep | 2011-03-29 | 2011-10-28 | |
| 15 | Mepani, Pravin (SFC:ALW554) | ALW554 | Rep | 2005-05-09 | 2012-02-09 | ||
| 16 | Saha, Kunal (SFC:APB639) | APB639 | Rep | 2007-06-07 | 2011-10-28 | ||
| 17 | Taniguchi, Masaki 谷口正樹 | AOD538 | RO | 2011-07-21 | 2012-03-31 | ||
| 18 | Vaswani, Arun Purushotam | M | AMK294 | Rep | 2005-08-29 | 2011-10-28 |
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