SAMSUNG SECURITIES (ASIA) LIMITED 三星證券(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Alford, Terrence Miguel		M	ADX525	Rep	2011-01-25	2012-02-03
2	Ang, Eric Tai Yue 洪大裕		M	ADJ380	Rep	2010-12-15	2012-02-03
3	Biro, Sophie Valerie Louba		F	ALK025	Rep	2011-07-13	2012-02-03
4	Cai, Yun (SFC:AMY763) 蔡韻			AMY763	Rep	2009-08-18	2012-02-03
5	Chan, Emerson Yue Hang 陳俞亨		M	AUK171	Rep	2011-03-22	2012-02-03
6	Chan, Ivan Chuk Cheung 陳祝祥	43	M	AJB937	RO	2010-02-05	2012-02-03
7	Chan, Ming Hang (SFC:APK743) 陳銘恆			APK743	Rep	2010-12-01	2012-02-03
8	Chan, Pui Tin (SFC:APK145) 陳佩鈿			APK145	Rep	2011-06-15	2012-02-03
9	Chang, David Young		M	AVT216	Rep	2010-08-26	2015-05-26
10	Chang, Hsun-Chih 張玄志			AUG806	Rep	2010-09-28	2012-02-03
11	Chen, Chen (SFC:AVZ038) 陳晨			AVZ038	Rep	2010-09-30	2012-02-03
12	Chen, Lijuan (SFC:AWC882) 陳鸝鵑			AWC882	Rep	2010-10-21	2012-02-03
13	Chen, Marvin Min Kong 陳明康		M	AXR279	Rep	2011-07-25	2012-02-03
14	Chen, Tzu-Yuan (SFC:ARP301) 陳姿元			ARP301	Rep	2010-09-10	2012-02-03
15	Chen, Yi Lin (SFC:AWC188) 陳誼玲			AWC188	Rep	2010-10-15	2012-02-03
16	Cheong, Jihun 鄭址憲			AVI322	Rep	2010-06-18	2011-10-13
17	Cheung, Ka Che 張家熾			AFX502	Rep	2009-09-29	2011-12-02
18	Cheung, Wai Kay (SFC:AEK987) 張偉奇			AEK987	RO	2011-04-12	2012-02-03
19	Chin, Kong Yew			ADS225	RO	2011-05-17	2012-02-03
20	Chiu, Wing Fai 趙永輝			ADS695	Rep	2010-11-24	2012-02-03
21	Cho, Hyungsoo			ATN382	Rep	2009-08-10	2014-05-03
22	Chong, Paul Choong Leong 張忠良	44		ADC904	Rep	2009-07-02	2011-10-19
23	Chow, Derrick Ding Vic 周定域	43	M	ABM777	Rep	2011-04-18	2012-02-03
24	Clark, Bettina Gay		F	AHL626	Rep	2010-11-15	2011-11-25
25	Francis, Russell Simon		M	AIO548	Rep	2009-09-29	2012-02-03
26	Gao, Muzi 高慕紫			AXC397	Rep	2011-04-11	2011-09-12
27	Garthoff, Alexander Raymond		M	ABV792	Rep	2011-03-07	2011-12-02
28	Goulburn, Robert James		M	AFP789	Rep	2010-07-08	2012-02-03
29	Gu, Xiang (SFC:AMF482) 谷香			AMF482	Rep	2010-08-30	2012-02-03
30	Han, Sung Joo 韓盛柱			ARH699	RO	2008-12-16
31	Hilboldt, Thomas Christian		M	AFD025	Rep	2011-07-27	2012-02-03
32	Hopson, Anthony Francis (SFC:AOO457)		M	AOO457	Rep	2011-03-28	2012-02-03
33	Hsu, Chung-Wei (SFC:APR573) 徐忠偉			APR573	Rep	2011-01-10	2012-02-03
34	Hsu, Hai Yeh 許海曄			AVI172	Rep	2010-06-15	2012-02-03
35	Hwang, Sung June 黃盛俊			ABX334	RO	2010-09-20	2012-08-01
36	Jacobsen, Russell James		M	AOG291	RO	2011-05-20	2012-02-17
37	Jen, Edward Hsi Ken		M	AVS823	Rep	2010-08-27	2012-02-03
38	Kim, So Youn			AVY431	Rep	2010-09-28	2016-09-29
39	Lam, Nancy Man Wai 林文慧		F	ANO998	Rep	2010-09-29	2012-02-03
40	Lau, Hwa Jen 劉華仁			AJC307	Rep	2010-09-29	2012-02-03
41	Lee, Chi Cheung (SFC:AXR940) 李賜祥			AXR940	Rep	2011-07-27	2011-09-16
42	Lee, Gary (SFC:AUP537) 李嘉瑜		M	AUP537	Rep	2011-06-15	2012-02-03
43	Lee, Jae Hyun			AVQ512	Rep	2010-08-05	2012-10-10
44	Lee, Wee Liat 李偉烈			APY382	Rep	2010-08-02	2012-02-03
45	Leung, Polly Pui Ling		F	AJB855	Rep	2009-09-07	2012-02-03
46	Lin, Yi-Chun (SFC:AXP595) 林怡君			AXP595	Rep	2011-07-08	2012-02-03
47	Lu, Chia-lin 呂家霖			AWB680	Rep	2010-10-13	2012-02-03
48	Ma, Chao (SFC:AUR848) 馬超			AUR848	Rep	2010-02-08	2011-10-21
49	Ma, Michelle Qiaoqiao 馬喬喬		F	ARB952	Rep	2009-12-15	2012-02-03
50	Man, Yuk Fai (SFC:ATY462) 文旭輝			ATY462	Rep	2009-10-22	2012-02-03
51	Marsden, Matthew Owen		M	AMA934	Rep	2009-12-04	2011-08-08
52	Metcalfe, Stephen Donald		M	ACR545	Rep	2010-10-08	2011-10-18
53	Miao, Fan 苗帆			ATB864	Rep	2010-03-04	2012-02-03
54	Nihalani, Rajesh Ghansham		M	AFU573	Rep	2010-08-20	2012-02-03
55	Oyson, Michaelangelo De Los Reyes			AJA485	Rep	2011-01-17	2012-02-03
56	Park, Ha Sung			AVD520	Rep	2010-05-11	2012-03-13
57	Poon, Alex Chun Man 潘俊文			AXF905	Rep	2011-05-04	2012-02-03
58	Ruffy, Francis Nicolo Punzalan		M	AQM397	Rep	2011-01-24	2012-02-03
59	Seth, Chetan			AWW238	Rep	2011-03-01	2012-02-03
60	Shih, Aaron 施昌勤		M	ABE603	Rep	2009-08-11	2012-02-17
61	Shvets, Viktor			ACQ231	Rep	2010-11-22	2012-02-03
62	Sim, Choon 沈俊			ADQ377	RO	2009-09-22	2012-07-03
63	Tai, Renee Wing Chiu 戴穎昭		F	ADI915	Rep	2010-10-13	2012-02-03
64	Tam, Tommy Yuk Tong 譚毓棠		M	AVZ831	Rep	2010-10-06	2012-02-03
65	Tang, Eric Kiu Fung 鄧翹鋒		M	ABZ155	Rep	2009-08-19	2012-02-03
66	Tseng, Hsu-Liang 曾緒良			AVA234	Rep	2011-05-11	2012-02-03
67	Tsoi, Man (SFC:AIU275) 蔡雯			AIU275	Rep	2010-11-29	2012-02-03
68	Tsui, Yat Yin 徐逸彥			AVQ975	Rep	2010-08-16	2012-02-03
69	Wang, Gongxun (SFC:AXF925) 王功勳			AXF925	Rep	2011-05-04	2011-10-31
70	Wang, Ming-Chieh 王銘傑			AXP589	Rep	2011-07-08	2012-02-03
71	Wong, Chi Leung (SFC:AVM521) 黃智亮			AVM521	Rep	2010-07-16	2012-02-03
72	Wong, Po Chin 黃步前			ALY361	Rep	2009-09-28	2012-02-03
73	Wong, Yat Lam (SFC:AHY120) 王逸林			AHY120	RO	2011-07-04	2012-02-03
74	Wuh, Paul I		M	ANK394	Rep	2009-08-17	2012-02-03
75	Xu, Xiaopeng 徐霄鵬			AWT597	Rep	2011-02-14	2012-05-01
76	Yeoh, Benjamin Kim Meng		M	AMU299	Rep	2010-12-03	2012-02-03
77	You, Ching Yung 尤靖湧			AOV056	Rep	2010-11-01	2012-02-03
78	Zamora, Ruben Llenado		M	AEE310	Rep	2011-05-25	2012-02-03
79	Zhang, Hui (SFC:AOX819) 張輝	43	M	AOX819	Rep	2011-02-09	2012-02-03
80	Zhang, Xiaodan (SFC:AUZ054) 張曉丹			AUZ054	Rep	2010-04-01	2011-12-16
81	Zhu, Jinji 朱勁吉			ARG203	Rep	2009-09-29	2012-02-03

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