CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Chan, Ka Chun (SFC:ABG469) 陳家俊			ABG469	Rep	2011-06-24	2011-07-26
2	Lu, Yilin (SFC:AOG682) 呂禕麟	30	M	AOG682	RO	2011-05-25	2013-10-23
3	Wan, Li (SFC:AHD514) 萬里			AHD514	RO	2011-05-25	2012-02-17

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