GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Agne, Mark Edward (SFC:ANP670) M ANP670 RO 2006-09-26 2016-05-21
2 Alireza, Yusuf Abdulla Yusuf Akbar 41 M ARG448 RO 2011-05-25 2011-12-08
3 Ben-Shachar, Sa-Ar David M AQI397 Rep 2008-01-22 2016-10-10
4 Besson, Guillaume Gerard Marie M ALI003 RO 2011-02-23 2016-03-02
5 Chan, Beonna Mei Chun 陳美珍 AAF948 Rep 2011-10-11
6 Chan, Kelvin Chi Kong 陳志江 M AHS841 Rep 2011-02-25 2014-04-18
7 Chan, Pui Ping 陳沛萍 ACW670 Rep 2016-10-10
8 Chau, Chun 周聰 ACS103 Rep 2016-10-10
9 Cheeseman, Robert Ross M ANY227 Rep 2006-09-19 2012-03-16
10 Deats, Warren Edmund M AWD931 Rep 2010-10-29 2012-02-25
11 Flamand, Philippe Francois M AUS996 Rep 2010-02-25 2012-05-01
12 Freshwater, Timothy George 范華達 67 M ADV670 RO 2011-08-26
13 Joly, Jean Denis AMN692 Rep 2005-10-03 2012-02-06
14 Kim, David Doopyo M APR027 Rep 2007-09-19 2012-04-26
15 Kim, Jeffrey Il Jung M ATQ943 Rep 2009-09-03 2012-02-15
16 Kok, Ka Keung 郭家強 AHF204 Rep 2010-04-08 2016-03-19
17 Kong, Luhua 孔露華 AOL209 Rep 2007-09-12 2011-10-19
18 Koto, Hisanori 古東久典 ANS125 Rep 2006-08-04 2012-02-17
19 Lau, Lambert Ming Yeung 劉名揚 32 M AGP157 Rep 2015-10-19
20 Leung, Simon Chung Man 梁頌文 M AJL621 Rep 2011-03-25 2014-02-19
21 Machin, Mark Gordon Adam M ACT421 RO 2006-09-11 2011-08-26
22 Mak, William Wai Hang 麥偉恒 M AUZ473 Rep 2010-04-12 2016-10-10
23 Maliah, Raghav AFR865 RO 2011-06-01 2011-08-26
24 McCarthy, Brendan Michael (SFC:AQQ106) M AQQ106 Rep 2009-06-25 2013-01-10
25 McTamaney, Robert Anthony III M AON377 RO 2007-10-29 2011-07-01
26 Mithran, Girish AFU262 Rep 2003-11-07 2012-03-21
27 Moser, Ronald J Jr M AOU908 Rep 2008-02-15 2016-06-01
28 Okabe, Toru AGG883 Rep 2012-07-28
29 Piplani, Dhruv AOX012 Rep 2010-11-17 2011-12-12
30 Ryan, David Michael (SFC:ADX838) M ADX838 Rep 2008-06-01 2012-05-14
31 Sahni, Akshay M AMC661 Rep 2009-07-15 2015-02-05
32 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2005-10-25 2016-05-06
33 Shen, Benjamin Guanfuu M AVS738 Rep 2010-08-26 2012-07-07
34 Shu, Karman Hoi Ming 舒凱明 AQB106 Rep 2007-11-29 2016-03-02
35 Tang, Yue Han AVS022 Rep 2010-09-03 2014-05-31
36 Tom, Edward 譚子平 M ANF158 Rep 2007-03-30 2014-06-19
37 Torrible, David Geoffrey 大衛德利保 M ACC905 RO 2008-07-11 2012-02-06
38 Wan, Yu Tsung 尹宇冲 ANQ569 Rep 2006-07-11 2016-10-10
39 Wang, Jian (SFC:APB793) 王堅 APB793 Rep 2007-06-11 2011-07-23
40 Wu, Michael David Ping Lam 吳炳霖 29 M ASD087 Rep 2008-12-05 2013-10-25
41 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2016-06-29
42 Zagury, Alan M ARN030 Rep 2008-08-12 2015-04-01
43 Zhang, You (SFC:AMF141) 章友 AMF141 Rep 2005-08-09 2015-01-29
44 Zhao, Jinxiang 趙金祥 AJA977 Rep 2009-10-20 2014-01-29

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