ICAP Equities Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Acton, Mark David M ASX749 Rep 2009-05-11 2013-04-15
2 Burke, Daniel Christopher (SFC:ASE642) M ASE642 Rep 2011-04-21 2011-10-11
3 Bustamante, Thaddeus Raymund Bryan Lontoc M AXD242 Rep 2011-04-12 2012-06-13
4 Corner, Andrew Mark Gordon M AOK590 RO 2010-11-19 2013-05-31
5 Creedon, Tom M APL757 Rep 2010-01-15 2012-07-27
6 Dehlouz, Laurent ASX160 RO 2009-05-14 2011-07-29
7 Fodchuk, Gregory John Thomas M AXC430 Rep 2011-04-29 2016-10-14
8 Fok, Gary Do Ming 霍道明 M ASX198 Rep 2009-05-05 2015-05-19
9 Gutu, Tafadzwa (SFC:AWM073) AWM073 Rep 2010-12-20 2014-03-31
10 Huang, Yiran (SFC:AWS789) 黃屹然 AWS789 Rep 2011-01-28 2014-07-31
11 James, Joel Graeme M AWS778 Rep 2011-01-28 2014-03-10
12 Larkin, John Michael M AVC808 Rep 2010-05-07 2012-04-05
13 Neary, Jarrod Kevin M AST182 Rep 2011-03-04 2013-12-14
14 Oliver, James Campbell M ARW738 Rep 2011-04-01 2012-10-24
15 Pascual, Francis Mark Azcarate M APS311 Rep 2011-03-21 2012-04-30
16 Ponter, Mark Charles M AWM067 Rep 2011-01-13 2011-05-31
17 Siddons, Robert Leon M AXC429 Rep 2011-04-29 2016-09-30
18 Sing, Raymond Pui Choy 成培洲 M ALZ057 Rep 2009-05-07 2014-07-25
19 Smedhall, Sandra Estelle F ARW143 Rep 2009-05-21 2012-01-24
20 Sohn, Charles Chongho M AUA852 Rep 2011-04-01 2015-06-05
21 Taylor, Jamie Robert (SFC:ASX463) M ASX463 Rep 2009-05-04 2014-07-25
22 Thomas, Andrew James (SFC:ASX464) M ASX464 Rep 2009-05-04 2012-01-30
23 Zhang, Rui (SFC:AWU195) 張睿 AWU195 Rep 2011-02-16 2015-05-01

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