HSBC Global Asset Management Holdings (Bahamas) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Conxicoeur, Patrice Pierre Henri		M	AIY478	RO	2008-07-28	2015-05-06
2	Ebrahim, Ayaz Hatim		M	AAJ072	RO	2010-06-11	2011-05-13
3	Hau, Winnie Wai Yin 侯慧賢		F	AAO493	RO	2006-01-18	2011-07-29
4	Spence, Susannah Mary		F	AAK751	RO	2006-01-18	2019-07-15

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