DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Ahn, Soo Yong 安秀鏞 | ASM065 | Rep | 2009-02-25 | 2012-03-01 | ||
2 | Aldworth, James Garton | M | APN875 | Rep | 2007-08-30 | 2016-06-20 | |
3 | Andrianov, Mykola | AOP235 | Rep | 2007-02-23 | 2012-09-06 | ||
4 | Baker, Cristy | AUA663 | Rep | 2009-10-23 | 2012-07-27 | ||
5 | Bean, James Mark | M | AMP165 | Rep | 2005-10-18 | 2014-06-12 | |
6 | Bennett, Charles Andrew Coghlan | M | AMY969 | Rep | 2007-07-24 | 2013-08-28 | |
7 | Boulay, Nicolas Philippe | 35 | M | AQI395 | Rep | 2010-04-20 | 2011-07-30 |
8 | Brixen, Scott Bradley | M | ADZ914 | Rep | 2007-11-09 | 2014-01-30 | |
9 | Brown, Anthony George (SFC:APU473) | M | APU473 | RO | 2010-05-17 | 2013-09-09 | |
10 | Bugel, Michael Bartus | M | ABQ525 | Rep | 2010-08-17 | 2012-06-13 | |
11 | Chai, Tak Loon 蔡達龍 | AWH859 | Rep | 2010-11-16 | 2011-03-22 | ||
12 | Chan, Danny Yuet Hang 陳悅恆 | AJJ615 | Rep | 2004-01-15 | 2011-05-14 | ||
13 | Chan, Edmund Wing Hong 陳永康 | M | AEX593 | Rep | 2003-09-11 | 2011-06-30 | |
14 | Chan, Fabian Cheuk Hin 陳卓鶱 | M | AQG810 | Rep | 2008-01-10 | 2014-07-05 | |
15 | Chan, Spencer Kwok Wai 陳國偉 | M | AEF253 | Rep | 2006-04-03 | 2013-08-07 | |
16 | Chandak, Dhiraj | ANB378 | Rep | 2006-02-20 | 2019-09-03 | ||
17 | Chandler, Benjamin Victor Michael | M | AEO780 | Rep | 2003-08-18 | 2011-03-30 | |
18 | Chang, Michael Cheun Chun 鄭翔浚 | M | AOH904 | Rep | 2006-12-20 | 2012-01-10 | |
19 | Chang, Michael Yio-How 張祐豪 | M | AGN920 | Rep | 2006-07-10 | 2011-06-24 | |
20 | Chen, Alexander Yang | M | AQZ635 | Rep | 2008-05-02 | 2012-09-05 | |
21 | Chen, Augustine | ALF255 | Rep | 2008-05-08 | 2011-04-09 | ||
22 | Chen, Xi (SFC:AUN143) 陳曦 | AUN143 | Rep | 2010-01-18 | 2011-06-10 | ||
23 | Cheung, Sze Chung 張思中 | AUM379 | Rep | 2010-01-07 | 2012-09-05 | ||
24 | Chiu, Angela Sou-Wai 招秀慧 | F | AWT846 | Rep | 2011-02-11 | 2011-08-27 | |
25 | Choi, Franky Ming Chit 蔡明哲 | APY708 | Rep | 2007-11-01 | 2012-01-06 | ||
26 | Chow, Anson Tsun Ho 周進浩 | AQG809 | Rep | 2008-01-10 | 2013-02-01 | ||
27 | Chow, Janet Wing-gee 周詠芝 | F | ASH894 | Rep | 2009-01-16 | 2012-09-19 | |
28 | Chow, Jimmy Ka Ching 周家正 | M | ADZ442 | Rep | 2006-08-16 | 2017-08-31 | |
29 | Chu, Brian Chi Yan 朱智仁 | M | ACX715 | Rep | 2010-09-15 | 2015-01-15 | |
30 | Chu, Michael (SFC:AVV245) | M | AVV245 | Rep | 2010-09-02 | 2012-03-30 | |
31 | Chuang, Christopher Jin-gee 莊進智 | M | AUM542 | Rep | 2010-01-08 | 2014-03-07 | |
32 | Chung, Jeffrey Jin Wook | M | AEA620 | Rep | 2014-04-10 | ||
33 | Chung, Ji Young | AGV338 | Rep | 2011-10-07 | |||
34 | Chung, Richard | M | ALW173 | Rep | 2009-08-20 | 2012-03-07 | |
35 | Ciani Bassetti, Pietro | M | ARR167 | Rep | 2008-09-30 | 2021-09-19 | |
36 | Clapham, Thomas Antony | M | AOC719 | Rep | 2006-10-27 | 2012-06-13 | |
37 | Creedon, Katherine Claire | F | AQI626 | Rep | 2008-01-22 | 2020-11-16 | |
38 | Das, Ashok Kumar (SFC:AVH956) | M | AVH956 | Rep | 2010-06-29 | 2018-03-21 | |
39 | Dattas, Bertrand Pierre Fernand | M | ANT751 | Rep | 2006-08-10 | 2011-08-23 | |
40 | Davis, Mark James (SFC:AQC318) | M | AQC318 | RO | 2009-10-09 | 2012-10-25 | |
41 | Day, Donald Kurt | M | AUN917 | Rep | 2010-01-18 | 2012-11-30 | |
42 | Doering, Michael Roger | M | ANQ240 | Rep | 2006-07-10 | 2014-01-03 | |
43 | Doyle, John Aaron | M | ATO458 | Rep | 2009-08-18 | 2019-10-29 | |
44 | Dwyer, Gregory James | M | AWT081 | Rep | 2011-02-07 | 2012-09-19 | |
45 | Ebert, Robert James | M | AVF581 | RO | 2010-10-15 | 2015-06-09 | |
46 | Ellis, James Andrew | M | ARR323 | Rep | 2008-09-30 | 2012-04-01 | |
47 | Everest, Steven Leslie | M | ARS776 | Rep | 2008-10-17 | 2015-03-01 | |
48 | Fairbairn, Glen Reginald | M | ARU495 | Rep | 2008-11-19 | 2012-12-12 | |
49 | Fu, Hsiang Chuan 傅祥銓 | ALR024 | Rep | 2010-08-30 | 2013-06-12 | ||
50 | Fung, Peter Yuk Kuen 馮旭乾 | M | AIU326 | RO | 2010-06-07 | 2011-03-10 | |
51 | Gan, Wee Leong 顏偉樑 | AML648 | Rep | 2008-08-26 | 2014-06-03 | ||
52 | Gandhi, Sonia (SFC:AWR811) | F | AWR811 | Rep | 2011-01-24 | 2012-11-20 | |
53 | Gautam, Rahul (SFC:ARV352) | ARV352 | Rep | 2008-11-06 | 2011-03-05 | ||
54 | Ghosh, Srijay | ASL686 | Rep | 2009-02-17 | 2011-04-19 | ||
55 | Goodwin, Andrew D | M | ASJ618 | Rep | 2009-01-29 | 2014-09-04 | |
56 | Guan, Ying (SFC:AWQ675) 關滢 | AWQ675 | Rep | 2011-01-17 | 2011-07-05 | ||
57 | Hague, Claire Elizabeth Logan | F | ALF606 | Rep | 2009-02-16 | 2011-04-09 | |
58 | Halliwell, Alison (SFC:ASF035) | F | ASF035 | Rep | 2009-01-02 | 2012-01-19 | |
59 | Hart, Matthew Edward | M | AUI290 | Rep | 2009-12-11 | 2012-01-12 | |
60 | Hayes, Arthur | M | ASJ614 | Rep | 2009-01-29 | 2011-06-11 | |
61 | Hesse, Nicolas Jean Georges | M | AOD300 | Rep | 2006-11-07 | 2013-01-17 | |
62 | Hil, Jeffery Chi Yung 許志勇 | M | AAJ464 | RO | 2011-10-18 | ||
63 | Ho, Chak Kie 何澤基 | AEC938 | Rep | 2017-07-21 | |||
64 | Ho, Karen Kar Wing 何嘉詠 | F | AQE832 | Rep | 2007-12-24 | 2013-03-07 | |
65 | Hogan, Robert Wilkes | M | APZ223 | Rep | 2008-01-10 | 2015-12-01 | |
66 | Hon, Kenneth Sau Yee 韓守義 | M | AJI837 | Rep | 2010-04-28 | 2011-06-02 | |
67 | Hosie, Neil Cameron | M | AHQ348 | RO | 2009-03-26 | 2017-03-31 | |
68 | Huang, Ruohai 黃若海 | AUM544 | Rep | 2010-01-08 | 2021-09-19 | ||
69 | Huang, Timmy Chi-ming 黃麒銘 | ASF036 | Rep | 2009-01-02 | 2011-10-17 | ||
70 | Huynh, Louis | M | AOQ937 | Rep | 2007-03-12 | 2012-09-05 | |
71 | Jaisingh, Rohit | AIZ536 | Rep | 2010-12-14 | 2012-04-16 | ||
72 | Jennings, James Anthony | M | AQS489 | Rep | 2011-02-25 | 2011-03-01 | |
73 | Jia, Chelsea Yue | AVX461 | Rep | 2010-09-20 | 2012-06-01 | ||
74 | Kamei, Takeya | APR736 | Rep | 2007-09-28 | 2013-12-02 | ||
75 | Kapoor, Chetan (SFC:AQO316) | AQO316 | Rep | 2008-02-26 | 2017-12-06 | ||
76 | Kaufmann, Kai | AQQ336 | Rep | 2008-03-10 | 2019-08-12 | ||
77 | Keenan, Russell Dennis | M | AOX305 | Rep | 2007-05-15 | 2017-06-09 | |
78 | Kesebi, Sukru | ATT835 | Rep | 2009-11-30 | 2014-11-26 | ||
79 | Khaimson, Evgeni | ARP463 | Rep | 2009-08-12 | 2012-07-01 | ||
80 | Khan, Asad Rahman | AUS963 | Rep | 2010-02-17 | 2012-01-12 | ||
81 | Kim, So Yeon | AMM348 | Rep | 2010-03-01 | 2013-02-01 | ||
82 | King, Hubert Duncan 金汶椿 | M | AES843 | Rep | 2015-06-08 | ||
83 | Kochhar, Sachin | AOD007 | Rep | 2011-02-18 | 2012-05-23 | ||
84 | Kohli, Sneha Shah | AVP148 | Rep | 2010-08-03 | 2011-12-09 | ||
85 | Kong, Rita Yan Yee 江欣兒 | AES247 | Rep | 2011-03-05 | |||
86 | Kudalkar, Anil Sadanand | ASJ616 | Rep | 2009-01-29 | 2016-02-27 | ||
87 | Kwan, Roy Chun Wai 關振緯 | 35 | M | AOT954 | Rep | 2007-04-03 | 2018-02-06 |
88 | Kwok, Isabella Ngan Ting 郭雁婷 | F | AGH147 | Rep | 2009-10-29 | 2018-05-08 | |
89 | Kwong, Marcus Mann 鄺孟芹 | M | AFU388 | Rep | 2009-06-29 | 2019-09-27 | |
90 | Kyim, Eugene Eong IL 金永日 | M | APA005 | Rep | 2010-09-30 | 2012-06-30 | |
91 | Lai, Alen Chi Wang 黎智弘 | AWQ674 | Rep | 2011-01-17 | 2012-06-13 | ||
92 | Lai, David Yuk Fai 賴玉輝 | M | ACU419 | Rep | 2004-07-02 | 2017-02-07 | |
93 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2007-05-25 | 2018-06-21 | ||
94 | Lala, Manish | AUZ529 | Rep | 2010-04-08 | 2019-11-30 | ||
95 | Lambos, Elizabeth Brett | F | ASH450 | Rep | 2009-01-14 | 2013-03-23 | |
96 | Lau, Adam Yue Che 劉宇池 | M | AGF159 | Rep | 2007-04-02 | 2014-08-09 | |
97 | Lau, Janice Wai Man 劉維敏 | F | AOL108 | Rep | 2007-01-17 | 2014-06-24 | |
98 | Lau, Ka Fei 劉嘉輝 | ASL713 | Rep | 2009-02-17 | 2011-07-01 | ||
99 | Lau, Marcus Chi Chiu 劉志超 | M | AAC292 | Rep | 2010-08-16 | 2012-09-05 | |
100 | Lau, Stephen Ying Tung 劉穎東 | M | ANM143 | Rep | 2006-06-01 | 2021-05-28 | |
101 | Laurent-Bellue, Edouard Marie Pierre | M | AWR814 | Rep | 2011-01-24 | 2011-04-19 | |
102 | Lee, Christopher Fai Man 李輝敏 | 45 | M | ACW239 | Rep | 2010-07-22 | 2012-02-16 |
103 | Lee, Derek Ho Yin 李浩然 | M | AOR573 | Rep | 2007-03-12 | 2011-03-25 | |
104 | Lee, Eric Cheng-Chiang 李正強 | M | AUC989 | Rep | 2010-06-10 | 2011-07-29 | |
105 | Lee, Gregory Joseph | M | APD818 | Rep | 2009-06-03 | 2012-02-13 | |
106 | Lee, John (SFC:APW367) | M | APW367 | Rep | 2007-10-24 | 2011-10-19 | |
107 | Lee, Roger Leonard (SFC:AVB844) | M | AVB844 | Rep | 2010-04-21 | 2012-09-05 | |
108 | Lee, Wen Long | ATB494 | Rep | 2009-06-15 | 2018-02-19 | ||
109 | Lee, Youn Wen | AHA183 | Rep | 2018-11-11 | |||
110 | Leonard, Neil Angus James | M | ANB385 | Rep | 2006-02-20 | 2012-09-05 | |
111 | Li, Alan Cheuk Lun 李卓倫 | M | AOC884 | Rep | 2006-11-01 | 2017-02-07 | |
112 | Li, Xianlin 李嫻琳 | AUN096 | Rep | 2010-01-12 | 2011-07-09 | ||
113 | Lim, Michelle Si Min 林思敏 | F | ASI130 | Rep | 2009-01-23 | 2019-10-11 | |
114 | Lin, David Ping 林平 | M | AOT744 | Rep | 2009-09-14 | 2012-09-05 | |
115 | Lonergan, Phillip Edward | M | ATB486 | Rep | 2010-08-10 | 2011-08-23 | |
116 | Longe, Kehinde Phillip Oladotun | M | ANT775 | Rep | 2009-10-06 | 2014-10-11 | |
117 | Lu, Hue Thi | ADT188 | Rep | 2007-08-03 | 2012-06-13 | ||
118 | Luk, Yin Man 陸燕雯 | AEQ086 | Rep | 2008-08-27 | 2012-09-05 | ||
119 | Luo, Wei (SFC:AUQ322) | AUQ322 | Rep | 2010-01-27 | 2012-01-11 | ||
120 | Ma, Sin Chi 馬善智 | 37 | M | AFQ486 | RO | 2010-04-20 | 2012-01-06 |
121 | Macdonald, Matthew Douglas | M | ALK219 | Rep | 2010-07-06 | 2014-09-19 | |
122 | Maloney, Mark Robert | M | APR781 | Rep | 2007-10-02 | 2013-08-31 | |
123 | Marchio, Steven Santo Peter | M | AVP004 | Rep | 2010-07-29 | 2019-10-13 | |
124 | Mason, Matthew James (SFC:AQM089) | M | AQM089 | Rep | 2009-03-25 | 2014-06-12 | |
125 | Mathur, Rajat (SFC:AVQ939) | AVQ939 | Rep | 2010-08-05 | 2014-06-10 | ||
126 | McAuliffe, James Anthony | M | ANL063 | Rep | 2010-04-01 | 2011-05-11 | |
127 | Menser, Brooke Josephine | APP371 | Rep | 2009-02-17 | 2011-04-01 | ||
128 | Michalik, Thorsten | AJK533 | Rep | 2008-08-14 | 2013-01-21 | ||
129 | Mignon, Hartly | AQH432 | Rep | 2008-01-17 | 2011-04-20 | ||
130 | Mirpuri, Vishal Nirmaldas (SFC:AJG172) | AJG172 | Rep | 2010-05-10 | 2012-02-17 | ||
131 | Modrakovic, Stela (SFC:ATQ776) | ATQ776 | Rep | 2009-08-27 | 2011-11-01 | ||
132 | Montanari, Marco | M | ATI145 | Rep | 2009-07-08 | 2013-02-01 | |
133 | Mouilhade, Claire Beatrice Claude | F | ANQ817 | Rep | 2006-07-14 | 2012-09-25 | |
134 | Mullaney, David | M | AWO856 | Rep | 2011-01-04 | 2012-06-13 | |
135 | Murch, Timothy Alexander | M | ASI127 | Rep | 2009-01-23 | 2015-11-11 | |
136 | Murphy, David James (SFC:AFG800) | M | AFG800 | RO | 2010-04-28 | 2011-09-09 | |
137 | Naidoo, Marlin | ANU183 | Rep | 2006-08-14 | 2012-08-01 | ||
138 | Nandwani, Roshan Ramesh 浩南 | M | ATI142 | Rep | 2009-07-08 | 2018-06-08 | |
139 | Neary, James Joseph | M | AQE987 | Rep | 2009-12-29 | 2012-09-05 | |
140 | Ng, William Travis | M | ASX231 | Rep | 2009-04-30 | 2011-04-30 | |
141 | Ong, Derek (SFC:AME256) | M | AME256 | Rep | 2005-06-22 | 2011-08-23 | |
142 | Ow, Shin Yeuan 歐欣遠 | AMR665 | Rep | 2007-07-31 | 2011-05-14 | ||
143 | Panda, Angkit | ARG689 | Rep | 2008-06-30 | 2016-07-01 | ||
144 | Pang, Ka Yin (SFC:AEF574) 彭嘉賢 | AEF574 | Rep | 2010-05-10 | 2018-02-06 | ||
145 | Perrot, Benoit Francis Louis | M | ALT794 | Rep | 2009-08-18 | 2012-02-24 | |
146 | Pirestani, Kayvon Andrew | M | AMB757 | Rep | 2005-06-08 | 2012-10-11 | |
147 | Press, Matthew (SFC:ATI127) | M | ATI127 | RO | 2010-08-13 | 2011-08-23 | |
148 | Rao, Vigyan | AMH160 | Rep | 2010-07-05 | 2012-07-05 | ||
149 | Reeves, Andrew James | M | AJK532 | Rep | 2004-01-26 | 2014-02-27 | |
150 | Reinert, Alexandre Richard Harald | M | ATB503 | Rep | 2009-05-25 | 2011-05-06 | |
151 | Rizkalla, Andrew | M | ASH892 | Rep | 2009-01-16 | 2013-06-01 | |
152 | Rodrigues, Johann | AUZ964 | Rep | 2010-04-09 | 2012-09-01 | ||
153 | Rogers, David Andrew (SFC:ATM320) | M | ATM320 | Rep | 2010-08-18 | 2012-09-05 | |
154 | Saigal, Gaurav | M | APQ799 | Rep | 2007-09-25 | 2018-05-11 | |
155 | Sanchez, Marlon Mikhail | M | ADJ822 | RO | 2011-01-04 | 2021-10-28 | |
156 | Seet, Jordan Wei Wen | AWQ103 | Rep | 2011-01-13 | 2014-04-09 | ||
157 | Seow, Zhi Xiang | AWO859 | Rep | 2011-01-04 | 2012-09-29 | ||
158 | Shah, Jigar Jayanti | ARH600 | Rep | 2008-07-08 | 2013-01-10 | ||
159 | Shah, Junaid Hussain (SFC:AUR999) | AUR999 | Rep | 2010-02-09 | 2014-04-14 | ||
160 | Shah, Priyesh Shantilal | ARF530 | Rep | 2008-06-23 | 2014-12-31 | ||
161 | Sheridan, Richard Leo | M | AUE091 | Rep | 2010-04-08 | 2012-01-19 | |
162 | Silver, Nicholas Eugene | M | AOU413 | Rep | 2007-04-10 | 2014-04-11 | |
163 | Stokeld, Craig Charles | M | AUI378 | Rep | 2009-12-11 | 2011-12-07 | |
164 | Streatfield, David Alan | M | AVI634 | Rep | 2010-06-14 | 2012-05-22 | |
165 | Sun, Cheuk Wa 孫卓華 | AFM321 | Rep | 2005-07-06 | 2012-09-05 | ||
166 | Tan, Wei Li | AVI323 | Rep | 2010-06-29 | 2011-05-04 | ||
167 | Tang, Wenyi | F | ASI157 | Rep | 2009-02-06 | 2015-06-27 | |
168 | Tao, Feiran 陶斐然 | AUN714 | Rep | 2010-01-15 | 2018-05-24 | ||
169 | Tay, Mei Yuen | AHC197 | Rep | 2007-10-15 | 2011-09-22 | ||
170 | Tay, Siang Watt Terence | M | AVH952 | Rep | 2010-06-29 | 2018-02-20 | |
171 | Thomas, Dean (SFC:ACN472) | M | ACN472 | Rep | 2007-02-09 | 2019-08-13 | |
172 | Tiffin, Philip John | M | AFT499 | Rep | 2010-09-27 | 2014-12-02 | |
173 | Tsang, Ka Li 曾嘉莉 | AIB690 | Rep | 2004-08-09 | 2012-01-10 | ||
174 | Tsui, Stephen Fook Hong 徐福康 | M | AMF768 | Rep | 2005-07-18 | 2012-09-05 | |
175 | Twomey, Harvey Noel | M | AKX345 | Rep | 2008-05-02 | 2013-12-03 | |
176 | Waddell, Andrew Graham | M | AMK232 | Rep | 2007-08-23 | 2013-04-20 | |
177 | Wang, Eson | APB798 | Rep | 2007-06-14 | 2015-07-20 | ||
178 | Wang, Haixiao (SFC:AQM271) 王海嘯 | AQM271 | Rep | 2008-02-06 | 2014-03-05 | ||
179 | Wang, Qian (SFC:AUN076) 王倩 | AUN076 | Rep | 2010-01-12 | 2012-06-30 | ||
180 | White, Christopher James (SFC:ACS947) | M | ACS947 | Rep | 2004-07-19 | 2014-11-18 | |
181 | Wilson, Murray John | M | ARJ081 | Rep | 2010-06-24 | 2012-07-17 | |
182 | Winter, Philip Francis David | 35 | M | AQG466 | Rep | 2009-08-31 | 2014-10-01 |
183 | Wittenburg, Fabrizio Martin | M | AVJ440 | Rep | 2010-08-05 | 2012-05-18 | |
184 | Wong, Annie Yan Tsz 黃欣慈 | F | AUV531 | Rep | 2010-03-10 | 2015-09-19 | |
185 | Wong, Lai Man (SFC:AFC401) 王麗雯 | AFC401 | Rep | 2007-06-05 | 2015-06-01 | ||
186 | Wong, Paul Sek Ming 黃錫明 | M | AAV864 | Rep | 2010-09-09 | 2014-05-26 | |
187 | Wong, Tsz Kin (SFC:ALA499) 王子健 | ALA499 | Rep | 2004-12-16 | 2013-02-01 | ||
188 | Woo, Janet Fong Fong 胡渢渢 | F | AEM866 | Rep | 2019-07-08 | ||
189 | Wood, Graham Douglas (SFC:AKT391) | M | AKT391 | Rep | 2004-06-07 | 2011-06-07 | |
190 | Yamazaki, Yuko | AUW612 | Rep | 2011-02-16 | 2013-01-04 | ||
191 | Yan, Wing Tak 甄穎德 | APQ792 | Rep | 2009-10-19 | 2018-09-28 | ||
192 | Yang, Ka Shui 楊家萃 | AOW796 | Rep | 2010-01-18 | 2012-01-10 | ||
193 | Yong, Yi Shan 楊憶善 | AOB251 | Rep | 2006-10-17 | 2011-06-24 | ||
194 | Zange, Boris Manuel (SFC:ATB488) | M | ATB488 | Rep | 2009-06-15 | 2012-03-01 | |
195 | Zhang, Ying (SFC:AUM577) | AUM577 | Rep | 2010-01-11 | 2011-04-02 | ||
196 | Zhao, Chenfan 趙晨帆 | AOS450 | Rep | 2007-03-28 | 2012-06-13 | ||
197 | Zhao, Yue (SFC:ALJ837) 趙悅 | ALJ837 | Rep | 2006-07-07 | 2017-08-19 | ||
198 | Zuber, Zarko | AVA150 | Rep | 2010-07-15 | 2012-08-01 |
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