CLSA FUTURES LIMITED 里昂期貨有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2010 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Baker, Maureen Lee |
|
F |
AOT370 |
Rep |
2010-05-12 |
2016-02-15 |
| 2 |
Bird, John David (SFC:AKY461) |
|
M |
AKY461 |
RO |
2005-02-01 |
2015-03-28 |
| 3 |
Chak, Alan Kwok Fai 翟國輝 |
|
M |
AAY091 |
Rep |
2008-06-02 |
2010-11-23 |
| 4 |
Chanthongkaew, Sorach |
|
|
AQX938 |
Rep |
2008-04-29 |
2016-02-15 |
| 5 |
Fisher, Kirstie Jane |
|
F |
ANY183 |
RO |
2010-05-03 |
2015-10-05 |
| 6 |
Gan, Tanya Li Phing |
|
F |
AOP016 |
Rep |
2008-02-26 |
2015-09-04 |
| 7 |
Howie, Fraser John Thomas (SFC:ADW025) |
|
M |
ADW025 |
Rep |
2003-08-08 |
2012-11-01 |
| 8 |
Johnson, Pekka David (SFC:ADL598) |
|
M |
ADL598 |
Rep |
2010-08-20 |
2016-02-15 |
| 9 |
Kung, Joyce Suk Han 龔淑嫻 |
|
F |
ARF360 |
Rep |
2010-05-12 |
2010-11-10 |
| 10 |
Lam, Don Ting 林挺 |
|
|
ABN490 |
Rep |
|
2014-07-10 |
| 11 |
Lau, Sze Nga (SFC:ARD193) 劉詩雅 |
|
|
ARD193 |
Rep |
2010-09-30 |
2015-08-13 |
| 12 |
Law, Lucia Yuk Ha 羅玉霞 |
|
F |
AAD560 |
Rep |
|
2016-02-15 |
| 13 |
Lee, Poh Aik |
|
|
ATD682 |
Rep |
2009-06-19 |
2015-12-31 |
| 14 |
Ngai, Henry Chun Kit 倪俊傑 |
|
M |
AEF259 |
Rep |
2010-05-10 |
2016-02-15 |
| 15 |
Ong, Polly So Po 王素寶 |
|
F |
ABH437 |
Rep |
|
2016-02-15 |
| 16 |
Skinner, Donald William Lennox |
48 |
M |
AAI493 |
RO |
|
2012-07-05 |
| 17 |
Smith, Timothy Clement |
|
M |
AMI208 |
Rep |
2009-06-30 |
2012-06-13 |
| 18 |
Wong, Alan Ka Ming 王嘉明 |
|
M |
ARQ657 |
Rep |
2010-10-29 |
2016-02-15 |
| 19 |
Yeung, See Ah 楊思雅 |
|
|
ARD761 |
Rep |
2010-06-11 |
2013-07-18 |
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