FTN Financial Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Kisber, Michael Edward M AQO243 RO 2008-06-02 2010-07-15
2 Lee, Ping (SFC:AKN220) 李萍 AKN220 Rep 2009-05-15 2011-04-27
3 McGuire, Stephen Vincent M ATC357 RO 2009-11-10 2012-10-22
4 Pohl Han, Chia Chi 韓家琦 ATN112 Rep 2009-08-05 2011-07-06
5 Valadie, Stephen Keith M AQO242 RO 2008-06-02 2015-08-14
6 Zhao, Jian (SFC:ARO675) 趙際安 ARO675 Rep 2008-10-14 2010-05-20

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