QMIS Securities Limited 華亞證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2010	⚥	SFC ID	Role	From	Until
1	Huang, Kuang Cheng 黃光正		M	ATY329	RO	2009-11-25	2015-02-06
2	Lu, Hsiao Wen 魯曉玟			AMT861	Rep	2010-03-01	2015-06-12
3	Wu, Shun Hsuan 吳順玄			ASL406	RO	2009-07-24	2010-04-26

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