Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Archibald, James Maxwell M AQL178 Rep 2008-02-04 2010-04-11
2 Au, Tin Wai 區天偉 AJF371 Rep 2009-09-04 2012-06-30
3 Batchelor, Joseph James (SFC:ARD487) M ARD487 Rep 2008-06-04 2011-04-29
4 Cannamela, Cyril M AQS214 RO 2009-10-16 2012-11-16
5 Chan, Katherine Ching Yu 陳菁瑜 F ALS696 Rep 2006-10-18 2012-06-30
6 Cheung, Carmen Ka Mun 張嘉敏 F APD418 Rep 2007-06-26 2012-08-15
7 Cheung, Kar Man (SFC:AIN882) 張嘉文 AIN882 Rep 2008-06-23 2010-11-03
8 Cheung, Kin Sang (SFC:ACI723) 張健生 ACI723 RO 2008-10-21 2013-09-27
9 Chiang, Kee Hong 蔣紀康 AFU931 Rep 2003-11-24 2010-11-27
10 Chin, Ke-vin APL191 Rep 2010-02-05 2012-03-23
11 Chiu, Chiao 邱喬 AQQ142 Rep 2008-03-11 2011-11-10
12 Chong, Ting Piu 莊庭彪 AUO117 Rep 2010-02-08 2010-07-25
13 Chuy Kon, Alejandro Jose M AIB976 Rep 2008-10-13 2014-09-27
14 Chye, Nyit Shin 蔡日昇 AUS310 Rep 2010-02-18 2012-11-13
15 Cross, David Frederick M AAB227 RO 2010-07-01
16 Dyer, Ashley George (SFC:ACO919) M ACO919 RO 2006-08-25 2012-06-30
17 Farrell, Stephen Robert M APW070 Rep 2007-10-30 2012-06-30
18 Freyre-Sanders, Andrew David Nuno D.S. M ANR872 Rep 2010-03-08 2012-06-30
19 Fung, Kin Chueng 馮健昌 ALZ307 Rep 2008-08-21 2011-08-08
20 Fung, Vicky Wai Kei 馮瑋琪 F AGL486 Rep 2012-05-05
21 Garg, Manish (SFC:AKT480) AKT480 Rep 2006-09-13 2014-02-08
22 Ge, Jia 葛佳 AOG388 Rep 2006-12-05 2010-07-24
23 Glassock, Lee Douglas M ARF813 Rep 2008-06-27 2012-06-08
24 Goel, Kshitij AQM623 Rep 2009-11-02 2013-03-29
25 Guha, Krishna Jyoti ALF245 Rep 2008-09-26 2010-05-25
26 Han, Ki Hoon APO550 Rep 2007-09-05 2013-03-29
27 Hilton, Peter Roland M AEM557 RO 2008-10-09 2012-06-30
28 Ho, Sin Yi 何善儀 ADA785 Rep 2012-06-30
29 Howard, Stephen Douglas M AHR787 RO 2009-03-05 2014-09-27
30 Hsu, Yi Ying 徐怡盈 ANJ021 Rep 2007-08-30 2011-09-05
31 Huang, Hiu Tan 黃曉丹 AOQ960 Rep 2010-03-09 2012-04-03
32 Huang, Zhiyun (SFC:APJ943) 黃志芸 APJ943 Rep 2008-10-13 2012-06-30
33 Ip, Chi Kong 葉智剛 AOX418 Rep 2010-01-22 2011-04-07
34 Irvine, Peter Stuart M ASY380 Rep 2010-03-08 2011-06-16
35 Johnson, David Leslie (SFC:AFT796) M AFT796 Rep 2009-11-02 2011-04-22
36 Kang, Jong Hak 姜宗學 ARB771 Rep 2008-05-26 2012-03-23
37 Ko, Man Ho 高文灝 ANV286 Rep 2006-08-28 2011-08-08
38 Koh, Poh Soon (SFC:ARX026) 許寶順 ARX026 RO 2009-07-20 2012-06-01
39 Kumar, Gaurav (SFC:AOY508) AOY508 Rep 2007-05-29 2012-11-13
40 Lam, Ka Wai (SFC:AOV836) 林家威 AOV836 Rep 2010-03-19 2014-09-19
41 Lau, Jimmy Ka Seung 劉嘉相 M AAG055 Rep 2012-06-30
42 Law, Oliver Tin-Loong 羅天龍 M APB677 Rep 2007-06-12 2013-03-16
43 Law, Wagner Chung Po 羅忠寶 AGJ134 Rep 2012-05-01
44 Leung, Lisa (SFC:APZ443) 梁麗珊 F APZ443 Rep 2010-01-29 2011-04-19
45 Ling, May Yee Man 凌意文 F ANG116 Rep 2007-05-30 2012-06-29
46 Liu, Mingdi (SFC:AKU877) 劉鳴鏑 AKU877 Rep 2008-05-16 2011-05-24
47 Liu, Wai Ming (SFC:AUW051) 廖偉明 AUW051 Rep 2010-03-12 2011-07-26
48 Lo, Fai 羅暉 ARA404 Rep 2008-05-16 2011-05-12
49 Lu, Chih-Heng Jack 呂志亨 AUX378 Rep 2010-03-19 2013-03-29
50 Lui, Laura 呂靄華 F ANA993 Rep 2006-02-17 2012-06-01
51 Lui, Martin Wing Kei 雷永基 M AOH219 Rep 2006-12-28 2010-10-08
52 Malka, Benjamin Simon Joseph M APG883 Rep 2007-07-16 2011-11-10
53 Myron, Jason Louis M AUV506 Rep 2010-03-09 2012-06-30
54 Ng, David Ka Chun 吳嘉俊 M AKL702 Rep 2008-11-20 2011-07-26
55 Ng, Siok Leng (SFC:AFM257) 黃淑玲 AFM257 Rep 2009-02-27 2010-08-23
56 Pang, Siu Lun 彭兆麟 ATT501 Rep 2009-09-28 2011-04-06
57 Poon, Ben Shu Fai 潘樹輝 M AAE969 Rep 2012-06-23
58 Preller, Raoul Gustav M AJL240 Rep 2008-10-20 2011-02-09
59 Pritchard, Callum Gary M AOD054 Rep 2010-02-04 2014-03-31
60 Raman, Lalita AEQ060 Rep 2009-07-24 2012-01-09
61 Salgaocar, Rohit Anil AIU565 Rep 2009-05-26 2010-10-29
62 Seymour, Steven James M ABM769 RO 2009-08-12 2011-09-05
63 Sim, Jeannette Ann Siok Hwee 沈淑慧 F AHF265 RO 2007-08-17 2012-06-30
64 Stambulich, Aaron John M AUQ301 Rep 2010-02-03 2011-07-23
65 Suh, Young Suk AFO928 Rep 2010-03-08 2011-06-01
66 Tang, Tsz Kit 鄧子傑 ACR548 Rep 2013-06-18
67 Tso, Kevin Key Man 曹繼敏 M ADH219 Rep 2008-10-20 2012-06-30
68 Tulk, Philip W M ADZ105 Rep 2010-03-08 2011-06-10
69 Wang, Feili 王斐麗 AIR147 Rep 2010-08-21
70 Wong, Chak Wai (SFC:ACN129) 黃集蔚 ACN129 RO 2005-07-20 2010-11-01
71 Wong, Sharnie Wing San 黃穎珊 APA130 Rep 2007-05-30 2010-10-14
72 Wong, Wah Lam 黃華林 AAV422 Rep 2009-03-25 2012-06-30
73 Xu, PeiLai 徐沛來 AOH669 Rep 2008-09-26 2013-01-08
74 Yang, Lei (SFC:AMK234) 楊蕾 AMK234 Rep 2005-08-31 2012-06-30
75 Yim, Heung Yue 嚴香如 AEE775 Rep 2006-09-08 2013-05-01
76 Yuan, Weibin ALG238 Rep 2007-08-02 2013-12-17
77 Zhang, Jing (SFC:ANV102) 張靖 ANV102 Rep 2006-08-28 2013-07-01
78 Zhang, Qin (SFC:AUV596) 張琴 AUV596 Rep 2010-03-08 2011-04-21

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