DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Ahn, Soo Yong 安秀鏞 ASM065 Rep 2009-02-25 2012-03-01
2 Aldworth, James Garton M APN875 Rep 2007-08-30 2016-06-20
3 Andrianov, Mykola AOP235 Rep 2007-02-23 2012-09-06
4 Askar, Kamel ANE702 Rep 2006-03-15 2011-01-27
5 Baker, Cristy AUA663 Rep 2009-10-23 2012-07-27
6 Baker, Maureen Lee F AOT370 Rep 2007-04-02 2010-03-20
7 Bean, James Mark M AMP165 Rep 2005-10-18 2014-06-12
8 Beattie, Russell William M ALI346 RO 2007-09-14 2010-04-30
9 Bennett, Charles Andrew Coghlan M AMY969 Rep 2007-07-24 2013-08-28
10 Boukhadem, Jamel AOV146 Rep 2007-04-20 2010-11-12
11 Brixen, Scott Bradley M ADZ914 Rep 2007-11-09 2014-01-30
12 Brown, Anthony George (SFC:APU473) M APU473 Rep 2009-10-15 2010-05-17
13 Chan, Danny Yuet Hang 陳悅恆 AJJ615 Rep 2004-01-15 2011-05-14
14 Chan, Edmund Wing Hong 陳永康 M AEX593 Rep 2003-09-11 2011-06-30
15 Chan, Fabian Cheuk Hin 陳卓鶱 M AQG810 Rep 2008-01-10 2014-07-05
16 Chan, Ron Chi Ho 陳志豪 ADR493 Rep 2007-03-29 2010-08-04
17 Chan, Spencer Kwok Wai 陳國偉 M AEF253 Rep 2006-04-03 2013-08-07
18 Chandak, Dhiraj ANB378 Rep 2006-02-20 2019-09-03
19 Chandler, Benjamin Victor Michael M AEO780 Rep 2003-08-18 2011-03-30
20 Chang, Michael Cheun Chun 鄭翔浚 M AOH904 Rep 2006-12-20 2012-01-10
21 Chang, Michael Yio-How 張祐豪 M AGN920 Rep 2006-07-10 2011-06-24
22 Chen, Alexander Yang M AQZ635 Rep 2008-05-02 2012-09-05
23 Chen, Augustine ALF255 Rep 2008-05-08 2011-04-09
24 Chen, Xi (SFC:AUN143) 陳曦 AUN143 Rep 2010-01-18 2011-06-10
25 Cheung, Sze Chung 張思中 AUM379 Rep 2010-01-07 2012-09-05
26 Choi, Franky Ming Chit 蔡明哲 APY708 Rep 2007-11-01 2012-01-06
27 Choi, Thomson Yik Hin 蔡亦軒 AQE831 Rep 2008-01-03 2010-08-19
28 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2008-01-10 2013-02-01
29 Chow, Janet Wing-gee 周詠芝 F ASH894 Rep 2009-01-16 2012-09-19
30 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-16 2017-08-31
31 Chu, Patrick Pak Ning 朱柏寧 M AEN687 Rep 2005-05-09 2010-04-24
32 Chu, Peter Pa-en 曲培恩 M ALW236 Rep 2006-03-31 2010-07-29
33 Chuang, Christopher Jin-gee 莊進智 M AUM542 Rep 2010-01-08 2014-03-07
34 Chung, Jeffrey Jin Wook M AEA620 Rep 2014-04-10
35 Chung, Ji Young AGV338 Rep 2011-10-07
36 Chung, Richard M ALW173 Rep 2009-08-20 2012-03-07
37 Ciani Bassetti, Pietro M ARR167 Rep 2008-09-30 2021-09-19
38 Clapham, Thomas Antony M AOC719 Rep 2006-10-27 2012-06-13
39 Creedon, Katherine Claire F AQI626 Rep 2008-01-22 2020-11-16
40 Dattas, Bertrand Pierre Fernand M ANT751 Rep 2006-08-10 2011-08-23
41 Daube, Patrick M ALQ179 Rep 2005-04-14 2010-07-13
42 Davis, Mark James (SFC:AQC318) M AQC318 RO 2009-10-09 2012-10-25
43 Davison, Nathan Luke M AUD693 Rep 2009-11-27 2010-04-19
44 Day, Donald Kurt M AUN917 Rep 2010-01-18 2012-11-30
45 Doering, Michael Roger M ANQ240 Rep 2006-07-10 2014-01-03
46 Doyle, John Aaron M ATO458 Rep 2009-08-18 2019-10-29
47 Ellis, James Andrew M ARR323 Rep 2008-09-30 2012-04-01
48 Everest, Steven Leslie M ARS776 Rep 2008-10-17 2015-03-01
49 Fairbairn, Glen Reginald M ARU495 Rep 2008-11-19 2012-12-12
50 Fleetham, Ian David M ASF040 Rep 2009-01-02 2010-06-12
51 Fung, Peter Yuk Kuen 馮旭乾 M AIU326 Rep 2003-06-02 2010-06-07
52 Gan, Wee Leong 顏偉樑 AML648 Rep 2008-08-26 2014-06-03
53 Gautam, Rahul (SFC:ARV352) ARV352 Rep 2008-11-06 2011-03-05
54 Ghosh, Srijay ASL686 Rep 2009-02-17 2011-04-19
55 Goodwin, Andrew D M ASJ618 Rep 2009-01-29 2014-09-04
56 Hague, Claire Elizabeth Logan F ALF606 Rep 2009-02-16 2011-04-09
57 Halliwell, Alison (SFC:ASF035) F ASF035 Rep 2009-01-02 2012-01-19
58 Hart, Matthew Edward M AUI290 Rep 2009-12-11 2012-01-12
59 Hatrick, Kerr ARH858 Rep 2008-07-14 2011-01-28
60 Hayes, Arthur M ASJ614 Rep 2009-01-29 2011-06-11
61 Hesse, Nicolas Jean Georges M AOD300 Rep 2006-11-07 2013-01-17
62 Hil, Jeffery Chi Yung 許志勇 M AAJ464 RO 2011-10-18
63 Hirako, Taisuke ASP620 Rep 2009-03-25 2010-03-01
64 Ho, Chak Kie 何澤基 AEC938 Rep 2017-07-21
65 Ho, Karen Kar Wing 何嘉詠 F AQE832 Rep 2007-12-24 2013-03-07
66 Hoare, Len Peter Andrew 33 M ARM938 Rep 2008-08-14 2010-05-20
67 Hogan, Robert Wilkes M APZ223 Rep 2008-01-10 2015-12-01
68 Hosie, Neil Cameron M AHQ348 RO 2009-03-26 2017-03-31
69 Huang, Ruohai 黃若海 AUM544 Rep 2010-01-08 2021-09-19
70 Huang, Timmy Chi-ming 黃麒銘 ASF036 Rep 2009-01-02 2011-10-17
71 Huynh, Louis M AOQ937 Rep 2007-03-12 2012-09-05
72 Immel, Andreas Wolfram Peter M AMR653 Rep 2010-02-26 2010-03-05
73 Ip, Yau Lung 葉游龍 AKI626 Rep 2007-08-20 2011-02-09
74 Jayaraman, Sreenivas AUG804 Rep 2009-11-30 2010-05-01
75 Kamei, Takeya APR736 Rep 2007-09-28 2013-12-02
76 Kapoor, Chetan (SFC:AQO316) AQO316 Rep 2008-02-26 2017-12-06
77 Kaufmann, Kai AQQ336 Rep 2008-03-10 2019-08-12
78 Keenan, Russell Dennis M AOX305 Rep 2007-05-15 2017-06-09
79 Kesebi, Sukru ATT835 Rep 2009-11-30 2014-11-26
80 Khaimson, Evgeni ARP463 Rep 2009-08-12 2012-07-01
81 Khan, Asad Rahman AUS963 Rep 2010-02-17 2012-01-12
82 King, Hubert Duncan 金汶椿 M AES843 Rep 2015-06-08
83 Kong, Rita Yan Yee 江欣兒 AES247 Rep 2011-03-05
84 Kudalkar, Anil Sadanand ASJ616 Rep 2009-01-29 2016-02-27
85 Kuo, Chiung-Hsien 郭炯顯 APJ332 Rep 2007-08-08 2010-05-01
86 Kwan, Roy Chun Wai 關振緯 34 M AOT954 Rep 2007-04-03 2018-02-06
87 Kwok, Daisy Dik Sze 郭迪思 F ALJ957 Rep 2004-11-02 2010-11-16
88 Kwok, Isabella Ngan Ting 郭雁婷 F AGH147 Rep 2009-10-29 2018-05-08
89 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2009-06-29 2019-09-27
90 Lai, David Yuk Fai 賴玉輝 M ACU419 Rep 2004-07-02 2017-02-07
91 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2007-05-25 2018-06-21
92 Lambos, Elizabeth Brett F ASH450 Rep 2009-01-14 2013-03-23
93 Lau, Adam Yue Che 劉宇池 M AGF159 Rep 2007-04-02 2014-08-09
94 Lau, Janice Wai Man 劉維敏 F AOL108 Rep 2007-01-17 2014-06-24
95 Lau, Ka Fei 劉嘉輝 ASL713 Rep 2009-02-17 2011-07-01
96 Lau, Stephen Ying Tung 劉穎東 M ANM143 Rep 2006-06-01 2021-05-28
97 Lee, Derek Ho Yin 李浩然 M AOR573 Rep 2007-03-12 2011-03-25
98 Lee, Gregory Joseph M APD818 Rep 2009-06-03 2012-02-13
99 Lee, John (SFC:APW367) M APW367 Rep 2007-10-24 2011-10-19
100 Lee, Morse Kok Hung 李國雄 ATW710 Rep 2009-09-28 2010-11-17
101 Lee, Simmy Sze Ming 李斯明 AQD343 Rep 2009-09-11 2010-11-17
102 Lee, Wen Long ATB494 Rep 2009-06-15 2018-02-19
103 Lee, Youn Wen AHA183 Rep 2018-11-11
104 Leonard, Neil Angus James M ANB385 Rep 2006-02-20 2012-09-05
105 Leung, Hung Kwong (SFC:ARF550) 梁雄光 ARF550 Rep 2008-06-20 2010-11-12
106 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2008-01-29 2010-07-29
107 Li, Alan Cheuk Lun 李卓倫 M AOC884 Rep 2006-11-01 2017-02-07
108 Li, Lambda Wai Lim 李慧濂 ACZ968 Rep 2007-04-27 2010-04-14
109 Li, Xianlin 李嫻琳 AUN096 Rep 2010-01-12 2011-07-09
110 Lim, Michelle Si Min 林思敏 F ASI130 Rep 2009-01-23 2019-10-11
111 Lin, David Ping 林平 M AOT744 Rep 2009-09-14 2012-09-05
112 Lo, Ricky Chi Wa 羅志華 M ACC653 Rep 2010-03-11
113 Lo, Shih-Hung 羅仕泓 ALR980 Rep 2005-02-03 2010-04-24
114 Lonergan, Phillip Edward M ATB486 RO 2010-02-02 2010-08-10
115 Longe, Kehinde Phillip Oladotun M ANT775 Rep 2009-10-06 2014-10-11
116 Lu, Hue Thi ADT188 Rep 2007-08-03 2012-06-13
117 Lu, Yumian 呂玉勉 ASM064 Rep 2009-02-25 2010-08-27
118 Luk, Yin Man 陸燕雯 AEQ086 Rep 2008-08-27 2012-09-05
119 Luo, Wei (SFC:AUQ322) AUQ322 Rep 2010-01-27 2012-01-11
120 Ma, Sin Chi 馬善智 36 M AFQ486 Rep 2004-08-09 2010-04-20
121 Macdonald, Matthew Douglas M ALK219 Rep 2010-02-11 2010-03-04
122 Maloney, Mark Robert M APR781 Rep 2007-10-02 2013-08-31
123 Manno, Niccolo ATO463 Rep 2009-08-17 2010-05-07
124 Mason, Matthew James (SFC:AQM089) M AQM089 Rep 2009-03-25 2014-06-12
125 McQueen, Lee Michael M ACR744 Rep 2009-08-12 2010-04-29
126 Meenan, James Nahor M ALI062 Rep 2004-10-11 2010-04-30
127 Menser, Brooke Josephine APP371 Rep 2009-02-17 2011-04-01
128 Michalik, Thorsten AJK533 Rep 2008-08-14 2013-01-21
129 Mignon, Hartly AQH432 Rep 2008-01-17 2011-04-20
130 Modrakovic, Stela (SFC:ATQ776) ATQ776 Rep 2009-08-27 2011-11-01
131 Montanari, Marco M ATI145 Rep 2009-07-08 2013-02-01
132 Mouilhade, Claire Beatrice Claude F ANQ817 Rep 2006-07-14 2012-09-25
133 Murch, Timothy Alexander M ASI127 Rep 2009-01-23 2015-11-11
134 Murphy, David James (SFC:AFG800) M AFG800 Rep 2009-09-14 2010-04-28
135 Naidoo, Marlin ANU183 Rep 2006-08-14 2012-08-01
136 Nandwani, Roshan Ramesh 浩南 M ATI142 Rep 2009-07-08 2018-06-08
137 Narain, Ravi AAG780 Rep 2010-03-24
138 Neary, James Joseph M AQE987 Rep 2009-12-29 2012-09-05
139 Ng, Lok Yan (SFC:AOG290) 伍樂仁 AOG290 Rep 2006-11-30 2010-03-03
140 Ng, William Travis M ASX231 Rep 2009-04-30 2011-04-30
141 Nicodemo, Anthony Joseph M ASI178 Rep 2009-01-23 2010-04-01
142 Ong, Derek (SFC:AME256) M AME256 Rep 2005-06-22 2011-08-23
143 Ow, Shin Yeuan 歐欣遠 AMR665 Rep 2007-07-31 2011-05-14
144 Oyson, Michaelangelo De Los Reyes AJA485 Rep 2003-10-24 2010-11-11
145 Pai, Kuang-hui 白光暉 AQS602 Rep 2009-03-25 2010-03-20
146 Panda, Angkit ARG689 Rep 2008-06-30 2016-07-01
147 Perrot, Benoit Francis Louis M ALT794 Rep 2009-08-18 2012-02-24
148 Pirestani, Kayvon Andrew M AMB757 Rep 2005-06-08 2012-10-11
149 Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 M AIC797 Rep 2004-07-13 2011-02-26
150 Press, Matthew (SFC:ATI127) M ATI127 Rep 2009-10-08 2010-08-13
151 Reeves, Andrew James M AJK532 Rep 2004-01-26 2014-02-27
152 Reinert, Alexandre Richard Harald M ATB503 Rep 2009-05-25 2011-05-06
153 Rizkalla, Andrew M ASH892 Rep 2009-01-16 2013-06-01
154 Ruffy, Francis Nicolo Punzalan M AQM397 Rep 2008-02-11 2010-12-17
155 Saigal, Gaurav M APQ799 Rep 2007-09-25 2018-05-11
156 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-06-26 2011-01-04
157 Shah, Jigar Jayanti ARH600 Rep 2008-07-08 2013-01-10
158 Shah, Junaid Hussain (SFC:AUR999) AUR999 Rep 2010-02-09 2014-04-14
159 Shah, Priyesh Shantilal ARF530 Rep 2008-06-23 2014-12-31
160 Silver, Nicholas Eugene M AOU413 Rep 2007-04-10 2014-04-11
161 Stokeld, Craig Charles M AUI378 Rep 2009-12-11 2011-12-07
162 Suen, Ming Chit 孫明哲 ADC059 Rep 2004-03-30 2010-08-14
163 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2005-07-06 2012-09-05
164 Tang, Wenyi F ASI157 Rep 2009-02-06 2015-06-27
165 Tao, Feiran 陶斐然 AUN714 Rep 2010-01-15 2018-05-24
166 Tay, Mei Yuen AHC197 Rep 2007-10-15 2011-09-22
167 Thomas, Dean (SFC:ACN472) M ACN472 Rep 2007-02-09 2019-08-13
168 Tsang, Ka Li 曾嘉莉 AIB690 Rep 2004-08-09 2012-01-10
169 Tsang, Yee Mai 曾綺薇 ABN099 Rep 2010-03-11
170 Tse, Ka Wai (SFC:ATT121) 謝家慧 ATT121 Rep 2009-09-16 2010-07-28
171 Tseng, Maryann Tzu Wen 曾慈雯 F AKI550 Rep 2009-08-25 2010-05-31
172 Tsui, Stephen Fook Hong 徐福康 M AMF768 Rep 2005-07-18 2012-09-05
173 Twomey, Harvey Noel M AKX345 Rep 2008-05-02 2013-12-03
174 Waddell, Andrew Graham M AMK232 Rep 2007-08-23 2013-04-20
175 Wang, Eson APB798 Rep 2007-06-14 2015-07-20
176 Wang, Haixiao (SFC:AQM271) 王海嘯 AQM271 Rep 2008-02-06 2014-03-05
177 Wang, Qian (SFC:AUN076) 王倩 AUN076 Rep 2010-01-12 2012-06-30
178 Welch, Thomas Andrew M ALD194 RO 2009-08-17 2010-05-21
179 White, Christopher James (SFC:ACS947) M ACS947 Rep 2004-07-19 2014-11-18
180 Winter, Philip Francis David 34 M AQG466 Rep 2009-08-31 2014-10-01
181 Wong, Lai Man (SFC:AFC401) 王麗雯 AFC401 Rep 2007-06-05 2015-06-01
182 Wong, Tsz Kin (SFC:ALA499) 王子健 ALA499 Rep 2004-12-16 2013-02-01
183 Woo, Janet Fong Fong 胡渢渢 F AEM866 Rep 2019-07-08
184 Wood, Graham Douglas (SFC:AKT391) M AKT391 Rep 2004-06-07 2011-06-07
185 Yan, Wing Tak 甄穎德 APQ792 Rep 2009-10-19 2018-09-28
186 Yang, Ka Shui 楊家萃 AOW796 Rep 2010-01-18 2012-01-10
187 Yong, Yi Shan 楊憶善 AOB251 Rep 2006-10-17 2011-06-24
188 Zange, Boris Manuel (SFC:ATB488) M ATB488 Rep 2009-06-15 2012-03-01
189 Zhang, Ying (SFC:AUM577) AUM577 Rep 2010-01-11 2011-04-02
190 Zhao, Allen Shengjie M ASL728 Rep 2009-02-19 2010-07-28
191 Zhao, Chenfan 趙晨帆 AOS450 Rep 2007-03-28 2012-06-13
192 Zhao, Yue (SFC:ALJ837) 趙悅 ALJ837 Rep 2006-07-07 2017-08-19

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