DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Ahn, Soo Yong 安秀鏞 ASM065 Rep 2009-02-25 2012-03-01
2 Aldworth, James Garton M APN875 Rep 2007-08-30 2016-06-20
3 Andrianov, Mykola AOP235 Rep 2007-02-23 2012-09-06
4 Askar, Kamel ANE702 Rep 2006-03-15 2011-01-27
5 Baker, Cristy AUA663 Rep 2009-10-23 2012-07-27
6 Baker, Maureen Lee F AOT370 Rep 2007-04-02 2010-03-20
7 Bean, James Mark M AMP165 Rep 2005-10-18 2014-06-12
8 Beattie, Russell William M ALI346 RO 2007-09-14 2010-04-30
9 Bennett, Charles Andrew Coghlan M AMY969 Rep 2007-07-24 2013-08-28
10 Boukhadem, Jamel AOV146 Rep 2007-04-20 2010-11-12
11 Boulay, Nicolas Philippe 34 M AQI395 Rep 2010-01-29 2010-02-06
12 Brixen, Scott Bradley M ADZ914 Rep 2007-11-09 2014-01-30
13 Brown, Anthony George (SFC:APU473) M APU473 Rep 2009-10-15 2010-05-17
14 Chan, Danny Yuet Hang 陳悅恆 AJJ615 Rep 2004-01-15 2011-05-14
15 Chan, Edmund Wing Hong 陳永康 M AEX593 Rep 2003-09-11 2011-06-30
16 Chan, Fabian Cheuk Hin 陳卓鶱 M AQG810 Rep 2008-01-10 2014-07-05
17 Chan, Ron Chi Ho 陳志豪 ADR493 Rep 2007-03-29 2010-08-04
18 Chan, Spencer Kwok Wai 陳國偉 M AEF253 Rep 2006-04-03 2013-08-07
19 Chandak, Dhiraj ANB378 Rep 2006-02-20 2019-09-03
20 Chandler, Benjamin Victor Michael M AEO780 Rep 2003-08-18 2011-03-30
21 Chang, Michael Cheun Chun 鄭翔浚 M AOH904 Rep 2006-12-20 2012-01-10
22 Chang, Michael Yio-How 張祐豪 M AGN920 Rep 2006-07-10 2011-06-24
23 Chen, Alexander Yang M AQZ635 Rep 2008-05-02 2012-09-05
24 Chen, Augustine ALF255 Rep 2008-05-08 2011-04-09
25 Chen, Xi (SFC:AUN143) 陳曦 AUN143 Rep 2010-01-18 2011-06-10
26 Cheung, Sze Chung 張思中 AUM379 Rep 2010-01-07 2012-09-05
27 Choi, Franky Ming Chit 蔡明哲 APY708 Rep 2007-11-01 2012-01-06
28 Choi, Thomson Yik Hin 蔡亦軒 AQE831 Rep 2008-01-03 2010-08-19
29 Chow, Anson Tsun Ho 周進浩 AQG809 Rep 2008-01-10 2013-02-01
30 Chow, Janet Wing-gee 周詠芝 F ASH894 Rep 2009-01-16 2012-09-19
31 Chow, Jimmy Ka Ching 周家正 M ADZ442 Rep 2006-08-16 2017-08-31
32 Chu, Patrick Pak Ning 朱柏寧 M AEN687 Rep 2005-05-09 2010-04-24
33 Chu, Peter Pa-en 曲培恩 M ALW236 Rep 2006-03-31 2010-07-29
34 Chuang, Christopher Jin-gee 莊進智 M AUM542 Rep 2010-01-08 2014-03-07
35 Chun, Julian Howe 陳嘉豪 M AOB660 Rep 2006-10-20 2010-02-10
36 Chung, Jeffrey Jin Wook M AEA620 Rep 2014-04-10
37 Chung, Ji Young AGV338 Rep 2011-10-07
38 Chung, Richard M ALW173 Rep 2009-08-20 2012-03-07
39 Ciani Bassetti, Pietro M ARR167 Rep 2008-09-30 2021-09-19
40 Clapham, Thomas Antony M AOC719 Rep 2006-10-27 2012-06-13
41 Creedon, Katherine Claire F AQI626 Rep 2008-01-22 2020-11-16
42 Dattas, Bertrand Pierre Fernand M ANT751 Rep 2006-08-10 2011-08-23
43 Daube, Patrick M ALQ179 Rep 2005-04-14 2010-07-13
44 Davis, Mark James (SFC:AQC318) M AQC318 RO 2009-10-09 2012-10-25
45 Davison, Nathan Luke M AUD693 Rep 2009-11-27 2010-04-19
46 Day, Donald Kurt M AUN917 Rep 2010-01-18 2012-11-30
47 Denk, Christian M AON021 Rep 2007-02-26 2010-02-10
48 Doering, Michael Roger M ANQ240 Rep 2006-07-10 2014-01-03
49 Doyle, John Aaron M ATO458 Rep 2009-08-18 2019-10-29
50 Ellis, James Andrew M ARR323 Rep 2008-09-30 2012-04-01
51 Everest, Steven Leslie M ARS776 Rep 2008-10-17 2015-03-01
52 Fairbairn, Glen Reginald M ARU495 Rep 2008-11-19 2012-12-12
53 Fleetham, Ian David M ASF040 Rep 2009-01-02 2010-06-12
54 Fung, Peter Yuk Kuen 馮旭乾 M AIU326 Rep 2003-06-02 2010-06-07
55 Gan, Wee Leong 顏偉樑 AML648 Rep 2008-08-26 2014-06-03
56 Gautam, Rahul (SFC:ARV352) ARV352 Rep 2008-11-06 2011-03-05
57 Ghosh, Srijay ASL686 Rep 2009-02-17 2011-04-19
58 Goodwin, Andrew D M ASJ618 Rep 2009-01-29 2014-09-04
59 Hadley, Norman Borradaile M ATH941 Rep 2009-07-06 2010-02-20
60 Hague, Claire Elizabeth Logan F ALF606 Rep 2009-02-16 2011-04-09
61 Halliwell, Alison (SFC:ASF035) F ASF035 Rep 2009-01-02 2012-01-19
62 Hart, Matthew Edward M AUI290 Rep 2009-12-11 2012-01-12
63 Hatrick, Kerr ARH858 Rep 2008-07-14 2011-01-28
64 Hayes, Arthur M ASJ614 Rep 2009-01-29 2011-06-11
65 Hesse, Nicolas Jean Georges M AOD300 Rep 2006-11-07 2013-01-17
66 Hil, Jeffery Chi Yung 許志勇 M AAJ464 RO 2011-10-18
67 Hirako, Taisuke ASP620 Rep 2009-03-25 2010-03-01
68 Ho, Chak Kie 何澤基 AEC938 Rep 2017-07-21
69 Ho, Karen Kar Wing 何嘉詠 F AQE832 Rep 2007-12-24 2013-03-07
70 Hoare, Len Peter Andrew 33 M ARM938 Rep 2008-08-14 2010-05-20
71 Hogan, Robert Wilkes M APZ223 Rep 2008-01-10 2015-12-01
72 Hosie, Neil Cameron M AHQ348 RO 2009-03-26 2017-03-31
73 Huang, Ruohai 黃若海 AUM544 Rep 2010-01-08 2021-09-19
74 Huang, Timmy Chi-ming 黃麒銘 ASF036 Rep 2009-01-02 2011-10-17
75 Huynh, Louis M AOQ937 Rep 2007-03-12 2012-09-05
76 Ip, Yau Lung 葉游龍 AKI626 Rep 2007-08-20 2011-02-09
77 Jayaraman, Sreenivas AUG804 Rep 2009-11-30 2010-05-01
78 Kamei, Takeya APR736 Rep 2007-09-28 2013-12-02
79 Kapoor, Chetan (SFC:AQO316) AQO316 Rep 2008-02-26 2017-12-06
80 Kaufmann, Kai AQQ336 Rep 2008-03-10 2019-08-12
81 Keenan, Russell Dennis M AOX305 Rep 2007-05-15 2017-06-09
82 Kesebi, Sukru ATT835 Rep 2009-11-30 2014-11-26
83 Khaimson, Evgeni ARP463 Rep 2009-08-12 2012-07-01
84 King, Hubert Duncan 金汶椿 M AES843 Rep 2015-06-08
85 Kong, Rita Yan Yee 江欣兒 AES247 Rep 2011-03-05
86 Koo, Ginam ARB440 Rep 2009-12-10 2010-02-10
87 Kudalkar, Anil Sadanand ASJ616 Rep 2009-01-29 2016-02-27
88 Kuo, Chiung-Hsien 郭炯顯 APJ332 Rep 2007-08-08 2010-05-01
89 Kwan, Roy Chun Wai 關振緯 34 M AOT954 Rep 2007-04-03 2018-02-06
90 Kwok, Daisy Dik Sze 郭迪思 F ALJ957 Rep 2004-11-02 2010-11-16
91 Kwok, Isabella Ngan Ting 郭雁婷 F AGH147 Rep 2009-10-29 2018-05-08
92 Kwong, Marcus Mann 鄺孟芹 M AFU388 Rep 2009-06-29 2019-09-27
93 Lai, David Yuk Fai 賴玉輝 M ACU419 Rep 2004-07-02 2017-02-07
94 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2007-05-25 2018-06-21
95 Lambos, Elizabeth Brett F ASH450 Rep 2009-01-14 2013-03-23
96 Lau, Adam Yue Che 劉宇池 M AGF159 Rep 2007-04-02 2014-08-09
97 Lau, Janice Wai Man 劉維敏 F AOL108 Rep 2007-01-17 2014-06-24
98 Lau, Ka Fei 劉嘉輝 ASL713 Rep 2009-02-17 2011-07-01
99 Lau, Stephen Ying Tung 劉穎東 M ANM143 Rep 2006-06-01 2021-05-28
100 Lee, Derek Ho Yin 李浩然 M AOR573 Rep 2007-03-12 2011-03-25
101 Lee, Gregory Joseph M APD818 Rep 2009-06-03 2012-02-13
102 Lee, John (SFC:APW367) M APW367 Rep 2007-10-24 2011-10-19
103 Lee, Morse Kok Hung 李國雄 ATW710 Rep 2009-09-28 2010-11-17
104 Lee, Simmy Sze Ming 李斯明 AQD343 Rep 2009-09-11 2010-11-17
105 Lee, Wen Long ATB494 Rep 2009-06-15 2018-02-19
106 Lee, Youn Wen AHA183 Rep 2018-11-11
107 Leonard, Neil Angus James M ANB385 Rep 2006-02-20 2012-09-05
108 Leung, Hung Kwong (SFC:ARF550) 梁雄光 ARF550 Rep 2008-06-20 2010-11-12
109 Leung, Jason Chak Hay 梁澤熹 M AQJ874 Rep 2008-01-29 2010-07-29
110 Li, Alan Cheuk Lun 李卓倫 M AOC884 Rep 2006-11-01 2017-02-07
111 Li, Lambda Wai Lim 李慧濂 ACZ968 Rep 2007-04-27 2010-04-14
112 Li, Xianlin 李嫻琳 AUN096 Rep 2010-01-12 2011-07-09
113 Lim, Michelle Si Min 林思敏 F ASI130 Rep 2009-01-23 2019-10-11
114 Lin, David Ping 林平 M AOT744 Rep 2009-09-14 2012-09-05
115 Lo, Ricky Chi Wa 羅志華 M ACC653 Rep 2010-03-11
116 Lo, Shih-Hung 羅仕泓 ALR980 Rep 2005-02-03 2010-04-24
117 Lonergan, Phillip Edward M ATB486 Rep 2009-05-25 2010-02-02
118 Longe, Kehinde Phillip Oladotun M ANT775 Rep 2009-10-06 2014-10-11
119 Lu, Hue Thi ADT188 Rep 2007-08-03 2012-06-13
120 Lu, Yumian 呂玉勉 ASM064 Rep 2009-02-25 2010-08-27
121 Luk, Yin Man 陸燕雯 AEQ086 Rep 2008-08-27 2012-09-05
122 Luo, Wei (SFC:AUQ322) AUQ322 Rep 2010-01-27 2012-01-11
123 Ma, Sin Chi 馬善智 36 M AFQ486 Rep 2004-08-09 2010-04-20
124 Macdonald, Matthew Douglas M ALK219 RO 2009-08-11 2010-02-11
125 Maloney, Mark Robert M APR781 Rep 2007-10-02 2013-08-31
126 Manno, Niccolo ATO463 Rep 2009-08-17 2010-05-07
127 Mason, Matthew James (SFC:AQM089) M AQM089 Rep 2009-03-25 2014-06-12
128 McQueen, Lee Michael M ACR744 Rep 2009-08-12 2010-04-29
129 Meenan, James Nahor M ALI062 Rep 2004-10-11 2010-04-30
130 Menser, Brooke Josephine APP371 Rep 2009-02-17 2011-04-01
131 Michalik, Thorsten AJK533 Rep 2008-08-14 2013-01-21
132 Mignon, Hartly AQH432 Rep 2008-01-17 2011-04-20
133 Modrakovic, Stela (SFC:ATQ776) ATQ776 Rep 2009-08-27 2011-11-01
134 Montanari, Marco M ATI145 Rep 2009-07-08 2013-02-01
135 Mouilhade, Claire Beatrice Claude F ANQ817 Rep 2006-07-14 2012-09-25
136 Murch, Timothy Alexander M ASI127 Rep 2009-01-23 2015-11-11
137 Murphy, David James (SFC:AFG800) M AFG800 Rep 2009-09-14 2010-04-28
138 Naidoo, Marlin ANU183 Rep 2006-08-14 2012-08-01
139 Nandwani, Roshan Ramesh 浩南 M ATI142 Rep 2009-07-08 2018-06-08
140 Narain, Ravi AAG780 Rep 2010-03-24
141 Neary, James Joseph M AQE987 Rep 2009-12-29 2012-09-05
142 Ng, Lok Yan (SFC:AOG290) 伍樂仁 AOG290 Rep 2006-11-30 2010-03-03
143 Ng, William Travis M ASX231 Rep 2009-04-30 2011-04-30
144 Nicodemo, Anthony Joseph M ASI178 Rep 2009-01-23 2010-04-01
145 Ong, Derek (SFC:AME256) M AME256 Rep 2005-06-22 2011-08-23
146 Ow, Shin Yeuan 歐欣遠 AMR665 Rep 2007-07-31 2011-05-14
147 Oyson, Michaelangelo De Los Reyes AJA485 Rep 2003-10-24 2010-11-11
148 Pai, Kuang-hui 白光暉 AQS602 Rep 2009-03-25 2010-03-20
149 Panda, Angkit ARG689 Rep 2008-06-30 2016-07-01
150 Park, Dojoon AQS874 Rep 2009-12-04 2010-02-04
151 Perrot, Benoit Francis Louis M ALT794 Rep 2009-08-18 2012-02-24
152 Pirestani, Kayvon Andrew M AMB757 Rep 2005-06-08 2012-10-11
153 Poon, Philip Chung Hein (SFC:AIC797) 潘頌軒 M AIC797 Rep 2004-07-13 2011-02-26
154 Press, Matthew (SFC:ATI127) M ATI127 Rep 2009-10-08 2010-08-13
155 Reeves, Andrew James M AJK532 Rep 2004-01-26 2014-02-27
156 Reinert, Alexandre Richard Harald M ATB503 Rep 2009-05-25 2011-05-06
157 Rizkalla, Andrew M ASH892 Rep 2009-01-16 2013-06-01
158 Roos, Murray Daniel Remarque 35 M AOX773 RO 2009-08-17 2010-02-17
159 Ruffy, Francis Nicolo Punzalan M AQM397 Rep 2008-02-11 2010-12-17
160 Saigal, Gaurav M APQ799 Rep 2007-09-25 2018-05-11
161 Sanchez, Marlon Mikhail M ADJ822 Rep 2006-06-26 2011-01-04
162 Shah, Jigar Jayanti ARH600 Rep 2008-07-08 2013-01-10
163 Shah, Priyesh Shantilal ARF530 Rep 2008-06-23 2014-12-31
164 Silver, Nicholas Eugene M AOU413 Rep 2007-04-10 2014-04-11
165 Stokeld, Craig Charles M AUI378 Rep 2009-12-11 2011-12-07
166 Suen, Ming Chit 孫明哲 ADC059 Rep 2004-03-30 2010-08-14
167 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2005-07-06 2012-09-05
168 Tang, Wenyi F ASI157 Rep 2009-02-06 2015-06-27
169 Tao, Feiran 陶斐然 AUN714 Rep 2010-01-15 2018-05-24
170 Tay, Mei Yuen AHC197 Rep 2007-10-15 2011-09-22
171 Thomas, Dean (SFC:ACN472) M ACN472 Rep 2007-02-09 2019-08-13
172 Tsang, Ka Li 曾嘉莉 AIB690 Rep 2004-08-09 2012-01-10
173 Tsang, Yee Mai 曾綺薇 ABN099 Rep 2010-03-11
174 Tse, Ka Wai (SFC:ATT121) 謝家慧 ATT121 Rep 2009-09-16 2010-07-28
175 Tseng, Maryann Tzu Wen 曾慈雯 F AKI550 Rep 2009-08-25 2010-05-31
176 Tsui, Stephen Fook Hong 徐福康 M AMF768 Rep 2005-07-18 2012-09-05
177 Twomey, Harvey Noel M AKX345 Rep 2008-05-02 2013-12-03
178 Waddell, Andrew Graham M AMK232 Rep 2007-08-23 2013-04-20
179 Wang, Eson APB798 Rep 2007-06-14 2015-07-20
180 Wang, Haixiao (SFC:AQM271) 王海嘯 AQM271 Rep 2008-02-06 2014-03-05
181 Wang, Qian (SFC:AUN076) 王倩 AUN076 Rep 2010-01-12 2012-06-30
182 Welch, Thomas Andrew M ALD194 RO 2009-08-17 2010-05-21
183 White, Christopher James (SFC:ACS947) M ACS947 Rep 2004-07-19 2014-11-18
184 Winter, Philip Francis David 34 M AQG466 Rep 2009-08-31 2014-10-01
185 Wong, Lai Man (SFC:AFC401) 王麗雯 AFC401 Rep 2007-06-05 2015-06-01
186 Wong, Tsz Kin (SFC:ALA499) 王子健 ALA499 Rep 2004-12-16 2013-02-01
187 Woo, Janet Fong Fong 胡渢渢 F AEM866 Rep 2019-07-08
188 Wood, Graham Douglas (SFC:AKT391) M AKT391 Rep 2004-06-07 2011-06-07
189 Yan, Wing Tak 甄穎德 APQ792 Rep 2009-10-19 2018-09-28
190 Yang, Ka Shui 楊家萃 AOW796 Rep 2010-01-18 2012-01-10
191 Yong, Yi Shan 楊憶善 AOB251 Rep 2006-10-17 2011-06-24
192 Zange, Boris Manuel (SFC:ATB488) M ATB488 Rep 2009-06-15 2012-03-01
193 Zhang, Ying (SFC:AUM577) AUM577 Rep 2010-01-11 2011-04-02
194 Zhao, Allen Shengjie M ASL728 Rep 2009-02-19 2010-07-28
195 Zhao, Chenfan 趙晨帆 AOS450 Rep 2007-03-28 2012-06-13
196 Zhao, Yue (SFC:ALJ837) 趙悅 ALJ837 Rep 2006-07-07 2017-08-19

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