QMIS Securities Limited 華亞證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Chen, Ping Yu 陳品妤			ANX197	RO	2009-07-24	2009-08-17
2	Chien, Li Min 簡利珉			APR338	RO	2009-07-24	2009-12-09
3	Huang, Kuang Cheng 黃光正		M	ATY329	RO	2009-11-25	2015-02-06
4	Wu, Shun Hsuan 吳順玄			ASL406	RO	2009-07-24	2010-04-26

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