Vicis Capital (Hong Kong) Limited 威奇思資本(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Lam, Kwong Yu (SFC:AFD849) 林光宇			AFD849	Rep	2008-12-19	2010-02-12
2	Stastney, Shadron Lee (SFC:ARR979)			ARR979	RO	2008-11-26	2010-02-28
3	Xia, Huashi 夏華士			ARR978	RO	2008-11-26	2010-02-28

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