NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2009	⚥	SFC ID	Role	From	Until
1	Belal, Tanvir		M	ASS476	RO	2009-08-19
2	Higgins, Andrew Michael		M	AEJ882	RO	2009-04-09	2012-12-21
3	Philips, George Andrew		M	AQQ524	RO	2009-09-02
4	Rogers, David Ian (SFC:APJ114)		M	APJ114	RO	2009-04-09
5	Smith, Mark (SFC:APV538)		M	APV538	Rep	2009-08-17	2009-10-14
					RO	2009-10-14

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