SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 申萬宏源證券(香港)有限公司

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Au, Cheuk Fan 區焯凡 ADJ308 Rep 2004-05-28 2023-12-29
2 Booker, Willie AGM990 Rep 2009-09-28 2011-08-20
3 Chan, Ben Shek Bun 陳錫濱 M AFI560 Rep 2009-09-03 2022-05-10
4 Chan, Cecil 陳思豪 M AFZ497 Rep 2004-01-21 2023-09-25
5 Chan, Cindy Ci Ka 陳思嘉 F ABW874 Rep 2005-12-28 2013-08-06
6 Chan, Dominic Tor Ming 陳多明 M ABM257 Rep
7 Chan, Ellis Suet Ming 陳雪明 AAD841 Rep 2009-07-31 2018-04-26
8 Chan, Hayes 陳昶曦 ANZ782 Rep 2007-10-31 2013-08-23
9 Chan, Ivan Kui Fai 陳鉅輝 M ABE394 Rep 2013-01-14
10 Chan, Joanna Ngar Yin 陳雅妍 F ADB364 Rep 2024-11-20
11 Chan, Ka Lok (SFC:ABT082) 陳家樂 ABT082 Rep 2008-01-23 2023-08-31
12 Chan, Kui Hung 陳鉅洪 ACL117 Rep 2006-06-21
13 Chan, Man Yim (SFC:AAZ270) 陳文艷 AAZ270 Rep
14 Chan, Philip (SFC:ACA716) 陳菲臘 M ACA716 Rep 2004-03-18 2013-02-28
15 Chan, Qary Mau Fai 陳茂輝 ADZ365 Rep 2004-01-08 2017-03-17
16 Chan, Sau Mei (SFC:ADA700) 陳秀美 ADA700 Rep 2005-09-26
17 Chan, Sheung Pun 陳尚斌 AFU691 Rep
18 Chan, Suk Ching (SFC:AGO750) 陳淑貞 AGO750 Rep
19 Chan, Yuet Ngor (SFC:AAF715) 陳月娥 F AAF715 Rep
20 Chau, Ellis Yat Ming 周日明 AAE435 Rep 2009-10-19
21 Chau, Mei Yu 周美如 ADB668 RO 2008-08-18 2020-01-27
22 Chau, Thomas Ching On 周靖安 ABC223 Rep 2009-02-03
23 Chen, Bing (SFC:ANN406) 陳丙 ANN406 Rep 2006-06-21 2011-01-01
24 Chen, Wangyu 陳望煜 ATL492 Rep 2009-08-06 2011-02-10
25 Chen, Wenrong (SFC:ARM330) 陳文容 ARM330 Rep 2008-08-26 2009-11-07
26 Cheng, Chong Kee 鄭創基 AFU621 Rep 2018-10-17
27 Cheng, Dan (SFC:ATO775) 成丹 ATO775 Rep 2009-08-24 2011-07-10
28 Cheng, Hoi Wa 鄭凱華 ARM926 Rep 2008-08-12 2021-08-05
29 Cheng, Ka Wa 鄭家華 M ABS482 Rep 2013-09-19
30 Cheng, Yu (SFC:AOB808) 程宇 AOB808 Rep 2006-10-27 2024-09-13
31 Cheong, Chi To 莊志濤 AEA518 Rep
32 Cheung, Hei 張曦 APG437 Rep 2007-07-16 2010-04-28
33 Cheung, Jimmy Jim Mei 張占美 M AAJ658 Rep 2011-04-22
34 Cheung, Kwok Yan 張國仁 AEJ164 Rep 2013-11-04
35 Cheung, Man Sang (SFC:ADW470) 張文生 ADW470 Rep 2003-12-04
36 Cheung, Ning (SFC:AQX919) 張寧 30 M AQX919 Rep 2008-04-28 2016-09-28
37 Cheung, Paul Kim Fung 張劍鋒 M ATR219 Rep 2009-09-03 2010-04-10
38 Cheung, Sandra Wing Yi 張詠儀 F AMJ202 Rep 2005-09-23 2013-07-03
39 Cheung, Thomas Hin Man 張憲民 M AAK302 Rep 2004-05-12
40 Cheung, Wai Man (SFC:ARJ162) 張惠敏 ARJ162 Rep 2009-08-27 2009-10-14
41 Chia, An-pei 賈安霈 ARP099 Rep 2009-07-27 2012-02-20
42 Chin, Siu Kuen 錢少娟 AAN707 Rep 2022-03-31
43 Chin, Stephen Cho Shun 錢藻信 M AGK148 Rep 2024-10-19
44 Ching, Wan 程云 AOX955 Rep 2007-06-13
45 Chiu, Mei Ze 趙鎂時 AGM868 Rep 2020-07-31
46 Chiu, Ming (SFC:AFZ137) 趙明 M AFZ137 Rep
47 Chiu, Robert Chi Hung 趙志鴻 M ABT752 RO 2005-08-23 2011-11-28
48 Chiu, Ronnie Yuk Fai 趙玉輝 M APC429 Rep 2009-02-16 2023-12-29
49 Choi, Che Kin (SFC:AEA835) 蔡志堅 AEA835 Rep
50 Chong, Chun Cheong 莊進昌 AFV934 Rep 2015-12-01
51 Chow, Chee 周琦 AFD151 Rep 2005-05-24
52 Chu, Hing Yip (SFC:AHX153) 趙興業 AHX153 Rep 2007-06-28 2012-05-28
53 Chu, Wah Cheung 朱華章 AEC727 Rep 2009-05-26 2018-12-25
54 Chu, Wai Lun (SFC:ATR167) 朱偉倫 ATR167 Rep 2009-09-07 2017-02-13
55 Chu, Wing Chau 朱永就 ACK581 Rep 2017-03-29
56 Chui, Marvin Fuk Wai 徐福偉 ATI169 Rep 2009-07-13 2010-08-14
57 Chui, Yin Fong 徐燕芳 AGG947 Rep 2005-06-01 2016-09-07
58 Chung, Ka Ki (SFC:ABV204) 鍾家祺 ABV204 Rep 2010-09-01
59 Delgado, Deolindo Orlando AAG928 Rep 2008-10-03 2014-09-10
60 Ding, Ye (SFC:AQN539) 丁曄 AQN539 Rep 2008-02-20 2013-06-01
61 Du, Jing (SFC:ANT379) 杜菁 ANT379 Rep 2007-12-04 2009-12-08
62 Fan, Chun Ying (SFC:ATC707) 樊俊英 ATC707 Rep 2009-06-12 2018-03-25
63 Fang, Jeffrey Sai Tai 方世泰 M AMF434 Rep 2009-07-13 2011-05-01
64 Fong, Bik Fai 鄺碧輝 AOG955 Rep 2006-12-12 2023-12-08
65 Fowler, Luke (SFC:AQM674) M AQM674 Rep 2009-08-17 2009-11-09
66 Fung, Chun Nam (SFC:ANU964) 馮鎮南 ANU964 Rep 2006-08-28 2010-07-13
67 Fung, Kim Wan 馮劍雲 AGA031 Rep 2005-05-06 2019-05-09
68 Ha, James Ka Chun 夏家俊 M AAU951 RO 2005-09-05 2019-10-25
69 Hau, Ka Yui 侯嘉耀 AEY500 Rep 2003-12-24 2013-12-10
70 Ho, Gina Yuk Ching 何玉貞 AAC562 Rep 2005-06-30 2015-08-21
71 Ho, Kai Kin 何啟建 APQ511 Rep 2007-09-19 2021-02-17
72 Ho, Mei Ling (SFC:ATS213) 何美玲 ATS213 Rep 2009-09-09 2012-03-26
73 Ho, Si Man 何詩敏 AGO009 Rep
74 Huang, Cai 黄偲 ARU491 Rep 2008-11-20 2013-07-08
75 Hui, Ching (SFC:AEB938) 許征 AEB938 Rep
76 Hui, Debbie Chui Fong 許翠芳 AQK222 Rep 2008-02-04 2017-05-31
77 Hui, Hiu To 許曉濤 ADV234 Rep 2007-09-21 2019-11-27
78 Jiang, Jian (SFC:ARG676) 蔣健 ARG676 RO 2009-03-19 2019-04-26
79 Kam, Chi Shing 甘志城 ABE384 Rep 2011-05-12
80 Kam, To 金濤 ANK436 Rep 2007-08-16 2016-06-15
81 Kang, Xing 康惺 APF685 Rep 2007-12-04
82 Kat, Chung Hang 吉頌恆 AQN543 Rep 2008-02-20 2012-07-19
83 Kir, Eddie Jen 賈振綱 M AOD040 Rep 2009-07-06 2010-08-11
84 Ko, Patrick Chin Hung 高展鴻 M AJO155 Rep 2009-09-03 2010-01-11
85 Kong, Jiahui 孔嘉慧 APJ553 Rep 2007-08-07 2014-06-21
86 Kong, Mei Ha 江美霞 AFF076 Rep 2007-02-28 2019-06-19
87 Kung, Hak Keung 龔克強 AEM978 Rep 2005-06-08
88 Kwai, Ida Yee Man 桂綺雯 F ABP503 Rep 2009-03-02
89 Kwan, Freddie Wai Kuen 關偉權 46 AAE275 RO 2004-03-26 2023-09-07
90 Kwan, Pik Ngan 關碧顏 AAF837 Rep
91 Kwok, Joyce Yik Man 郭奕妏 F ATS268 Rep 2009-09-09 2010-08-30
92 Kwong, Yiu Man 鄺耀文 AFO411 Rep 2023-07-27
93 Lai, Cheong 黎昌 AGE548 Rep
94 Lai, Christine Nga Sze 黎雅詩 F AKJ086 Rep 2009-02-16
95 Lai, King Wai 黎景威 AQC312 Rep 2007-11-29 2017-03-08
96 Lai, Yung Chuen 賴勇存 APQ834 Rep 2007-09-18 2020-11-30
97 Lam, Chun Fat 林振發 AOU531 Rep 2007-04-12
98 Lam, Fung Chun 林鳳珍 ADI024 Rep 2008-11-05 2019-11-29
99 Lam, Geoffrey Man Hon 林汶翰 M ADI840 Rep 2009-09-08 2010-01-01
100 Lam, Kwong Ming (SFC:AGJ135) 林廣明 AGJ135 Rep 2016-09-01
101 Lam, Maat Sheung Chiu 林襄潮 AQK246 Rep 2008-02-04 2013-07-03
102 Lam, Pui Fan (SFC:AFU594) 林佩芬 AFU594 Rep 2009-03-23 2019-09-13
103 Lam, Ronald Shu Lok 林樹樂 M ADH204 Rep 2005-07-19
104 Lam, Shing (SFC:AGW566) 林盛 AGW566 Rep
105 Lam, Shun Tai 林順泰 AAC853 Rep 2022-10-13
106 Lam, Wai Wing (SFC:AST194) 林煒榮 AST194 Rep 2009-05-14 2011-06-29
107 Lam, Wing Chi (SFC:ATL574) 林穎芝 ATL574 Rep 2009-08-24 2017-10-31
108 Lau, Chi Yung (SFC:AOY348) 劉智勇 AOY348 Rep 2007-11-08 2018-10-31
109 Lau, Chui Man 劉翠敏 AFV316 Rep 2022-10-31
110 Lau, Dick Man (SFC:AGC688) 劉滌文 M AGC688 Rep 2005-07-29
111 Lau, Lai Ping 劉麗萍 AGO276 Rep 2009-06-15 2009-10-18
112 Lau, Tung Shing 劉東成 AJF414 Rep 2007-09-24 2011-10-01
113 Lee, Alexander Kit Chiu 李潔釗 M AHC196 Rep
114 Lee, Cheuk Ming (SFC:ABN674) 李卓明 ABN674 Rep
115 Lee, Christine Lai Fong 李麗芳 F AGO169 Rep 2007-09-19 2011-01-15
116 Lee, Fong Kweng 李訪權 AAA748 Rep 2024-03-27
117 Lee, Wai Leung (SFC:AFU268) 李惠樑 AFU268 Rep 2005-05-24
118 Lee, Wun Mei 李煥美 ARW393 Rep 2008-11-14
119 Leung, Celia Ching Sum 梁清心 F ALU229 Rep 2005-06-02 2021-08-12
120 Leung, Chun Sau (SFC:AQD156) 梁俊修 AQD156 Rep 2008-01-03
121 Leung, Judy Hoi Yan 梁凱恩 F AFL087 Rep 2006-09-12 2012-10-05
122 Leung, Oy Ling 梁靄玲 AFL990 Rep 2005-04-15 2019-01-31
123 Leung, Shing Wai (SFC:ABK258) 梁成偉 M ABK258 Rep 2009-02-18 2020-01-14
124 Leung, Siu Mui 梁少梅 ACD945 Rep 2008-11-05
125 Leung, Suet Ying 梁雪瑩 ANH755 Rep 2009-07-03 2011-06-13
126 Leung, Tak Chuen 梁德全 ABS682 Rep 2022-07-03
127 Leung, Wai Fong (SFC:AEQ416) 梁惠芳 AEQ416 Rep 2023-03-31
128 Leung, Yun Kwai 梁潤貴 AAA612 Rep 2008-03-13
129 Li, Lee Ming 李利明 ABW204 Rep
130 Li, Yu Fei 李育飞 ARE951 Rep 2008-09-04 2010-03-31
131 Lin, Xiao Tong 林小桐 AFU015 Rep
132 Ling, Wai Man (SFC:AFW038) 凌慧敏 AFW038 Rep
133 Liu, Siu Ha 廖少霞 AEJ989 Rep 2009-05-08 2019-11-28
134 Liu, Wai Hong 柳維翰 AGA689 Rep 2003-12-01
135 Lo, Seraphina Man Yee 羅敏儀 F AFV443 Rep 2025-03-31
136 Lui, Sum Chuen 呂森銓 ADK291 Rep
137 Luk, Anne Sze Man 陸思敏 F AFP274 Rep
138 Ma, Hau Wing 馬孝榮 ACP250 Rep
139 Ma, Suet Hung 馬雪鴻 AAB801 Rep 2024-03-28
140 Mak, Bonnie Hing Ling 麥慶玲 F ADK543 Rep 2020-09-30
141 Mak, Kit Ying (SFC:AEP598) 麥潔英 AEP598 Rep 2007-09-04
142 Mak, Wai Hung 麥偉鴻 AAF356 Rep
143 Mok, Chung Hin 莫從顯 AQD350 Rep 2007-12-12 2019-11-27
144 Mok, King Fong 莫琼芳 APC235 Rep 2007-06-18 2023-09-25
145 Mou, Alex Xinghai AJB639 Rep 2009-09-08 2011-01-01
146 Ng, Kee Yee 吳紀宜 AKQ400 Rep 2009-01-05 2009-12-09
147 Ng, Mei Yuk 吳美玉 ATB546 Rep 2009-05-26 2012-04-03
148 Ng, Tak Wing 伍德榮 AGP394 Rep 2023-12-29
149 Ng, Tung Kun 吳東勤 AGN343 Rep 2021-03-01
150 Ngan, Dennis Hung Kit 顏鴻傑 M ADV590 Rep 2009-05-18 2012-09-17
151 Ni, Haidong 倪海東 ANM129 Rep 2006-06-06 2024-01-31
152 Ni, Xiang Feng AFY231 Rep 2016-09-06
153 Pat, Fung Lin 畢鳳蓮 AJE197 Rep 2009-02-03 2016-07-29
154 Shimoyamada, Jin ASO413 Rep 2009-04-14 2010-12-16
155 Shum, Lai Na 沈麗娜 AEY926 Rep 2007-05-02 2021-11-22
156 Sit, Andrew Man Lung 薛文龍 M AFV444 Rep
157 Siu, Pat Mei Yee 蕭美儀 F AFU212 Rep 2014-03-24
158 So, Ping Kei 蘇秉祺 AGH344 Rep 2020-05-04
159 Sun, Lijun (SFC:ANM157) 孫丽君 ANM157 Rep 2006-06-06
160 Tam, Jaffe Chiu Pang 譚超鵬 49 M AIC033 Rep 2004-10-06 2019-09-18
161 Tam, Kit Ling (SFC:AQS879) 譚潔凌 AQS879 Rep 2009-05-20 2010-11-29
162 Tang, Chiu Wing 鄧超榮 AMI290 Rep 2005-09-14 2018-09-12
163 Tang, Ho Chung 鄧浩驄 AEY738 Rep 2004-07-15
164 Tang, Wenwen 唐文聞 ALQ322 Rep 2006-04-03 2024-01-31
165 Tang, Yuk Sum 鄧鈺琛 AFZ141 Rep 2005-05-25
166 Tau, Ling Ling 竇玲玲 F AIS612 Rep 2006-03-16
167 To, Yung 杜勇 ANT600 Rep 2006-08-08
168 Tong, Ying Kei 唐英奇 AGV239 Rep 2003-11-21 2011-05-01
169 Tsang, Joanna Sik Mui 曾惜妹 F AFT611 Rep
170 Tsang, Siu Wan 曾小雲 ASN685 Rep 2009-04-01
171 Tsang, Suet Mui 曾雪梅 ADQ232 Rep 2005-08-02
172 Tsang, Tin Wai 曾天慧 AEE403 Rep 2009-03-11 2011-07-20
173 Tsang, Wai Ming (SFC:ACE376) 曾慧明 ACE376 Rep 2009-04-21 2009-10-19
174 Tse, Yung 謝勇 AQT264 Rep 2008-04-03
175 Tsoi, Mei Fong 蔡美芳 ANR955 Rep 2007-11-05
176 Tsui, Chiu Man 徐昭文 AAC606 Rep 2008-03-04 2023-12-29
177 Tsui, Lucy Hung 徐虹 F AEA482 Rep
178 Wang, Yayuan 王雅媛 24 F ARM817 Rep 2009-04-14 2016-07-01
179 Wei, Min 魏敏 ASC827 Rep 2008-12-29 2020-10-07
180 Weil, Daniel Scott M ANW215 Rep 2009-06-16 2010-01-18
181 Weng, Andrew Yi Jiong 翁以炯 M AEY638 Rep
182 Wong, Cheuk Ming (SFC:AAE818) 王卓明 AAE818 Rep 2003-09-30 2023-05-31
183 Wong, Chi Yik 黃熾奕 AGC171 Rep 2023-12-29
184 Wong, Chun Wing (SFC:AFS357) 黃俊榮 AFS357 Rep 2005-05-06 2022-01-21
185 Wong, Ka Hong 黃家康 AIH625 Rep 2009-06-10 2016-12-24
186 Wong, Kai Cheung (SFC:AFG684) 黃啟祥 AFG684 Rep 2005-05-18
187 Wong, Kam Wing (SFC:AAE562) 黃錦榮 AAE562 RO 2003-12-02 2013-07-22
188 Wong, Kan Fai 黃勤輝 ADI688 Rep 2019-12-27
189 Wong, Nei Nar 黃莉娜 AFD756 Rep 2005-08-10 2010-08-14
190 Wong, San Kuen 王新娟 ACD046 Rep 2007-10-31
191 Wong, Shuk Ha (SFC:ACC771) 黃淑霞 ACC771 Rep 2005-12-15 2016-09-26
192 Wong, Suet Mei 黃雪媚 AGJ172 Rep 2016-01-01
193 Wong, Tsin Man 王芊文 AHX018 Rep 2006-07-31
194 Wong, William Koon Wei 黃觀威 M AOR555 Rep 2009-06-19 2009-11-23
195 Woo, Koon Fai 胡冠輝 AQD905 Rep 2007-12-17 2012-03-12
196 Woo, Kwok On 胡國安 AEM544 Rep 2003-12-04 2017-11-08
197 Wu, Man Wai (SFC:AEN127) 胡文慧 AEN127 Rep 2008-11-05 2014-01-01
198 Wu, Nga Yin Adela 胡雅妍 ATF053 Rep 2009-06-23 2010-11-29
199 Wu, Simon Kwok Wai 鄔國威 M AAS502 Rep 2005-08-02
200 Wu, Sum 胡森 APQ515 Rep 2007-09-19 2024-06-11
201 Xu, Jing Jing (SFC:ATR685) 許晶晶 ATR685 Rep 2009-09-04 2012-08-01
202 Yan, Chun Ming (SFC:ANM128) 甄俊明 ANM128 Rep 2006-07-13 2019-12-27
203 Yeung, Chun Ho (SFC:ACA543) 楊俊豪 ACA543 Rep 2008-11-05 2023-09-25
204 Yeung, Mandy Wai Han 楊慧嫻 F APN680 Rep 2007-09-10
205 Yeung, Shu Fan 楊樹勳 M AAI312 RO 2007-11-27 2016-10-20
206 Yeung, Wai Man (SFC:AFN632) 楊慧敏 AFN632 Rep 2004-02-12
207 Yick, Winsome Kit Sum 易潔心 AOB610 Rep 2009-07-27 2012-01-01
208 Yip, Chung Yin 葉頌賢 AKR458 Rep 2005-09-09
209 Yip, Wing Sum (SFC:APD255) 葉永森 APD255 Rep 2008-11-24 2010-03-15
210 Yiu, Cindy Lin Oi 姚蓮愛 F AAB292 Rep 2023-12-29
211 Yu, Liqi 禹丽琦 ARU488 Rep 2008-11-20 2014-11-01
212 Yu, Shek Lun 余石麟 ATQ882 Rep 2009-09-01 2010-09-01
213 Yu, Siu Mei 余小眉 AGM786 Rep 2003-09-19 2011-10-29
214 Yu, Wai Hang 余偉恒 ASK839 Rep 2009-02-16
215 Yuan, Xiao Liang 袁曉喨 AMO735 Rep 2009-08-24 2013-05-01
216 Yuen, Eddy Siu Keung 阮紹強 M AEE177 Rep 2009-02-03
217 Yuen, Kwok Tung (SFC:AAC065) 袁國棟 AAC065 Rep 2007-10-31 2023-08-31
218 Zhao, Sharon Chang 趙嫦 F ARN679 Rep 2009-09-09 2011-01-08
219 Zhou, Minfeng (SFC:ARU469) 周旻楓 ARU469 Rep 2008-11-20 2011-09-17
220 Zhu, Peirong 朱培鎔 AOG691 Rep 2009-02-11 2018-12-20

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top